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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2021
Jun 29, 2021
31320_dirs_2021-06-29_adf0992b-f639-4daa-af13-ca5c2b13bfd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2021-06-25
Reporting Person: HAYEK JOSEPH B (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-25 | Common Shares | A | 5200 | $0.00 | Acquired | 130596 | Direct |
| 2021-06-28 | Common Shares | F | 563 | $59.64 | Disposed | 130033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-25 | Non-qualified stock option (right to buy) | $60.19 | A | 5300 | Acquired | 2031-06-25 | Common Shares (5300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2000 | Indirect |
| Common Shares | 1533 | Indirect |
Footnotes
F1: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2024).
F2: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3: The amount reported includes additional common shares acquired pursuant to the dividend reinvestment feature of the IRA as reported in the plan statement dated March 31, 2021.
F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2023 and 6/25/2024.