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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2018
Apr 6, 2018
31320_dirs_2018-04-06_050ec222-1969-45ff-b343-4419b7bace7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2018-04-04
Reporting Person: LYTTLE CATHERINE M (Vice President-Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-04 | Common Shares | M | 7500 | $20.21 | Acquired | 32059 | Direct |
| 2018-04-04 | Common Shares | M | 9000 | $12.05 | Acquired | 41059 | Direct |
| 2018-04-04 | Common Shares | M | 9000 | $23.10 | Acquired | 50059 | Direct |
| 2018-04-04 | Common Shares | M | 9000 | $20.47 | Acquired | 59059 | Direct |
| 2018-04-04 | Common Shares | S | 34500 | $40.65 | Disposed | 24559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-04 | Non-qualified stock option (right to buy) | $20.21 | M | 7500 | Disposed | 2018-07-01 | Common Shares (7500) | Direct |
| 2018-04-04 | Non-qualified stock option (right to buy) | $12.05 | M | 9000 | Disposed | 2020-07-02 | Common Shares (9000) | Direct |
| 2018-04-04 | Non-qualified stock option (right to buy) | $23.10 | M | 9000 | Disposed | 2021-06-30 | Common Shares (9000) | Direct |
| 2018-04-04 | Non-qualified stock option (right to buy) | $20.47 | M | 9000 | Disposed | 2022-06-29 | Common Shares (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 535 | Indirect |
Footnotes
F1: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement dated as of 4/2/2018.
F2: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.
F3: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.
F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.
F5: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.