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WORLEY LIMITED Major Shareholding Notification 2017
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Major Shareholding Notification
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Level 15, 141 Walker Street North Sydney NSW 2060 Australia Telephone: +61 2 8923 6866 Facsimile: +61 2 8923 6877 worleyparsons.com WorleyParsons Limited ABN 17 096 090 158
11 January 2017
Manager, Market Announcements Office ASX Limited Level 4, Exchange Centre 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam
WORLEYPARSONS LIMITED (WOR) SUBSTANTIAL SHAREHOLDER NOTICE – POLARIS CAPITAL MANAGEMENT, LLC
The company has received the information attached and is lodging it in accordance with ASX Listing Rule 3.17.2.
Yours faithfully WorleyParsons
Nuala O'Leary Group Company Secretary
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
Worley Parsons Limited Io., Company Name/Scheme ACN/ARSN 096 090 158 1. Details of substantial holder(1) Name Polaris Capital Manasement, LLC ACN/ARSN (if applicable) There was a change in the interests of the $13/12/2016$ substantial holder on
The previous notice was given to the company on 0312412016 The previous notice was dated D3/22/2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) $\vert$ in when last required, and when
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes! | Vating power (5) | |
| Drdinary | 18,446.731 | $744%$ | 15.643.256 | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| . |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (B) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows
| --------- Name and ACN/ARSN (J anniversion ____ THE REAL PROPERTY |
-------- _ _ --- Nature of association $ -$ ----------- -- ___ |
|---|---|
| BULLER LANDS ** |
.____ -------- |
| ------------- . ______ --- |
6. Addresses
The addresses of persons named in this form are as follows:
___ Name |
--- Address _ ____ |
|---|---|
| _ -------- |
--- --------- __ ----------- -------------- |
| ------- | --- |
Signature
| print name | Bernard R. Horn Jr. | President capacity |
|---|---|---|
| sign here | Denolil. $H$ and $H$ |
alte 14 / 12 / 2016 |
DIRECTIONS
- U) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essent ally sim lar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
- $\boldsymbol{\varnothing}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\boldsymbol{\alpha}$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $\left\langle 4\right\rangle$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsect on 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving (ull and accurate details of any contract, scheme or arrangement. must accompany this form, together with a written statement cert fying this contract, scheme or arrangement, and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the Cub
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a re evant interest was acquired has, or may, become emitted to receive in relation to that acquisition. Details mu $\sqrt{n}$ included of any benefit paid on behalf of the substantial holder or its associate in retation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". 倜
- (9) Give details, if appropriate, of the present association and any change in that association since the fast substantial holding not co.
4. Present Relevant Interests
| Holder of relevant interest | Nature of relevant interest | Class and number of securities | |
|---|---|---|---|
| PNC International Equity Fund | power to control disposal of securities | Ordinary | 1,019,600 |
| Battelle-Polaris Global Equity | power to control voting and/or disposal of securities | Ordinary | 194,500 |
| Caisse de depot et placement du Quebec |
power to control disposal of securities | Ordinary | 382,800 |
| The Cheyenne Fund a Massachusetts Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 71,400 |
| Comcast Corporation Retirement Investment Plan |
power to control voting and/or disposal of securities | Ordinary | 159,000 |
| Stephen E. Frank | power to control disposal of securities | Ordinary | 4,900 |
| General Electric Pension Trust | power to control voting and/or disposal of securities | Ordinary | 671,400 |
| NYSCRF/GSAM AIMS Global Tuscarora | power to control voting and/or disposal of securities | Ordinary | 533,500 |
| Pear Tree Polaris Foreign Value Fund | power to control voting and/or disposal of securities | Ordinary | 3,524,600 |
| Pear Tree Polaris Foreign Value Small Cap Fund |
power to control voting and/or disposal of securities | Ordinary | 1,912,500 |
| Lockheed Martin Corporation Master Retirement Trust |
power to control voting and/or disposal of securities | Ordinary | 381,800 |
| The Nationwide Defined Benefit Master Trust |
power to control disposal of securities | Ordinary | 693,900 |
| Nationwide Savings Plan | power to control disposal of securities | Ordinary | 541,300 |
| Nazareth Literary and Benevolent Institution |
power to control disposal of securities | Ordinary | 105,000 |
| Obermayer Foundation, Inc. | power to control voting and/or disposal of securities | Ordinary | 7,300 |
| Polaris Capital International Value Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 429,900 |
| Mizuho T&B Co./Pension Fund Association Trust & Custody Services Bank, Ltd. |
power to control voting and/or disposal of securities | Ordinary | 689,117 |
| Polaris Global Value UCITS Fund | power to control voting and/or disposal of securities | Ordinary | 66,600 |
| Polaris Global Value Fund | power to control voting and/or disposal of securities | Ordinary | 497,400 |
| PSEG Master Employee Benefit Plan Polaris Capital Management |
power to control voting and/or disposal of securities | Ordinary | 742,400 |
|---|---|---|---|
| PSEG Nuclear LLC Qualified Polaris Capital Management |
power to control voting and/or disposal of securities | Ordinary | 211,600 |
| RBC GAM International Fund | power to control voting and/or disposal of securities | Ordinary | 1,079,200 |
| Russell Trust Company Retirement Income Plan For Employees Of Armstrong World Industries Inc. |
power to control disposal of securities | Ordinary | 16,400 |
| Russell Investments Canada Limited - Russell Global Equity Fund |
power to control disposal of securities | Ordinary | 140,003 |
| Russell Investments Canada Limited - Russell Global Equity Pool |
power to control disposal of securities | Ordinary | 51,811 |
| Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund |
power to control disposal of securities | Ordinary | 75,800 |
| Russell Investment Company Global Equity Portfolio |
power to control disposal of securities | Ordinary | 751,300 |
| Russell Trust Company Multi-Asset Core Fund |
power to control disposal of securities | Ordinary | 74,000 |
| Russell Investments Limited - SBZ Segregated Portfolio |
power to control disposal of securities | Ordinary | 215,225 |
| Russell Investments Canada Ltd. Wsib Investments Public Equities Pooled Fund Trust |
power to control disposal of securities | Ordinary | 383,700 |
| Sharon Schumacher | power to control disposal of securities | Ordinary | 4,300 |
| David Matthew Shackleton Revocable Trust Uad 12/07/76 |
power to control disposal of securities | Ordinary | 600 |
| The Stanley W. Watson Foundation | power to control voting and/or disposal of securities | Ordinary | 10,400 |
6. Addresses
| Holder of relevant interest | Name | Address |
|---|---|---|
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| PNC International Equity Fund | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| HSBC Custody and Clearing | ||
| Level 13, 580 George St. | ||
| Battelle-Polaris Global Equity | HSBC Custody and Clearing | Sydney, NSW 2000, Australia |
| HSBC Custody and Clearing | ||
| Level 13, 580 George St. | ||
| Caisse de depot et placement du Quebec | HSBC BANK AUSTRALIA LIMITED | Sydney, NSW 2000, Australia |
| National Australia Bank, Ltd. | ||
| The Cheyenne Fund a Massachusetts | National Australia Bank, Ltd. | Level 12, 500 Bourke St |
| Limited Partnership | Melbourne, Victoria 3000 | |
| Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| Level 19, 55 Collins Street | ||
| Comcast Corporation Retirement | JP Morgan Chase Bank | Melbourne 3000 |
| Investment Plan | AUSTRALIA | |
| HSBC Bank Australia Ltd | ||
| HSBC Centre | ||
| Stephen E. Frank | HSBC Bank Australia | 580 George Street |
| Sydney NSW 2000, Australia | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| General Electric Pension Trust | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia |
| JPMorgan Chase Bank, N.A.** | ||
|---|---|---|
| NYSCRF/GSAM AIMS Global Tuscarora | Level 19, 55 Collins Street | |
| JP Morgan Chase Bank | Melbourne 3000 | |
| AUSTRALIA | ||
| Hongkong and Shanghai Banking Corporation Ltd. | ||
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Fund | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Sydney, NSW 2000, Australia | ||
| Hongkong and Shanghai Banking Corporation Ltd. | ||
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Small Cap | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Fund | Sydney, NSW 2000, Australia | |
| HSBC Custody and | ||
| Lockheed Martin Corporation Master | HSBC Custody and Clearing | Clearing, Level 13, 580 |
| Retirement Trust | George Street, Sydney | |
| NSW 2000, Australia | ||
| National Australia Bank, Ltd. | ||
| The Nationwide Defined Benefit Master | Level 12, 500 Bourke St | |
| Trust | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| Level 19, 55 Collins Street | ||
| Nationwide Savings Plan | JP Morgan Chase Bank | Melbourne 3000 |
| AUSTRALIA | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| Nazareth Literary and Benevolent | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Institution | Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia |
| HSBC Bank Australia Ltd | ||
|---|---|---|
| HSBC Centre | ||
| Obermayer Foundation, Inc. | Hongkong and Shanghai Banking Corporation | 580 George Street |
| Sydney NSW 2000, Australia | ||
| National Australia Bank, Ltd. | ||
| Polaris Capital International Value Limited | Level 12, 500 Bourke St | |
| Partnership | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| JPMorgan Chase Bank, N.A., Melbourne | ||
| Mizuho T&B Co./Pension Fund Association Trust & Custody Services Bank, Ltd. |
JP Morgan Chase Bank | 55 Collins St, Melbourne VIC 3000, Australia |
| HSBC BANK AUSTRALIA LTD Level 32, 580 George Street, Sydney | ||
| NSW 2000, Australia | ||
| Polaris Global Value UCITS Fund | HSBC BANK AUSTRALIA LTD | |
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| Polaris Global Value Fund | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| National Australia Bank, Melbourne | ||
| PSEG Master Employee Benefit Plan | National Australia Bank, Ltd. | Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Polaris Capital Management | ||
| National Australia Bank, Melbourne | ||
| PSEG Nuclear LLC Qualified Polaris Capital | National Australia Bank, Ltd. | Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Management | ||
| National Australia Bank, Ltd. | ||
| Polaris Global Value Fund | National Australia Bank, Ltd. | Level 12, 500 Bourke St |
| Melbourne, Victoria 3000 | ||
| Australia |
| Hongkong and Shanghai | ||
|---|---|---|
| Banking Corporation Ltd. | ||
| RBC GAM International Fund | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| Russell Trust Company Retirement Income | Level 19, 55 Collins Street | |
| Plan For Employees Of Armstrong World | JP Morgan Chase Bank | Melbourne 3000 |
| Industries Inc. | AUSTRALIA | |
| National Australia Bank, Melbourne | ||
| Russell Investments Canada Limited - | National Australia Bank, Ltd. | Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Russell Global Equity Fund | ||
| National Australia Bank, Melbourne | ||
| Russell Investments Canada Limited - | National Australia Bank, Ltd. | Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Russell Global Equity Pool | ||
| National Australia Bank, Ltd. | ||
| National Australia Bank, Ltd. | Level 12, 500 Bourke St | |
| Russell Institutional Funds, LLC - Russell | Melbourne, Victoria 3000 | |
| Multi-Asset Core Plus Fund | Australia | |
| Hongkong and Shanghai | ||
| Russell Investment Company Global | Banking Corporation Ltd. | |
| Equity Portfolio | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia Hongkong and Shanghai |
||
| Banking Corporation Ltd. | ||
| Russell Trust Company Multi-Asset Core | HSBC Custody and Clearing | |
| Fund | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Sydney, NSW 2000, Australia | ||
| HSBC Bank Australia Limited | ||
| Direct Custody and Clearing | ||
| Russell Investments Limited - SBZ | HSBC BANK AUSTRALIA LIMITED | Level 3, 10 Smith Street |
| Segregated Portfolio | Parramatta, Sydney, New South Wales 2150 | |
| BSB #342-011 | ||
| Hongkong and Shanghai | ||
|---|---|---|
| Russell Investments Canada Ltd. Wsib | Banking Corporation Ltd. | |
| Investments Public Equities Pooled Fund | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Trust | Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | ||
| HSBC Bank Australia Ltd | ||
| HSBC Centre | ||
| Sharon Schumacher | Hongkong and Shanghai Banking Corporation | 580 George Street |
| Sydney NSW 2000, Australia | ||
| HSBC Bank Australia Ltd | ||
| HSBC Centre | ||
| David Matthew Shackleton Revocable | Hongkong and Shanghai Banking Corporation | 580 George Street |
| Trust Uad 12/07/76 | Sydney NSW 2000, Australia | |
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| The Stanley W. Watson Foundation | HSBC Bank Australia | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia |