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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2021
Mar 30, 2021
31320_dirs_2021-03-30_681ad13e-546a-4cd7-979e-e162975a22f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2021-03-26
Reporting Person: MCCONNELL JOHN P/OH (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-26 | Common Shares | M | 60000 | $23.10 | Acquired | 1415518 | Direct |
| 2021-03-26 | Common Shares | S | 20000 | $68.00 | Disposed | 1395518 | Direct |
| 2021-03-26 | Common Shares | S | 20000 | $68.12 | Disposed | 1375518 | Direct |
| 2021-03-26 | Common Shares | S | 20000 | $67.89 | Disposed | 1355518 | Direct |
| 2021-03-29 | Common Shares | M | 19274 | $23.10 | Acquired | 1374792 | Direct |
| 2021-03-29 | Common Shares | S | 17124 | $67.09 | Disposed | 1357668 | Direct |
| 2021-03-29 | Common Shares | S | 2150 | $69.55 | Disposed | 1355518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-26 | Non-qualified stock option (right to buy) | $23.10 | M | 60000 | Disposed | 2021-06-30 | Common Shares (60000) | Direct |
| 2021-03-29 | Non-qualified stock option (right to buy) | $23.10 | M | 19274 | Disposed | 2021-06-30 | Common Shares (19274) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12415982 | Indirect |
| Common Shares | 2428312 | Indirect |
| Common Shares | 8173 | Indirect |
| Common Shares | 7343 | Indirect |
| Common Shares | 118000 | Indirect |
| Common Shares | 255875 | Indirect |
| Common Shares | 25227 | Indirect |
| Common Shares | 44250 | Indirect |
Footnotes
F1: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
F2: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 2/28/2021.
F3: These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust.
F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.