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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2021
Jun 29, 2021
31320_dirs_2021-06-29_ac5cb3f5-790a-4961-9698-1e1d0156a6ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2021-06-25
Reporting Person: SMOLENSKI ERIC M (President-Worthington Cylinder)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-25 | Common Shares | A | 3000 | $0.00 | Acquired | 82831 | Direct |
| 2021-06-28 | Common Shares | F | 1406 | $59.64 | Disposed | 81424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-25 | Non-qualified stock option (right to buy) | $60.19 | A | 3200 | Acquired | 2031-06-25 | Common Shares (3200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 7215 | Indirect |
Footnotes
F1: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2024).
F2: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement dated as of May 31, 2021.
F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2023 and 6/25/2024.