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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2012
Jun 4, 2012
31320_dirs_2012-06-04_8d257707-746a-45ed-8f70-ec1d03f04b21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2012-06-01
Reporting Person: MCCONNELL JOHN P/OH (Director, Chairman/Chief Exec Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-01 | Common Shares | M | 200000 | $15.15 | Acquired | 1435225 | Direct |
| 2012-06-01 | Common Shares | F | 194017 | $15.88 | Disposed | 1241208 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-01 | Employee Stock Option (Right to Purchase) | $15.15 | M | 200000 | Disposed | 2012-06-02 | common shares (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12415982 | Indirect |
| Common Shares | 2428312 | Indirect |
| Common Shares | 22593 | Indirect |
| Common Shares | 29255 | Indirect |
| Common Shares | 25144 | Indirect |
| Common Shares | 4204 | Indirect |
| Common Shares | 3444 | Indirect |
| Common Shares | 118000 | Indirect |
| Common Shares | 255875 | Indirect |
| Common Shares | 21977 | Indirect |
Footnotes
F1: These Common Shares are held of record by JDEL, Inc., a Delaware corporation ("JDEL"). JDEL is a wholly-owned sbusidiary of JMAC, Inc., a private investment company substantially owned, directly or indirectly, by John P. McConnell and certain entities with whom John P. McConnell is affiliated.
F2: The account is enrolled in the Company's dividend reinvestment plan and the amount listed is the most up-to-date information available.
F3: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
F4: This non-qualified stock option was granted out of the Worthington Industries, Inc. 1997 Long Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest.
F5: This option has an expiration date of 6/2/12