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WORLEY LIMITED — Major Shareholding Notification 2016
Jan 7, 2016
66073_rns_2016-01-07_0b35b4f4-0a09-4654-ab5c-fa4c8967de8f.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | WorleyParsons Ltd |
|---|---|
| ACN/ARSN | ACN 096 090 158 |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | ||
|---|---|---|---|
| ACN/ARSN (if applicable) 008 496 713 |
|||
| The holder ceased to be a substantial holder on | 05-Jan-2016 | ||
| The previous notice was given to the company on | 29-Dec-2015 | ||
| The previous notice was dated | 29-Dec-2015 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| l Date of change |
Person whose relevant interest changed |
l Nature of change (4) |
Consideration given I in relation to change |
Class (6) and number Person's votes I of securities affected |
I affected |
|---|---|---|---|---|---|
| See Annexure "A" |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| I Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| l See Annexure "B" | _________ |
Signature
| print name | James Wood | capacity | Authorised Signatory |
|---|---|---|---|
| sign here | date | 08-Jan-2016 | |
Annexure "A"
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
619.50 AUD | 140 Common Stock | 140 |
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
24.526.64 AUD | 5.545 Common Stock | 5,545 |
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
363,629.43 AUD | 82,178 Common Stock |
82,178 |
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
316,296.00 AUD | -72.000 Common Stock |
$-72,000$ |
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
348,188.48 AUD | -79,240 Common Stock |
$-79,240$ |
| 22-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
11,752.94 AUD | $-2,678$ Common Stock |
$-2,678$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
16,293.19 AUD | 3,581 Common Stock | 3,581 |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
53,653.91 AUD | 11,817 Common Stock |
11,817 |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
38,558.23 AUD | -8,985 Common Stock |
$-8,985$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
308,988.00 AUD | -72,000 Common Stock |
$-72,000$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
98,982.77 AUD | -23,038 Common Stock |
$-23,038$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
203,247.36 AUD | -47,048 Common Stock |
$-47,048$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
80,624.16 AUD | -18,663 Common Stock |
$-18,663$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
7,023.12 AUD | -1,639 Common Stock |
$-1,639$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
121,766.15 AUD | -28,216 Common Stock |
$-28,216$ |
| 23-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
11,518.08 AUD | -2,678 Common Stock |
$-2,678$ |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
1,481.16 AUD | 316 Common Stock | 316 |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
30,188.34 AUD | 6,412 Common Stock | 6,412 |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
46,866,80 AUD | -10,543 Common Stock |
$-10,543$ |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
464,758.69 AUD | -104,412 Common Stock |
$-104,412$ |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
149,108.80 AUD | -33,476 Common Stock |
$-33,476$ |
| 24-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
9,312.14 AUD | -2,089 Common Stock |
$-2,089$ |
| 29-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
10,499.73 AUD | 2,230 Common Stock | 2,230 |
| 29-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
7,026.08 AUD | $-1.589$ Common Stock |
$-1,589$ |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
10,178.32 AUD | 2,129 Common Stock | 2,129 |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
163,091.52 AUD | 34,151 Common Stock |
34,151 |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
53,740.26 AUD | -11,823 Common Stock |
$-11,823$ |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
272.71 AUD | -60 Common Stock | -60 |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
6,334.25 AUD | -1,393 Common Stock |
$-1,393$ |
|---|---|---|---|---|---|
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
11,918.56 AUD | $-2,608$ Common Stock |
$-2,608$ |
| 30-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
326,419.20 AUD | -71.635 Common Stock |
$-71,635$ |
| 31-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
44,943.41 AUD | 9,707 Common Stock | 9,707 |
| 31-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
130,561.50 AUD | 28,168 Common Stock |
28,168 |
| 31-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
2,008.10 AUD | -430 Common Stock | -430 |
| 31-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
142,306.40 AUD | -30,408 Common Stock |
$-30,408$ |
| 31-Dec-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
41,454.43 AUD | -8,834 Common Stock |
$-8,834$ |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
25,933.46 AUD | 5,218 Common Stock | 5,218 |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
26,321.12 AUD | 5.296 Common Stock | 5,296 |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
45,464.50 AUD | 9.179 Common Stock | 9,179 |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
120,339.64 AUD | -25.602 Common Stock |
$-25,602$ |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
126,167.44 AUD | -26,835 Common Stock |
$-26,835$ |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
1,599.53 AUD | -340 Common Stock | $-340$ |
| 04-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
265,988.81 AUD | -56,508 Common Stock |
$-56,508$ |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
44,570.40 AUD | 9,096 Common Stock | 9,096 |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
179,009.51 AUD | 36,668 Common Stock |
36,668 |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
23,037.28 AUD | -4,828 Common Stock |
$-4,828$ |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
5,702.18 AUD | -1,195 Common Stock |
$-1,195$ |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
3,568.48 AUD | -748 Common Stock | -748 |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
181,162.10 AUD | -37,997 Common Stock |
$-37,997$ |
| 05-Jan-2016 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
64,189.77 AUD | -13.455 Common Stock |
$-13,455$ |
| 23-Dec-2015 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure C of Notice |
30,000 Common Stock |
30,000 |
| 30-Dec-2015 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure C of Notice |
76,000 Common Stock |
76,000 |
| 04-Jan-2016 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-30,000 Common Stock |
$-30,000$ |
| 05-Jan-2016 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-199,477 Common Stock |
$-199,477$ |
| 22-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
788.40 AUD | -180 Common Stock | $-180$ |
| 22-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
13,556.10 AUD | -3,095 Common Stock |
$-3,095$ |
| 22-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
102,600.71 AUD | -23,162 Common Stock |
$-23,162$ |
| 23-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
8.64 AUD | -2 Common Stock | $-2$ |
| 23-Dec-2015 | Credit Suisse Securities (Europe) |
Disposed on market |
924.18 AUD | -211 Common Stock | $-211$ |
| Limited | |||||
|---|---|---|---|---|---|
| 23-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
760.32 AUD | -176 Common Stock | $-176$ |
| 24-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
53.40 AUD | -12 Common Stock | $-12$ |
| 31-Dec-2015 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
916.74 AUD | 198 Common Stock | 198 |
| 04-Jan-2016 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
4.63 AUD | 1 Common Stock | |
| 05-Jan-2016 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
1,158.93 AUD | 237 Common Stock | 237 |
| 22-Dec-2015 | Credit Suisse Securities (USA) LLC |
Disposed on market |
0.14 AUD | $-1,434$ Common Stock |
$-1,434$ |
| 23-Dec-2015 | Credit Suisse Securities (USA) LLC |
Disposed on market |
$0.06$ AUD | -588 Common Stock | $-588$ |
| 24-Dec-2015 | Credit Suisse Securities (USA) LLC |
Disposed on market |
4,062.12 AUD | -913 Common Stock | $-913$ |
| 29-Dec-2015 | Credit Suisse Securities (USA) LLC |
Disposed on market |
35,236.24 AUD | -7,972 Common Stock |
$-7.972$ |
| 04-Jan-2016 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure C of Notice |
-254,421 Common Stock |
$-254,421$ |
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name | James Wood | capacity | Authorised Signatory |
|---|---|---|---|
| sign here | date | 08-Jan-2016 | |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | ||
|---|---|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia | ||
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia | ||
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia | ||
| Credit Suisse (Hong Kong) Limited | Level 21, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
||
| Credit Suisse International (ARBN 062787106) |
One Cabot Square, London, E14 4QJ | ||
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ | ||
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue,, New York, New York 10010, New York 10010 | ||
| Credit Suisse Fund Management S.A. | 5, rue Jean Monnet, Luxembourg, 2180 | ||
| Credit Suisse Funds AG | Giesshübelstrasse 30, Zurich, 8045 |
This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
James Wood
capacity Authorised Signatory $\overline{a}$
08-Jan-2016
sign here
Annexure "C"
This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||||
|---|---|---|---|---|---|---|
| print name | James Wood | capacity | Authorised Signatory | |||
| sign here | date | 08-Jan-2016 | ||||
$\sim 10^{-1}$
| Schedule | |
|---|---|
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and JP Morgan Nominees (Australia) Limited |
| Transfer date | 05-Jan-2016 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by Midday. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
Prescribed information
$\mathcal{A}^{\mathcal{A}}$
| Schedule | |
|---|---|
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Brown Brothers International |
| Transfer date | 04-Jan-2016 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |