AI assistant
WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2016
Mar 4, 2016
31320_dirs_2016-03-04_c3c003b4-00e3-48f7-b92e-23de5db1ba2c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2016-03-03
Reporting Person: MCCONNELL JOHN P/OH (Director, Chairman/Chief Exec Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Common Shares | M | 130000 | $18.17 | Acquired | 1708034 | Direct |
| 2016-03-03 | Common Shares | F | 96409 | $33.91 | Disposed | 1611625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-03 | Employee Non-Qualified Stock Option (right to buy) | $18.17 | M | 130000 | Disposed | 2016-06-01 | common shares (130000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12415982 | Indirect |
| Common Shares | 2428312 | Indirect |
| Common Shares | 6151 | Indirect |
| Common Shares | 5392 | Indirect |
| Common Shares | 118000 | Indirect |
| Common Shares | 255875 | Indirect |
| Common Shares | 24755 | Indirect |
Footnotes
F1: The reported common shares were withheld from those which would have otherwise been issued upon exercise of the option, in order to pay the exercise price for the common shares acquired upon exercise of the option and the related withholding taxes.
F2: The account is enrolled in the Issuer's dividend reinvestment plan and the amount listed includes the number of common shares reflected in the most up-to-date information available.
F3: Amount listed is the most up-to-date information available regarding holdings in the Worthington Industries, Inc. Deferred Profit Sharing Plan Fund which invests in common shares of the Issuer.
F4: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on June 1, 2016.