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WORTHINGTON ENTERPRISES, INC. — Director's Dealing 2012
Aug 1, 2012
31320_dirs_2012-08-01_eba3e963-1e71-4cbd-a392-d5c516359c10.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
CIK: 0000108516
Period of Report: 2012-08-01
Reporting Person: LYTTLE CATHERINE M (Vice President-Communications)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 11524 | Direct |
| Common Shares | 479 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock, acquired under deferred compensation plan | $ | common shares (2280) | Direct | ||
| NQ Employee Stock Option (Right to buy) | $19.20 | 2014-05-31 | common shares (4000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $17.01 | 2015-05-31 | common shares (6000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $18.17 | 2016-05-31 | common shares (10000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $22.73 | 2017-07-01 | common shares (7500) | Direct | |
| NQ Employee Stock Option (Right to buy) | $20.21 | 2018-06-30 | common shares (7500) | Direct | |
| NQ Employee Stock Option (Right to buy) | $13.25 | 2019-07-15 | common shares (4000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $12.05 | 2020-07-01 | common shares (9000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $23.10 | 2021-06-29 | common shares (9000) | Direct | |
| NQ Employee Stock Option (Right to buy) | $20.47 | 2022-06-28 | common shares (9000) | Direct |
Footnotes
F1: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
F2: The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans
F3: These are unfunded accounts under the Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
F4: The accounts track common shares on a one-for-one basis
F5: This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
F6: This non-qualified stock option was granted out of the Company's 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
F7: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/30/2013 and 6/30/2014.
F8: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/29/2014 and 6/29/2015.