Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WORLEY LIMITED Major Shareholding Notification 2016

Jan 7, 2016

66073_rns_2016-01-07_0b35b4f4-0a09-4654-ab5c-fa4c8967de8f.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme WorleyParsons Ltd
ACN/ARSN ACN 096 090 158

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)
008 496 713
The holder ceased to be a substantial holder on 05-Jan-2016
The previous notice was given to the company on 29-Dec-2015
The previous notice was dated 29-Dec-2015

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

l Date of
change
Person whose
relevant interest
changed
l Nature of
change (4)
Consideration given
I in relation to change
Class (6) and number Person's votes
I of securities affected
I affected
See
Annexure "A"

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

I Name and ACN/ARSN (if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
l See Annexure "B" _________

Signature

print name James Wood capacity Authorised Signatory
sign here date 08-Jan-2016

Annexure "A"

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration given
in relation to change
(5)
Class (6) and number
of securities affected
Person's votes
affected
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
619.50 AUD 140 Common Stock 140
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
24.526.64 AUD 5.545 Common Stock 5,545
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
363,629.43 AUD 82,178 Common
Stock
82,178
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
316,296.00 AUD -72.000 Common
Stock
$-72,000$
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
348,188.48 AUD -79,240 Common
Stock
$-79,240$
22-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
11,752.94 AUD $-2,678$ Common
Stock
$-2,678$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
16,293.19 AUD 3,581 Common Stock 3,581
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
53,653.91 AUD 11,817 Common
Stock
11,817
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
38,558.23 AUD -8,985 Common
Stock
$-8,985$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
308,988.00 AUD -72,000 Common
Stock
$-72,000$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
98,982.77 AUD -23,038 Common
Stock
$-23,038$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
203,247.36 AUD -47,048 Common
Stock
$-47,048$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
80,624.16 AUD -18,663 Common
Stock
$-18,663$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
7,023.12 AUD -1,639 Common
Stock
$-1,639$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
121,766.15 AUD -28,216 Common
Stock
$-28,216$
23-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
11,518.08 AUD -2,678 Common
Stock
$-2,678$
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
1,481.16 AUD 316 Common Stock 316
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
30,188.34 AUD 6,412 Common Stock 6,412
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
46,866,80 AUD -10,543 Common
Stock
$-10,543$
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
464,758.69 AUD -104,412 Common
Stock
$-104,412$
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
149,108.80 AUD -33,476 Common
Stock
$-33,476$
24-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
9,312.14 AUD -2,089 Common
Stock
$-2,089$
29-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
10,499.73 AUD 2,230 Common Stock 2,230
29-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
7,026.08 AUD $-1.589$ Common
Stock
$-1,589$
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
10,178.32 AUD 2,129 Common Stock 2,129
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
163,091.52 AUD 34,151 Common
Stock
34,151
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
53,740.26 AUD -11,823 Common
Stock
$-11,823$
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
272.71 AUD -60 Common Stock -60
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
6,334.25 AUD -1,393 Common
Stock
$-1,393$
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
11,918.56 AUD $-2,608$ Common
Stock
$-2,608$
30-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
326,419.20 AUD -71.635 Common
Stock
$-71,635$
31-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
44,943.41 AUD 9,707 Common Stock 9,707
31-Dec-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
130,561.50 AUD 28,168 Common
Stock
28,168
31-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
2,008.10 AUD -430 Common Stock -430
31-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
142,306.40 AUD -30,408 Common
Stock
$-30,408$
31-Dec-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
41,454.43 AUD -8,834 Common
Stock
$-8,834$
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Acquired on
market
25,933.46 AUD 5,218 Common Stock 5,218
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Acquired on
market
26,321.12 AUD 5.296 Common Stock 5,296
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Acquired on
market
45,464.50 AUD 9.179 Common Stock 9,179
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
120,339.64 AUD -25.602 Common
Stock
$-25,602$
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
126,167.44 AUD -26,835 Common
Stock
$-26,835$
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
1,599.53 AUD -340 Common Stock $-340$
04-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
265,988.81 AUD -56,508 Common
Stock
$-56,508$
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Acquired on
market
44,570.40 AUD 9,096 Common Stock 9,096
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Acquired on
market
179,009.51 AUD 36,668 Common
Stock
36,668
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
23,037.28 AUD -4,828 Common
Stock
$-4,828$
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
5,702.18 AUD -1,195 Common
Stock
$-1,195$
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
3,568.48 AUD -748 Common Stock -748
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
181,162.10 AUD -37,997 Common
Stock
$-37,997$
05-Jan-2016 Credit Suisse (Hong
Kong) Limited
Disposed on
market
64,189.77 AUD -13.455 Common
Stock
$-13,455$
23-Dec-2015 Credit Suisse Equities
(Australia) Limited
Stock
borrowed
under ASLA
Refer to Annexure C
of Notice
30,000 Common
Stock
30,000
30-Dec-2015 Credit Suisse Equities
(Australia) Limited
Stock
borrowed
under ASLA
Refer to Annexure C
of Notice
76,000 Common
Stock
76,000
04-Jan-2016 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-30,000 Common
Stock
$-30,000$
05-Jan-2016 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-199,477 Common
Stock
$-199,477$
22-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
788.40 AUD -180 Common Stock $-180$
22-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
13,556.10 AUD -3,095 Common
Stock
$-3,095$
22-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
102,600.71 AUD -23,162 Common
Stock
$-23,162$
23-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
8.64 AUD -2 Common Stock $-2$
23-Dec-2015 Credit Suisse
Securities (Europe)
Disposed on
market
924.18 AUD -211 Common Stock $-211$
Limited
23-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
760.32 AUD -176 Common Stock $-176$
24-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
53.40 AUD -12 Common Stock $-12$
31-Dec-2015 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
916.74 AUD 198 Common Stock 198
04-Jan-2016 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
4.63 AUD 1 Common Stock
05-Jan-2016 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
1,158.93 AUD 237 Common Stock 237
22-Dec-2015 Credit Suisse
Securities (USA) LLC
Disposed on
market
0.14 AUD $-1,434$ Common
Stock
$-1,434$
23-Dec-2015 Credit Suisse
Securities (USA) LLC
Disposed on
market
$0.06$ AUD -588 Common Stock $-588$
24-Dec-2015 Credit Suisse
Securities (USA) LLC
Disposed on
market
4,062.12 AUD -913 Common Stock $-913$
29-Dec-2015 Credit Suisse
Securities (USA) LLC
Disposed on
market
35,236.24 AUD -7,972 Common
Stock
$-7.972$
04-Jan-2016 Credit Suisse
Securities (USA) LLC
Stock
returned
under OSLA
Refer to Annexure C
of Notice
-254,421 Common
Stock
$-254,421$

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name James Wood capacity Authorised Signatory
sign here date 08-Jan-2016

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse (Hong Kong) Limited Level 21, International Commerce Centre, 1 Austin Road West, Kowloon, Hong
Kong
Credit Suisse International (ARBN
062787106)
One Cabot Square, London, E14 4QJ
Credit Suisse Securities (Europe) Limited
(ARBN 099554131)
One Cabot Square, London, E14 4QJ
Credit Suisse Securities (USA) LLC 11 Madison Avenue,, New York, New York 10010, New York 10010
Credit Suisse Fund Management S.A. 5, rue Jean Monnet, Luxembourg, 2180
Credit Suisse Funds AG Giesshübelstrasse 30, Zurich, 8045

This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name

James Wood

capacity Authorised Signatory $\overline{a}$

08-Jan-2016

sign here

Annexure "C"

This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name James Wood capacity Authorised Signatory
sign here date 08-Jan-2016

$\sim 10^{-1}$

Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
JP Morgan Nominees (Australia) Limited
Transfer date 05-Jan-2016
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender's instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 2 business days prior to a notice by
Midday.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

Prescribed information

$\mathcal{A}^{\mathcal{A}}$

Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (USA) LLC Limited
and Brown Brothers International
Transfer date 04-Jan-2016
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 4 business days prior notice, unless
Borrower and Lender agree to the contrary.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.