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WSFS FINANCIAL CORP — Director's Dealing 2011
Dec 14, 2011
31326_dirs_2011-12-14_22762a72-b579-46d5-b69a-726da06276e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WSFS FINANCIAL CORP (WSFS)
CIK: 0000828944
Period of Report: 2011-12-12
Reporting Person: PENINSULA INVESTMENT PARTNERS, L.P. (10% Owner)
Reporting Person: PENINSULA CAPITAL ADVISORS LLC (10% Owner)
Reporting Person: WESCHLER, R. TED (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-12 | Class A Common Stock par value $0.01 | J | 315649 | — | Disposed | 1184351 | Direct |
| 2011-12-12 | Class A Common Stock par value $0.01 | J | 315649 | — | Disposed | 1184351 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | Warrants | $29 | J | 1 | Disposed | 2019-09-24 | Class A Common Stock par value $0.01 (129310) | Direct |
| 2011-12-12 | Warrants | $29 | J | 1 | Disposed | 2019-09-24 | Class A Common Stock par value $0.01 (129310) | Indirect |
Footnotes
F1: The shares were distributed in-kind from Peninsula Investment Partners, L.P. (the "Partnership").
F2: The reported securities were directly owned by the Partnership and may have been deemed to be beneficially owned by (i) Peninsula Capital Advisors, LLC (the "Manager") by virtue of its role as the investment manager of the Partnership and (ii) R. Ted Weschler by virtue of his role as the sole managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The exercise price is $29 per share of common stock.
F4: The securities were distributed in-kind from the Partnership.