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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2020
Jun 30, 2020
31320_dirs_2020-06-30_4906f3ee-cb91-46b2-a459-bf9374186614.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2020-06-29
Reporting Person: MCCONNELL JOHN P/OH (Director, Chairman/Chief Exec Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-29 | Common Shares | F | 6570 | $37.08 | Disposed | 1749507 | Direct |
| 2020-06-29 | Common Shares | M | 135000 | $12.05 | Acquired | 1884507 | Direct |
| 2020-06-29 | Common Shares | F | 86739 | $37.08 | Disposed | 1797768 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-29 | Non-qualified stock option (right to acquire) | $12.05 | M | 135000 | Disposed | 2020-07-02 | Common Shares (135000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12415982 | Indirect |
| Common Shares | 2428312 | Indirect |
| Common Shares | 8173 | Indirect |
| Common Shares | 7343 | Indirect |
| Common Shares | 118000 | Indirect |
| Common Shares | 255875 | Indirect |
| Common Shares | 25227 | Indirect |
Footnotes
F1: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F2: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 5/31/2020.
F3: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.