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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2013
Jan 8, 2013
31320_dirs_2013-01-08_a42c10de-9541-41b1-891a-e0993ab062c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2013-01-04
Reporting Person: Lockard Matthew A (VP Corp Dev & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-04 | Common Shares | M | 10000 | $19.20 | Acquired | 21271 | Direct |
| 2013-01-04 | Common Shares | S | 10000 | $26.20 | Disposed | 11271 | Direct |
| 2013-01-04 | Common Shares | M | 10000 | $17.01 | Acquired | 21271 | Direct |
| 2013-01-04 | Common Shares | S | 10000 | $26.20 | Disposed | 11271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-04 | Employee Stock Option (Right to Purchase) | $19.20 | M | 10000 | Disposed | 2014-05-31 | common shares (10000) | Direct |
| 2013-01-04 | Employee Stock Option (Right to Purchase) | $17.01 | M | 10000 | Disposed | 2015-05-31 | common shares (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 10423 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock, acquired under deferred compensation plan | $ | common shares (76) | 2837 | Direct |
Footnotes
F1: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
F2: This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
F3: The accounts track common shares on a one-for-one basis
F4: The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans.
F5: These are unfunded accounts under Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
F6: The amount reported represents 76 additional unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.