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WORTHINGTON ENTERPRISES, INC. Director's Dealing 2021

Apr 1, 2021

31320_dirs_2021-04-01_dea85ee9-1f97-4904-b0ba-5e9437cdf6de.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2021-03-30

Reporting Person: MCCONNELL JOHN P/OH (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-30 Common Shares M 726 $23.10 Acquired 1356244 Direct
2021-03-30 Common Shares S 726 $67.60 Disposed 1355518 Direct
2021-03-30 Common Shares M 65964 $20.47 Acquired 1421482 Direct
2021-03-30 Common Shares S 65964 $67.60 Disposed 1355518 Direct
2021-03-31 Common Shares M 14036 $20.47 Acquired 1369554 Direct
2021-03-31 Common Shares S 14036 $67.09 Disposed 1355518 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-30 Non-qualified stock option (right to buy) $23.10 M 726 Disposed 2021-06-30 Common Shares (726) Direct
2021-03-30 Non-qualified stock option (right to buy) $20.47 M 65964 Disposed 2022-06-29 Common Shares (65964) Direct
2021-03-31 Non-qualified stock option (right to buy) $20.47 M 14036 Disposed 2022-06-29 Common Shares (14036) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 12415982 Indirect
Common Shares 2428312 Indirect
Common Shares 8173 Indirect
Common Shares 7343 Indirect
Common Shares 118000 Indirect
Common Shares 255875 Indirect
Common Shares 25227 Indirect
Common Shares 44250 Indirect

Footnotes

F1: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

F2: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 2/28/2021.

F3: These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust.

F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

F5: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.