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WS-SK Target Group Limited — Share Issue/Capital Change 2017
Jul 6, 2017
51440_rns_2017-07-05_598881f6-798c-428d-a285-b67c7a4f6746.pdf
Share Issue/Capital Change
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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of SK Target Group Limited (the “ Company ”) dated Thursday, 6 July 2017 (the “ Prospectus ”).
Staple your Company ”) dated Thursday, 6 July 2017 (the “ Prospectus ”). 本申請表格使用瑞強集團有限公司(「 本公司 」)於2017年7月6日(星期四)刊發的招股章程(「 招股章 payment 程 」)所界定的詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or a solicitation of an offer to buy 請將股款 any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or 緊釘在此 sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根據 美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法律不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製 (不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長文件」一段所述其他文件已 按香港法例第32章公司(清盤及雜項條文)條例第342C條規定送呈香港公司註冊處處長登記。香港交易 及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香 港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。 SK Target Group Limited 瑞強集團有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 8427 股份代號:8427 Offer Price : Not more than HK$0.31 per Offer Share and expected to be no less than HK$0.25 per Offer Share, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full upon application and subject to refund) 發售價:不超過每股發售股份0.31港元及預期不低於每股發售 股份0.25港元,另加1%經紀佣金、0.0027%證監會 交易徵費及0.005%聯交所交易費(須於申請時繳足 及可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: SK Target Group Limited 致: 瑞強集團有限公司 The Joint Lead Managers 聯席牽頭經辦人 The Joint Bookrunners 聯席賬簿管理人 The Public Offer Underwriters 公開發售包銷商
致: 瑞強集團有限公司 聯席牽頭經辦人 聯席賬簿管理人 公開發售包銷商 申請人聲明
Applicants’ declaration
本人 ~~╱~~ 我們同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效用」 一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more than 18,000,000 shares) Cheque/banker’s cashier order number 申請公開發售股份數目(不超過18,000,000股股份) 支票 ╱ 銀行本票號碼 Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) HK$ 港元 兌現支票 ╱ 銀行本票的銀行名稱(請參閱「申請手續」一節) Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的英文名稱(如有) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) (1) (1) (2) (2) (3) (3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項認購申請將視作 為 閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶 號碼或身份識別號碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及香港 地址 )
For internal use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香 港商業登記號碼將轉交第三方以核實申請表格的有效性。 (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱ 護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and
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Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | ||||
|---|---|---|---|---|
| Amount Amount Amount Amount |
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| No. | of Public payable on No. of Public payable on No. of Public payable on No. of Public payable on |
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| Offer Shares application Offer Shares application Offer Shares application Offer Shares application |
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| Applied for HK$ Applied for HK$ Applied for HK$ Applied for HK$ 8,000 16,000 24,000 32,000 40,000 48,000 56,000 64,000 72,000 2,504.99 5,009.98 7,514.97 10,019.97 12,524.95 15,029.94 17,534.94 20,039.93 22,544.92 80,000 120,000 160,000 200,000 240,000 280,000 320,000 360,000 400,000 25,049.91 37,574.86 50,099.82 62,624.77 75,149.73 87,674.68 100,199.64 112,724.59 125,249.55 600,000 800,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 187,874.32 250,499.10 313,123.87 626,247.74 939,371.61 1,252,495.48 1,565,619.35 1,878,743.22 2,191,867.09 8,000,000 9,000,000 10,000,000 12,000,000 14,000,000 16,000,000 18,000,000 2,504,990.96 2,818,114.83 3,131,238.70 3,757,486.44 4,383,734.18 5,009,981.92 5,636,229.66 2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “TING HONG NOMINEES LIMITED – SK TARGET GROUP PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is Maximum number of Public Offer Shares you may apply for. Sample 樣版 |
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| authorised by the bank. This account name a joint application, the name on the back |
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| must correspond with your name. If it is a of the banker’s cashier order must be the |
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| joint application, the account name must same as the first-named applicant’s name. |
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| be the same as the first-named applicant’s | ||||
| name. |
Please use this form if you want the Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
DBS Bank (Hong Kong) Limited: Branch Address Hong Kong Island United Centre Branch Shops 1015-1018 on 1/F & Shops 2032-2034 on 2/F, United Centre, 95 Queensway, Admiralty Kowloon Amoy Plaza Branch Shops G193-195, Amoy Plaza, 77 Ngau Tau Kok Road, Ngau Tau Kok Mei Foo Branch Shops N26A & N26B, Stage V, Mei Foo Sun Chuen, 10 & 12 Nassau Street New Territories Tuen Mun Town Plaza Shop 23, G/F, Tuen Mun Town Plaza (II), – SME Banking Centre 3 Tuen Lung Street, Tuen Mun 5. Your Application Form can be lodged at these times: – Thursday, 6 July 2017 9:00 a.m. to 5:00 p.m. – Friday, 7 July 2017 9:00 a.m. to 5:00 p.m. Saturday, 8 July 2017 – 9:00 a.m. to 1:00 p.m. Monday, 10 July 2017 – 9:00 a.m. to 5:00 p.m. Tuesday, 11 July 2017 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, 11 July 2017. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares – 10. Effect of Bad Weather on the Opening and the Closing of the Application Lists” of the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為8,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 公開發售股份 應繳款項 公開發售股份 應繳款項 公開發售股份 應繳款項 公開發售股份 應繳款項 數目 港元 數目 港元 數目 港元 數目 港元 8,000 2,504.99 80,000 25,049.91 600,000 187,874.32 8,000,000 2,504,990.96 16,000 5,009.98 120,000 37,574.86 800,000 250,499.10 9,000,000 2,818,114.83 24,000 7,514.97 160,000 50,099.82 1,000,000 313,123.87 10,000,000 3,131,238.70 32,000 10,019.97 200,000 62,624.77 2,000,000 626,247.74 12,000,000 3,757,486.44 40,000 12,524.95 240,000 75,149.73 3,000,000 939,371.61 14,000,000 4,383,734.18 48,000 15,029.94 280,000 87,674.68 4,000,000 1,252,495.48 16,000,000 5,009,981.92 56,000 17,534.94 320,000 100,199.64 5,000,000 1,565,619.35 18,000,000 5,636,229.66 64,000 20,039.93 360,000 112,724.59 6,000,000 1,878,743.22 * 閣下可申請認購的公開發售 72,000 22,544.92 400,000 125,249.55 7,000,000 2,191,867.09 股份最高數目。 2. 以英文填妥及簽署表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須:* • 為港元支票; • 不得為期票; • 註明抬頭人為「鼎康代理人有限公司-瑞強集團公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 須由香港持牌銀行開出,並由有關銀 出;及 行授權的人士在銀行本票背面簽署核 • 顯示 閣下的賬戶名稱,而該賬戶名稱 證 閣下姓名╱名稱。銀行本票所示姓 必須已預印在支票上,或由有關銀行授 名╱名稱必須與 閣下姓名╱ 名稱相 權的人士在支票背書。賬戶名稱必須 同。 如屬聯名申請,銀行本票背面所示 與 閣下姓名╱名稱相同。如屬聯名申 姓名╱名稱必須與排名首位申請人的姓 請,賬戶名稱必須與排名首位申請人的 名╱名稱相同。 姓名╱名稱相同。
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱:
星展銀行(香港)有限公司: 分行 地址 香港島 統一中心分行 金鐘金鐘道95號統一中心1樓1015-1018號舖 及2樓2032-2034號舖 九龍 淘大商場分行 牛頭角牛頭角道77號淘大商場G193-195號舖 美孚新邨分行 美孚新邨第五期蘭秀道10-12號N26A-N26B舖 新界 屯門市廣場 屯門屯隆街3號屯門市廣場第2期地下23號舖 -中小企業銀行 5. 閣下可於下列時間遞交申請表格: 2017年7月6日(星期四)-上午九時正至下午五時正 2017年7月7日(星期五)-上午九時正至下午五時正 2017年7月8日(星期六)-上午九時正至下午一時正 2017年7月10日(星期一)-上午九時正至下午五時正 2017年7月11日(星期二)-上午九時正至中午十二時正 6. 截止遞交申請的時間為2017年7月11日(星期二)中午十二時正。除非出現招股章程「如何申請公開 發售股份」一節「10. 惡劣天氣對開始及截止辦理申請登記的影響」所述的天氣狀況,否則將於當日 上午十一時四十五分至中午十二時正期間開始辦理申請登記。
Please use this form if you want the Public Offer Shares to be issued in your name
SK TARGET GROUP LIMITED
(incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application
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Conditions of your application • confirm that you have received and read the Who can apply Prospectus and have only relied on the information 1. You and any person(s) for whose benefit you are and representations contained in the Prospectus in applying must be 18 years of age or older and must making your application and will not rely on any have a Hong Kong address. other information or representations except those in
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- If you are a firm, the application must be in the any supplement to the Prospectus; individual members’ names. • confirm that you are aware of the restrictions on the
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- The number of joint applicants may not exceed four. Share Offer in the Prospectus; 4. If you are a body corporate, the application must be • agree that none of the Company, the Sole Sponsor, signed by a duly authorised officer, who must state the Joint Lead Managers, the Underwriters, their his representative capacity, and stamped with your respective directors, officers, employees, partners, corporation’s chop. agents, advisers and any other parties involved in the
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- You must be outside the United States, not be a Share Offer is or will be liable for any information United States Person (as defined in Regulation S and representations not in the Prospectus (and any under the U.S. Securities Act) and not be a legal or supplement to it); natural person of the PRC. • undertake and confirm that you or the person(s) for
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- Unless permitted by the GEM Listing Rules, you whose benefit you have made the application have cannot apply for any Public Offer Shares if you are: not applied for or taken up, or indicated an interest • an existing beneficial owner of shares in the for, and will not apply for or take up, or indicate an Company and/or any of its subsidiaries; interest for, any Offer Shares under the Placing nor
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• a Director or chief executive officer of the participated in the Placing; Company and/or any of its subsidiaries; • agree to disclose to the Company, our Hong Kong
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• an associate (as defined in the GEM Listing Share Registrar, receiving bank, the Sole Sponsor, Rules) of any of the above; the Joint Lead Managers, the Underwriters and/or
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• a connected person (as defined in the GEM their respective advisers and agents any personal Listing Rules) of the Company or will data which they may require about you and the become a connected person of the Company person(s) for whose benefit you have made the immediately upon completion of the Share application; Offer; or • if the laws of any place outside Hong Kong apply
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• have been allocated or have applied for or to your application, agree and warrant that you have complied with all such laws and none of
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indicated an interest in any Placing Shares the Company, the Sole Sponsor, the Joint Lead
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under the Placing or otherwise participated in Managers and the Underwriters nor any of their
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the Placing. respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance
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If you are a nominee of your offer to purchase, or any action arising
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You, as a nominee, may make more than one application from your rights and obligations under the terms
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for the Public Offer Shares by: (i) giving electronic and conditions contained in the Prospectus and this
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instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Application Form; Participant); or (ii) using a WHITE or YELLOW • agree that once your application has been accepted, you may not rescind it because of an innocent
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Application Form, and lodge more than one application in misrepresentation;
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your own name on behalf of different beneficial owners. • agree that your application will be governed by the laws of Hong Kong;
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Effect of completing and submitting this Application Form • represent, warrant and undertake that (i) you
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By completing and submitting this Application Form, you understand that the Public Offer Shares have not
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(and if you are joint applicants, each of you jointly and been and will not be registered under the U.S.
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severally) for yourself or as an agent or a nominee on Securities Act; and (ii) you and any person for
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behalf of each person for whom you act: • undertake to execute all relevant documents and whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in
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instruct and authorise the Company, the Sole Regulation S) or are a person described in paragraph
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Sponsor and/or the Joint Lead Managers (or their (h) (3) of Rule 902 of Regulation S;
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agents or nominees), as agents of the Company, • warrant that the information you have provided is
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to execute any documents for you and to do on true and accurate;
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your behalf all things necessary to register any • agree to accept the Public Offer Shares applied for, Public Offer Shares allocated to you in your name or any lesser number allocated to you under the
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as required by the Articles of Association of the application;
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Company;
A. Who can apply
B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund cheque(s) in person;
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agree to comply with the Companies Law, the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association of the Company;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Public Offer Shares to be issued in your name
If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited.
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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understand that the Company and the Joint Lead Managers will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
• (if the application is made for your own benefit) If you do not collect your refund cheque(s) and/or share warrant that no other application has been or will be certificate(s) personally (where applicable) within the time made for your benefit on a WHITE or YELLOW period specified for collection, they will be dispatched Application Form or by giving electronic application promptly to the address as specified on this Application Form instructions to HKSCC or to the HK eIPO White by ordinary post at your own risk. Form Service Provider by you or by any one as your agent or by any other person; and If you apply for less than 1,000,000 Public Offer Shares, your • (if you are making the application as an agent for refund cheque(s) and/or share certificate(s) will be sent to the the benefit of another person) warrant that (i) no address on the relevant Application Form on Tuesday, 18 July other application has been or will be made by you 2017, by ordinary post and at your own risk. as agent for or for the benefit of that person or by that person or by any other person as agent for that No receipt will be issued for application money paid. The person on a WHITE or YELLOW Application Company will not issue temporary documents of title. Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Refund of your money Provider; and (ii) you have due authority to sign If you do not receive any Public Offer Shares or if your the Application Form or give electronic application application is accepted only in part, the Company will refund instructions on behalf of that other person as their to you your application monies (including the related 1% agent. brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is D. Power of attorney less than the maximum Offer Price, the Company will refund If your application is made through an authorised to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock attorney, the Company and the Joint Lead Managers may Exchange trading fee) without interest. accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the The refund procedures are stated in the section headed “How attorney’s authority. to Apply for Public Offer Shares – 14. Despatch/Collection of Determination of Offer Price and Allocation of Public Offer share certificates and refund monies” of the Prospectus. Shares Application by HKSCC Nominees Limited (“HKSCC The Offer Price is expected to be fixed on or around Nominees”) Wednesday, 12 July 2017. Applicants are required to pay the maximum Offer Price of HK$0.31 for each Public Offer Share Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application together with 1% brokerage, 0.0027% SFC transaction levy and instructions to apply for the Public Offer Shares, the provisions 0.005% Stock Exchange trading fee. If the Offer Price is not of this Application Form which are inconsistent with those agreed between the Company and the Joint Lead Managers (for set out in the Prospectus shall not apply and provisions in the themselves and on behalf of the Underwriters) on or around Prospectus shall prevail. Wednesday, 12 July 2017, the Share Offer will not proceed. Applications for the Public Offer Shares will not be processed Without limiting the generality of this paragraph, the following and no allotment of any Public Offer Shares will be made until sections of this Application Form are inapplicable where this the application lists close. form is signed by HKSCC Nominees: • “Applicants’ declaration” on the first page; The Company expects to announce the final Offer Price, the • “Warning” on the first page; level of indications of interest in the Placing, the level of • “If you are a nominee”; applications in the Public Offer and the basis of allotment • All representations and warranties under the “Effect of the Public Offer Shares on Tuesday, 18 July 2017 on the of completing and submitting this Application Form” website of the Stock Exchange at www.hkexnews.hk and the section, except the first one regarding registration of Company’s website at www.targetprecast.com . Results of Public Offer Shares in the applicant’s name and the allocations in the Public Offer and the Hong Kong Identity signing of documents to enable the applicant to be Card/passport/Hong Kong business registration numbers of registered as the holder of the Public Offer Shares; successful applicants (where applicable) will be available on • “If your application for Public Offer Shares is successful the above websites.
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail.
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“If your application for Public Offer Shares is successful (in whole or in part)”; and
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“Refund of your money”.
If your application for Public Offer Shares is successful (in whole or in part)
The following sections in the “How to Apply for Public Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees:
If you apply for 1,000,000 or more Public Offer Shares, you may collect your refund cheque(s) and/or share certificate(s) in person from Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, 18 July 2017 or such other date as notified by the Company.
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“8. How many applications can you make”; and
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“12. Circumstances in which you will not be allotted Public Offer Shares”.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
瑞強集團有限公司
(於開曼群島註冊成立的有限公司)
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股份發售 • 確認 閣下已接獲及細閱招股章程,提出
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可提出申請的人士 申請時也僅依據招股章程載列的資料及陳 1. 閣下及 閣下為其利益提出申請的人士必 述,而除招股章程任何補充文件外,不會 須年滿18歲並有香港地址。 依賴任何其他資料或陳述;
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- 如 閣下為商號,申請須以個別成員名義 • 確認 閣下知悉招股章程內有關股份發售
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提出。 的限制;
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- 聯名申請人不得超過四名。 • 同意本公司、獨家保薦人、聯席牽頭經辦
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- 如 閣下為法人團體,申請須經獲正式授 人、包銷商、彼等各自的董事、高級職
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權人員簽署,並註明其所屬代表身份及蓋 員、僱員、合夥人、代理、顧問及參與股
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上公司印章。
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- 閣下必須身處美國境外,並非美籍人士 份發售的任何其他人士現時及日後均毋須 (定義見美國證券法S規例),亦非中國法 對並非載於招股章程(及其任何補充文件) 人或自然人。 的任何資料及陳述負責;
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- 除創業板上市規則批准外,下列人士概不 • 承諾及確認 閣下或 閣下為其利益提出 得申請認購任何公開發售股份: 申請的人士並無申請或接納或表示有意認 • 本公司及╱或其任何附屬公司股份的 購(亦不會申請或接納或表示有意認購) 現有實益擁有人; 配售項下的任何發售股份,亦無參與配
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• 本公司及╱或其任何附屬公司的董事 售;
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或最高行政人員; • 同意在本公司、香港股份過戶登記處、收
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• 上述任何人士的聯繫人(定義見創業 款銀行、獨家保薦人、聯席牽頭經辦人、
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板上市規則); 包銷商及╱或彼等各自的顧問及代理提
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• 本公司關連人士(定義見創業板上市 出要求時,向彼等披露其所要求提供有
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規則)或緊隨股份發售完成後成為本 關 閣下及 閣下為其利益提出申請的人
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公司關連人士的人士;或
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• 已獲分配或已申請認購或表示有意認 士的個人資料; 購配售下的任何配售股份或以其他方 • 若香港境外任何地方的法律適用於 閣下 式參與配售的人士。 的申請,則同意及保證 閣下已遵守所有 有關法律,且本公司、獨家保薦人、聯席
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如 閣下為代名人 牽頭經辦人及包銷商和彼等各自的高級 閣下作為代名人可提交超過一份公開發售股 職員或顧問概不會因接納 閣下的購買 份申請,方法是:(i)透過中央結算及交收系統(i)透過中央結算及交收系統透過中央結算及交收系統 要約,或 閣下在招股章程及本申請表格 中央結算系統 」)向香港結算發出電子指示 所載的條款及條件項下的權利及責任所引
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閣下為中央結算系統參與者);或(ii)使(ii)使使 致的任何行動,而違反香港境外的任何法
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用 白色 或 黃色 申請表格以自身名義代表不同的 律;
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實益擁有人提交超過一份申請。 • 同意 閣下的申請一經接納,即不得因無 意的失實陳述而撤銷;
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填交本申請表格的效用 • 同意 閣下的申請受香港法例規管;
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閣下填妥並遞交本申請表格,即表示 閣下
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(如屬聯名申請人,即各人共同及個別)代 • 聲明、保證及承諾:(i) 閣下明白公開發 表 閣下本身,或作為 閣下代其行事的每位 售股份不曾亦不會根據美國證券法登記; 人士的代理或代名人: 及(ii) 閣下及 閣下為其利益申請公開發 • 承諾簽立所有相關文件,並指示及授權本 售股份的人士均身處美國境外(定義見S規 公司、作為本公司代理的獨家保薦人及╱ 例),或屬S規例第902條第(h)(3)段所述的 或聯席牽頭經辦人(或彼等的代理或代 人士; 名人),代表 閣下簽立任何文件,並代 • 保證 閣下提供的資料真實及準確; 表 閣下處理一切必要事務,以便根據本 • 同意接納所申請數目或根據申請分配
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公司組織章程細則的規定將以 閣下名義 予 閣下但數目較少的公開發售股份;
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登記 閣下獲分配的任何公開發售股份;
申請條件
甲、可提出申請的人士
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乙、如 閣下為代名人 閣下作為代名人可提交超過一份公開發售股 份申請,方法是:(i)透過中央結算及交收系統(i)透過中央結算及交收系統透過中央結算及交收系統
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(「 中央結算系統 」)向香港結算發出電子指示 (如 閣下為中央結算系統參與者);或(ii)使(ii)使使 用 白色 或 黃色 申請表格以自身名義代表不同的 實益擁有人提交超過一份申請。
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丙、填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下
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(如屬聯名申請人,即各人共同及個別)代 表 閣下本身,或作為 閣下代其行事的每位 人士的代理或代名人:
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授權本公司將 閣下的名稱列入本公司股 東名冊,作為 閣下獲分配的任何公開發 售股份的持有人,並授權本公司及╱或 其代理以普通郵遞方式按申請所示地址 向 閣下或聯名申請的首名申請人發送任 何股票及╱或退款支票,郵誤風險由 閣 下承擔,除非 閣下已選擇親身領取股票 及╱或退款支票;
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同意遵守公司法、公司條例、公司(清盤 及雜項條文)條例及本公司組織章程大綱 及細則;
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確認 閣下已細閱招股章程及本申請表格 所載的條款及條件以及申請程序,並同意 受其約束;
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
如 閣下為個人申請人並合資格親身領取, 閣下 不得授權任何其他人士代領。如 閣下為公司申請 人並合資格派人領取, 閣下的授權代表須攜同蓋 上公司印章的授權書領取。個人申請人及授權代表 領取股票時均須出示卓佳證券登記有限公司接納的 身份證明文件。
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聲明及表示此乃 閣下為本身或 閣下為 其利益提出申請的人士提出及擬提出的唯 一申請;
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明白本公司及聯席牽頭經辦人將依據 閣 下的聲明及陳述而決定是否向 閣下分配 任何公開發售股份, 閣下如作出虛假聲 明,可能會被檢控;
如 閣下並無在指定領取時間內親身(如適用)領 • (如本申請為 閣下本身的利益提出)保 取退款支票及╱或股票,有關股票將會立刻以普 證 閣下或作為 閣下代理的任何人士或 通郵遞方式寄往本申請表格所示地址,郵誤風險 任何其他人士不曾亦不會為 閣下的利益 由 閣下承擔。 以 白色 或 黃色 申請表格或向香港結算或 網 如 閣下申請認購1,000,000股以下公開發售股 上白表 服務供應商發出電子認購指示而提 份, 閣下的退款支票及╱或股票將於2017年7月 出其他申請;及 18日(星期二)以普通郵遞方式寄往相關申請表格 • (如 閣下作為代理為另一人士的利益提 所示地址,郵誤風險由 閣下承擔。 出申請)保證(i) 閣下(作為代理或為該 本公司不會就申請時繳付的款項發出收據,亦不會 人士利益)或該人士或任何其他作為該人 發出臨時所有權文件。 士代理的人士不曾亦不會以 白色 或 黃色 申 請表格或向香港結算或 網上白表 服務供 應商發出電子認購指示而提出其他申請及 退回款項 (ii) 閣下獲正式授權作為該人士的代理代 若 閣下未獲分配任何公開發售股份或申請僅部分 為簽署申請表格或發出電子認購指示。 獲接納,本公司將不計利息退回 閣下的申請股 款(包括相關的1%經紀佣金、0.0027%證監會交易 丁、授權書 徵費及0.005%聯交所交易費)。如發售價低於最高 如 閣下透過授權人士提出申請,本公司及 發售價,本公司將不計利息退回多收申請股款(包 聯席牽頭經辦人可按其認為合適的條件(包括 括相關的1%經紀佣金、0.0027%證監會交易徵費及 出示獲授權證明)酌情接納或拒絕 閣下的申 0.005%聯交所交易費)。 請。 有關退款程序載於招股章程「如何申請公開發售股 份」一節「14. 發送╱領取股票及退回股款」一段。 釐定發售價及公開發售股份的分配 預期發售價於2017年7月12日(星期三)或前後釐 香港中央結算(代理人)有限公司(「香港結算代理 定。申請人須繳付每股公開發售股份0.31港元的最 人」)提出的申請 高發售價,另加1%經紀佣金、0.0027%證監會交易 如本申請表格由香港結算代理人代表發出電子認購 徵費及0.005%聯交所交易費。倘若本公司與聯席 指示申請公開發售股份的人士簽署,本申請表格與 牽頭經辦人(為其本身及代表包銷商)並無於2017 招股章程不符的條文將不適用,且以招股章程所述且以招股章程所述 年7月12日(星期三)或前後協定發售價,股份發 者為準。 售將不會進行。 在不限制此段一般應用的前提下,本申請表格的以 截止登記認購申請前,概不處理公開發售股份的申 下部分在香港結算代理人作簽署人的情況下並不適 請及配發任何公開發售股份。 本公司預期於2017年7月18日(星期二)在 用: 聯交所網站 www.hkexnews.hk 及 本公司網站 • 第一頁的「申請人聲明」; www.targetprecast.com 公佈最終發售價、配售的 • 第一頁的「警告」; 踴躍程度、公開發售認購水平及公開發售股份配發 • 「如 閣下為代名人」; 基準。公開發售的分配結果以及成功申請人的香港 • 「填交本申請表格的效用」一節項下的所有陳 身份證╱護照╱香港商業登記號碼(如適用)亦會 述及保證,惟首項有關以申請人名義登記公開 於上述網站公佈。 發售股份及簽署使申請人登記成為公開發售股 份持有人的文件除外; 如 閣下成功申請認購公開發售股份(全部或部
如本申請表格由香港結算代理人代表發出電子認購 指示申請公開發售股份的人士簽署,本申請表格與 招股章程不符的條文將不適用,且以招股章程所述且以招股章程所述 者為準。
- 「如 閣下成功申請認購公開發售股份(全部 或部分)」;及
分)
如 閣下申請認購1,000,000股或以上公開發售股 份, 閣下可於2017年7月18日(星期二)或本公司 通知的其他日期上午九時正至下午一時正,親身 前往卓佳證券登記有限公司(地址為香港皇后大道 東183號合和中心22樓),領取 閣下的退款支票 及╱或股票。
- 「退回款項」。
招股章程「如何申請公開發售股份」一節的以下部 分在香港結算代理人作簽署人的情況下並不適用:
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「8. 閣下可提出的申請數目」;及
-
「12. 閣下不獲配發公開發售股份的情況」。
Please use this form if you want the Public Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
1. Reasons for the collection of your personal data personal data to, from or with any of the following: It is necessary for applicants and registered holders • the Company’s appointed agents such as financial of securities to supply correct personal data to the advisers, receiving bankers and overseas principal
Company or its agents and the Hong Kong Share share registrar;
Registrar when applying for securities or transferring • where applicants for securities request a deposit
securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. into CCASS, HKSCC or HKSCC Nominees, who Failure to supply the requested data may result in your will use the personal data for the purposes of application for securities being rejected, or in delay or operating CCASS; the inability of the Company or its Hong Kong Share • any agents, contractors or third-party Registrar to effect transfers or otherwise render their service providers who offer administrative,
services. It may also prevent or delay registration or telecommunications, computer, payment or other
transfers of the Public Offer Shares which you have services to the Company or the Hong Kong Share
successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Registrar in connection with their respective Refund payment instruction(s) to which you are business operation; entitled. • the Stock Exchange, the SFC and any other It is important that securities holders inform the statutory regulatory or governmental bodies or
Company and the Hong Kong Share Registrar otherwise as required by laws, rules or regulations;
immediately of any inaccuracies in the personal data and
supplied. • any persons or institutions with which the
2. Purposes securities’ holders have or propose to have The personal data of the securities holders may be used, dealings, such as their bankers, solicitors, held, processed, and/or stored (by whatever means) for accountants or stockbrokers, etc. the following purposes: • processing your application and refund cheque 4. Retention of personal data
and e-Auto Refund payment instruction(s), where The Company and its Hong Kong Share Registrar will
applicable, verification of compliance with the terms and application procedures set out in keep the personal data of the applicants and holders of this Application Form and the Prospectus and securities for as long as necessary to fulfil the purposes announcing results of allocation of the Public for which the personal data were collected. Personal Offer Shares; data which is no longer required will be destroyed or
• compliance with applicable laws and regulations dealt with in accordance with the Ordinance. in Hong Kong and elsewhere;
• registering new issues or transfers into or out of 5. Access to and correction of personal data
the names of securities’ holders including, where applicable, HKSCC Nominees; Securities holders have the right to ascertain whether
• maintaining or updating the register of securities the Company or the Hong Kong Share Registrar hold holders of the Company; their personal data, to obtain a copy of that data, and to
• verifying securities holders’ identities; correct any data that is inaccurate. The Company and
• establishing benefit entitlements of securities the Hong Kong Share Registrar have the right to charge
holders of the Company, such as dividends, rights a reasonable fee for the processing of such requests.
issues, bonus issues, etc.;
• distributing communications from the Company All requests for access to data or correction of data and its subsidiaries; should be addressed to the Company, at its registered
• compiling statistical information and securities holder address disclosed in the “Corporate Information” profiles; section of the Prospectus or as notified from time to
• disclosing relevant information to facilitate claims time, for the attention of the company secretary, or
on entitlements; and
• any other incidental or associated purposes relating the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
個人資料
3. 轉交個人資料 本公司及其香港股份過戶登記處所持有關證券 持有人的個人資料將會保密,但本公司及其香 港股份過戶登記處可以在為達到上述任何目的 之必要情況下,向下列任何人士披露、獲取或 轉交(無論在香港境內或境外)有關個人資料:
個人資料收集聲明
此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記處 有關個人資料和香港法例第486章《個人資料(私 隱)條例》(「 條例 」)方面的政策和慣例。
1. 收集 閣下個人資料的原因 • 本公司委任的代理人,例如財務顧問、收 證券申請人及登記持有人以本身名義申請證券 款銀行和海外主要股份過戶登記處; 或轉讓或受讓證券時或尋求香港股份過戶登記 • (如證券申請人要求將證券存於中央結算系 處的服務時,必須向本公司或其代理人及香港 統)香港結算或香港結算代理人,彼等將 股份過戶登記處提供準確個人資料。 會就中央結算系統的運作使用有關個人資 未能提供所要求的資料可能導致 閣下申請證 料; 券被拒或延遲,或本公司或香港股份過戶登記 • 向本公司或香港股份過戶登記處提供與其 處無法落實轉讓或提供服務。此舉也可能妨礙 各自業務營運有關的行政、電訊、電腦、 或延遲登記或轉讓 閣下成功申請的公開發售 付款或其他服務的任何代理人、承包商或 股份及╱或寄發 閣下應得的股票及╱或退款 第三方服務供應商; 支票及╱或電子自動退款指示。 • 聯交所、證監會及任何其他法定監管機關 證券持有人所提供的個人資料如有任何錯誤, 或政府部門或遵照其他法律、規則或法 須立即通知本公司及香港股份過戶登記處。 規;及 • 證券持有人與其進行或擬進行交易的任何
2. 目的 人士或機構,例如彼等的銀行、律師、會 證券持有人的個人資料可以任何方式被採用、 計師或股票經紀等。 持有、處理及╱或保存,以作下列用途: • 處理 閣下的申請及退款支票及電子自動 4. 個人資料的保留 退款指示(如適用)、核實是否符合本申請 本公司及其香港股份過戶登記處將按收集個人 表格及招股章程載列的條款和申請程序以 資料所需的用途保留證券申請人及持有人的個 及公佈公開發售股份的分配結果; 人資料。毌須保留的個人資料將會根據條例銷
• 遵守香港及其他地區的適用法律及法規; 毀或處理。 • 以證券持有人(包括香港結算代理人(如適 用))的名義登記新發行證券或受讓或轉讓 5. 查閱和更正個人資料 證券; 證券持有人有權確定本公司或香港股份過戶登
• 存置或更新本公司證券持有人的名冊; 記處是否持有其個人資料,並有權索取有關該 • 核實證券持有人的身份; 資料的副本並更正任何不準確資料。本公司和 • 確定本公司證券持有人的受益權利,例如 香港股份過戶登記處有權就處理上述要求收取 股息、供股和紅股等; 合理費用。
• 分發本公司及其附屬公司的通訊; 所有查閱資料或更正資料的要求應按招股章程 • 編製統計數據和證券持有人資料; 「公司資料」一節所披露或不時通知的本公司註
- 所有查閱資料或更正資料的要求應按招股章程
- 「公司資料」一節所披露或不時通知的本公司註 冊地址送交本公司的公司秘書,或向本公司的 香港股份過戶登記處的個人資料私隱事務主任 提出。
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披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港股份過戶登記處能 履行對證券持有人及╱或監管機構承擔的 責任及╱或證券持有人可能不時同意的任 何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。