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WORLEY LIMITED — Major Shareholding Notification 2017
Mar 7, 2017
66073_rns_2017-03-07_377871e7-222e-46ce-8b45-5eaba6194afb.pdf
Major Shareholding Notification
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| To: | ASX Company Announcements Platform | Fax: | 1300 135 638 |
|---|---|---|---|
| 8 | |||
| Ms Nuala O'Leary | Fax: | 02 8923 6877 | |
| WORLEYPARSONS LIMITED [WOR] | |||
| From: | Jade Hoang | Fax: | (02) 8225 5114 |
| Citigroup Global Markets Australia Pty Limited | |||
| Date: | 8 March 2017 | Pages: | 5 (including cover sheet) |
| Subject: | Submission of Form 603 re: WORLEYPARSONS LIMITED [WOR] |
If you do not receive all pages, please telephone on 61 2 8225 1472
This fax is confidential and may be privileged. If you are not the intended recipient, please notify the sender immediately by telephone.
| ----------- | Form 603 |
|---|---|
| Notice of initial substantial shareholder | Corporations Act |
| Section 671B |
WORLEYPARSONS LIMITED ("WOR", Ordinary Fully Paid) To:
Details of substantial shareholder $1.$
Citioroup Giobal Markets Australia Pty Limited (ACN 003 114 832) and each of the
related bodies corporate in the Citigroup group of companies worldwide (for more details
please visit www.citigroup.com).
The holder became a substantial holder on 3 March 2017.
Details of voting power $2.$
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities |
Person's vote | Voting Power |
|---|---|---|---|
| WorleyParsons Limited (WOR), Ordinary Fully Paid |
18,456,815 | 18,456,815 | 7.47% |
Detalls of relevant interests 3.
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Citigroup Global Markets Limited |
Citigroup Global Markets Limited holds a relevant interest in these shares acting as Stock Loan/Borrow and as the holder of securities subject to an obligation to return under a securities lending agreement. See Appendix: Prescribed Information. |
4,705,182 WOR, Ordinary Fully Paid |
| Citigroup Global Markets Australia Pty Limited |
Citigroup Global Markets Australia Pty Limited holds a relevant interest in these shares pursuant to contracts entered into in the ordinary course of business on a stock market of a stock exchange, containing no terms and conditions other than standard terms and conditions. Also, it holds a relevant |
13,751,633 WOR, Ordinary Fully Paid |
| interest in these shares acting as | |
|---|---|
| Stock Loan/Borrow and as the | |
| holder of securities subject to an | |
| obligation to return under a | |
| securities lending agreement. See | |
| Appendix: Prescribed Information. |
$\overline{\mathbf{4}}$ . Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Class and number of securities |
|---|---|---|
| Citigroup Global Markets Limited |
Citicorp Nominees Pty Ltd | 4.705.182 WOR, Ordinary Fully Paid |
| Citigroup Global Markets Australia Pty Limited |
Citigroup Global Markets Australia Pty Limited |
13,751,633 WOR, Ordinary Fully Paid |
$5.$ Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition |
Consideration | Class and number of securities |
|---|---|---|---|
| Citigroup Global Markets Limited |
Various | Various | 4.705.182 WOR Ordinary Fully Paid |
| Citigroup Global Markets Australia Pty Limited |
Various | Various | 13,751,633 WOR Ordinary Fully Paid |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Citigroup Global Markets Limited | Each of the related bodies corporate in the Citigroup group of companies worldwide (for more details please visit www.citigroup.com ). |
| Citigroup Global Markets Australia Pty Limited, ACN 003 114 832 |
Each of the related bodies corporate in the Citigroup group of companies worldwide (for more details please visit www.citigroup.com ). |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Citigroup Global Markets Limited | Citigroup Centre |
| 33 Canada Square | |
| London, E14 5LB | |
| Citigroup Global Markets Australia Pty | Level 22, Citigroup Centre |
| Limited | 2 Park St |
| Sydney NSW 2000 |
Dated this day, 8 March 2017.
Jade Hoang Markets Compliance Citigroup Global Markets Australia Pty Limited
$5/6$
l,
Appendix: Prescribed Information
| Scheduer | |
|---|---|
| Type of Agreement | AMSLA |
| Parties to Agreement | Various |
| Transfer date | Various |
| Holder of voting rights | Borrower under separate securities lending transaction |
| Are there any restrictions on voting rights? |
No |
| Scheduled return date | Unknown |
| Does the borrower have the right to return early? |
Yes |
| If yes, details | Standard AMSLA terms |
| Does the lender have the right to recall early? |
Yes |
| If yes, details | Standard AMSLA terms |
| Will the securities be returned on settlement? |
n/a |
| Statement | If requested by WorleyParsons Limited to whom the prescribed form must be given, or if requested by ASIC, Citigroup Global Markets Australia Pty Limited will give a copy of the AMSLA to WorleyParsons Limited or ASIC, |
08Nar/2017 5:02:55 PM CITI *6128225540