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WORLEY LIMITED — Major Shareholding Notification 2017
Oct 3, 2017
66073_rns_2017-10-03_b74e7bea-22b0-491d-bb45-c12f366e36ec.pdf
Major Shareholding Notification
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POLARIS CAPITAL MANAGEMENT, LLC
| FACSIMILE TRANSMITTAL SHEET | |||
|---|---|---|---|
| TO: FROM: |
|||
| Elizabeth Murray | |||
| COMPANY | DATE: | ||
| ASX | 10/3/2017 | ||
| FAX NUMBER: | TOTAL NO. OF PAGES, INCLUDING COVER: | ||
| 61 2 9347 0005 | 9 | ||
| PHONE NUMBER: | SENDER'S REFERENCE NUMBER: | ||
| $\mathbf{RE}$ | YOUR REFERENCE NUMBER: | ||
| Form 604 | |||
| $\Box$ urgent $\Box$ FOR REVIEW |
O PLEASE COMMENT $\Box$ PLEASE REPLY O PLEASE RECYCLE |
||
| NOTES/COMMENTS: | |||
| Please see the attached Form 604 and Annex for Polaris Capital Management, LLC. | |||
| Please contact me with any questions 1-617-951-0004. | |||
| Thanks, | |||
| Elizabeth Murray | |||
604 page 1/2 15 July 2001
| Form 604 | |
|---|---|
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| In, Company Name/Scheme | Worley Parsons Limited | |
|---|---|---|
| ACN/ARSN | 096 090 158 |
13/12/2016
- Datalls of substantial holder(1)
| Name ACN/ARSN (if applicable) ALI A |
Polaris Capital Management | |
|---|---|---|
| There was a change in the interests of the substantial holder on |
02102017 | |
| The previous natice was given to the consamy on | バショヴィ クァットム |
The previous notice was dated
- Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial helder or an associate (2) had a relevant interest (3) is a relevant interest (3) in when l
| Class of securities (4) | Previous notice | Frescot notice |
|---|---|---|
| Person's votes Vot ng power (5) |
Person's votes Volma power (5) |
|
| ordinary | 15 643 256 しるロケ |
13 092.350 5.27% |
| $-11111$ |
3. Changes in relevant interests
Paticulars of each change-it, or change in the nature of, a relevant wherest of the substantial holder or on associate in volving securities of the company or scheme, since the
substantial holder was last required to give
| Date of thange |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and nato d securities allected |
Prison's votes affected |
|---|---|---|---|---|---|
4. Present relevant interests
Particulars of each relevant interest of the substantial imider in young securities after the change are as follows.
| Holder of sclevant munest |
Registered holder of securities |
Person entitled to be registered as holder (B) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
604 page 2/2 15 July 2001
| Hame and ACN/ARSN (if applicable) Nature of association. |
||||||
|---|---|---|---|---|---|---|
| 4. Addrasses | ||||||
| The addresses of persons remod in this form are as follows. | ||||||
| Neme Address |
||||||
| Signature | ||||||
| print rame Bernard R. Hora Jr. capacity |
President | |||||
| sign here date 03/10/2017 |
||||||
| DIRECTIONS | ||||||
| U) | If there we a rumber of substant at indices with smalar or related relevant interests (eg in corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annotise to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and accresses of members is clearly set out in paragraph 6 of the |
|||||
| Ø | See the definition of "associate" in section 9 of the Corporations Act 2001 | |||||
| u | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001 | |||||
| 14) | The volling shares of a company constitute one class unless divided into separate classes. | |||||
| 掏 | The person's votes divided by the total votes in the body corporate or scheme multiplied by 190. | |||||
| Ю | Include detaits of | |||||
| Ιaί any relevors agreement or other cocumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, schome or arrangement, and |
||||||
| ы any qualification of the power of a person to exercise, controt the exercise of, or influence the exercise of the voting powers or disposat of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
||||||
| See the dofinition of "relevant agreement" in section 9 of the Corporations Act 2001 | ||||||
| Ø. | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant rateiest was ocquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. |
|||||
| 侗 | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown" | |||||
| Ð | Give details, if appropriate, of the present association and any change in that association since the last substantial holding notico. | |||||
4. Present Relevant Interests
| Holder of relevant interest | Nature of relevant interest | Class and number of securities | |
|---|---|---|---|
| PNC International Equity Fund | power to control disposal of securities | Ordinary | 919,600 |
| Battelle-Polaris Global Equity | power to control voting and/or disposal of securities | Ordinary | 194,500 |
| Caisse de depot et placement du Quebec |
power to control disposal of securities | Ordinary | 382,800 |
| The Cheyenne Fund a Massachusetts Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 64,400 |
| Comcast Corporation Retirement- Investment Plan |
power to control voting and/or disposal of securities | Ordinary | 142,000 |
| Stephen E. Frank | power to control disposal of securities | Ordinary | 2,100 |
| General Electric Pension Trust | power to control voting and/or disposal of securities | Ordinary | 362,300 |
| NYSCRF/GSAM AIMS Global Tuscarora power to control voting and/or disposal of securities | Ordinary | 533,500 | |
| Pear Tree Polaris Foreign Value Fund | power to control voting and/or disposal of securities | Ordinary | 2,880,600 |
| Pear Tree Polaris Foreign Value Small Cap Fund |
power to control voting and/or disposal of securities | Ordinary | 1,320,100 |
| Lockheed Martin Corporation Master Retirement Trust |
power to control voting and/or disposal of securities | Ordinary | 206,800 |
| The Nationwide Defined Benefit Master Trust |
power to control disposal of securities | Ordinary | 526,900 |
| Nationwide Savings Plan | power to control disposal of securities | Ordinary | 541,300 |
| Nazareth Literary and Benevolent Institution |
power to control disposal of securities | Ordinary | 105,000 |
| Obermayer Foundation, Inc. | power to control voting and/or disposal of securities | Ordinary | 7,300 |
| Oak Ridge National Lab | power to control voting and/or disposal of securities | Ordinary | 117,300 |
| Polaris Capital International Value Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 156,200 |
| Mizuho T&B Co./Pension Fund Association Trust & Custody Services Bank, Ltd. |
power to control voting and/or disposal of securities | Ordinary | 769,082 |
| Polaris Global Value UCITS Fund | power to control voting and/or disposal of securities | Ordinary | 66,600 |
| Polaris Global Value Fund | power to control voting and/or disposal of securities | Ordinary | 497,400 |
| PSEG Master Employee Benefit Plan | power to control voting and/or disposal of securities | Ordinary | |
|---|---|---|---|
| Polaris Capital Management PSEG Nuclear LLC Qualified Polaris |
742,400 | ||
| Capital Management | power to control voting and/or disposal of securities | Ordinary | 211,600 |
| RBC GAM International Fund | power to control voting and/or disposal of securities | Ordinary | |
| Russell Trust Company Retirement | 919,900 | ||
| Income Plan For Employees Of | power to control disposal of securities | Ordinary | |
| Armstrong World Industries Inc. | 32,103 | ||
| Russell Investments Canada Limited - Russell Global Equity Fund |
power to control disposal of securities | Ordinary | |
| 26,871 | |||
| Russell Investments Canada Limited - | |||
| Russell Global Equity Pool | power to control disposal of securities | Ordinary | |
| 90,600 | |||
| Russell Institutional Funds, LLC - | power to control disposal of securities | Ordinary | |
| Russell Multi-Asset Core Plus Fund | 286,800 | ||
| Russell Investment Company Global | |||
| Equity Portfolio | power to control disposal of securities | Ordinary | 77,500 |
| Russell Trust Company Multi-Asset | power to control disposal of securities | Ordinary | |
| Core Fund | 215,225 | ||
| Russell Investments Limited - SBZ | power to control disposal of securities | Ordinary | |
| Segregated Portfolio | 100,233 | ||
| Russell Investments Canada Ltd. Wsib | |||
| Investments Public Equities Pooled | power to control disposal of securities | Ordinary | |
| Fund Trust Sharon Schumacher |
304,800 | ||
| Voya Multi-Manager International | power to control disposal of securities | Ordinary | 4,300 |
| Equity Fund Polaris | power to control disposal of securities | Ordinary | 118,893 |
| The Stanley W. Watson Foundation | power to control voting and/or disposal of securities | Ordinary | 10,400 |
$\mathbf{U_l}^{\omega}$
6. Addresses
÷,
| Holder of relevant interest | Name | Address |
|---|---|---|
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| PNC International Equity Fund | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| HSBC Custody and Clearing | ||
| Battelle-Polaris Global Equity | Level 13, 580 George St. | |
| HSBC Custody and Clearing | Sydney, NSW 2000, Australia | |
| HSBC Custody and Clearing | ||
| Level 13, 580 George St. | ||
| Caisse de depot et placement du Quebec | HSBC BANK AUSTRALIA LIMITED | Sydney, NSW 2000, Australia |
| National Australia Bank, Ltd. | ||
| The Cheyenne Fund a Massachusetts | Level 12, 500 Bourke St | |
| Limited Partnership | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| JPMorgan Chase Bank, N.A.* | ||
| Comcast Corporation Retirement- | Level 19, 55 Collins Street | |
| Investment Plan | JP Morgan Chase Bank | Melbourne 3000 |
| AUSTRALIA | ||
| HSBC Bank Australia Ltd | ||
| HSBC Centre | ||
| Stephen E. Frank | HSBC Bank Australia | 580 George Street |
| Sydney NSW 2000, Australia | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| lGeneral Electric Pension Trust | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| Level 19, 55 Collins Street | ||
| NYSCRF/GSAM AIMS Global Tuscarora | JP Morgan Chase Bank | Melbourne 3000 |
| AUSTRALIA | ||
$P_{6/9}$
| Hongkong and Shanghai Banking Corporation Ltd. | ||
|---|---|---|
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Fund | Level 13, 580 George St. | |
| Hongkong and Shanghai Banking Corporation | Sydney, NSW 2000, Australia | |
| Hongkong and Shanghai Banking Corporation Ltd. | ||
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Small Cap | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Fund | Sydney, NSW 2000, Australia | |
| HSBC Custody and | ||
| Lockheed Martin Corporation Master | Clearing, Level 13, 580 | |
| Retirement Trust | HSBC Custody and Clearing | George Street, Sydney |
| NSW 2000, Australia | ||
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| The Nationwide Defined Benefit Master | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| l Trust | Australia | |
| JPMOrgan Chase Bank, N.A.* | ||
| Level 19, 55 Collins Street | ||
| Nationwide Savings Plan | JP Morgan Chase Bank | Melbourne 3000 |
| AUSTRALIA | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| Nazareth Literary and Benevolent | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Institution | Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | ||
| HSBC Bank Australia Ltd | ||
| HSBC Centre | ||
| Obermayer Foundation, Inc. | Hongkong and Shanghai Banking Corporation | 580 George Street |
| Sydney NSW 2000, Australia | ||
| Oak Ridge National Lab | HSBC BANK AUSTRALIA LTD Level 32, 580 George Street, Sydney | |
| HSBC BANK AUSTRALIA LTD | ||
| NSW 2000, Australia National Australia Bank, Ltd. |
||
| Polaris Capital International Value Limited | Level 12, 500 Bourke St | |
| Partnership | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia |
$\frac{1}{2}$
$L_{\mathfrak{s}_\mu}$
| JP Morgan Chase Bank HSBC BANK AUSTRALIA LTD National Australia Bank, Ltd. |
JPMorgan Chase Bank, N.A., Melbourne 55 Collins St, Melbourne VIC 3000, Australia HSBC BANK AUSTRALIA LTD Level 32, 580 George Street, Sydney NSW 2000, Australia National Australia Bank, Ltd. Level 12, 500 Bourke St |
|---|---|
| Melbourne, Victoria 3000 Australia |
|
| National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
|
| National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
|
| Hongkong and Shanghai Banking Corporation Ltd. HSBC Custody and Clearing Level 13, 580 George St. Sydney, NSW 2000, Australia |
|
| JPMOrgan Chase Bank, N.A.* Level 19, 55 Collins Street Melbourne 3000 AUSTRALIA |
|
| National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
|
| National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
|
| National Australia Bank, Ltd. Level 12, 500 Bourke St Melbourne, Victoria 3000 Australia |
|
| National Australia Bank, Ltd. National Australia Bank, Ltd. Hongkong and Shanghai Banking Corporation JP Morgan Chase Bank National Australia Bank, Ltd. National Australia Bank, Ltd. National Australia Bank, Ltd. |
$\overline{\mathbf{g}}{\varepsilon{\omega_{8}}}$
| THongkong and Shanghal | ||
|---|---|---|
| Russell Investment Company Global | Banking Corporation Ltd. | |
| Equity Portfolio | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia | ||
| Hongkong and Shanghai | ||
| Russell Trust Company Multi-Asset Core | Banking Corporation Ltd. | |
| Fund | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia | ||
| HSBC Bank Australia Limited | ||
| Russell Investments Limited - SBZ | HSBC BANK AUSTRALIA LIMITED | Direct Custody and Clearing |
| Segregated Portfolio | Level 3, 10 Smith Street | |
| Parramatta, Sydney, New South Wales 2150 | ||
| BSB #342-011 | ||
| Hongkong and Shanghai Banking Corporation | Hongkong and Shanghai | |
| Russell Investments Canada Ltd. Wsib | Banking Corporation Ltd. | |
| Investments Public Equities Pooled Fund | HSBC Custody and Clearing | |
| Trust | Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | ||
| HSBC Bank Australia Ltd" | ||
| HSBC Centre | ||
| Sharon Schumacher | Hongkong and Shanghai Banking Corporation | 580 George Street |
| Sydney NSW 2000, Australia | ||
| Voya Multi-Manager International Equity | HSBC BANK AUSTRALIA LTD | HSBC BANK AUSTRALIA LTD Level 32, 580 George Street, Sydney |
| Fund Polaris | NS W 2000, Australia | |
| Hongkong and Shanghar | ||
| Banking Corporation Ltd. | ||
| The Stanley W. Watson Foundation | HSBC Bank Australia | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia |
$\mathbf{b}_{\mathbf{e}^{\text{reg}}}$