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WORLEY LIMITED Major Shareholding Notification 2016
66073_rns_2016-04-06_9fc062d3-4695-4d54-b0dc-b10d000bd2ab.pdf
Major Shareholding Notification
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Level 12, 141 Walker Street North Sydney NSW 2060 Australia Telephone: +61 2 8923 6866 Facsimile: +61 2 8923 6877 worleyparsons.com WorleyParsons Limited ABN 17 096 090 158
7 April 2016
Manager, Market Announcements Office ASX Limited Level 4, Exchange Centre 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam
WORLEYPARSONS LIMITED (WOR)
SUBSTANTIAL SHAREHOLDER NOTICES – POLARIS CAPITAL MANAGEMENT, LLC
The company has received the information attached and is lodging it in accordance with ASX Listing Rule 3.17.2.
Yours faithfully WorleyParsons
Peter Janu Company Secretary & General Counsel Corporate
| Form 604 | |
|---|---|
| ---------- | -- |
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Worley Parsons Limited |
|---|---|
| ACN/ARSN | 096 090 158 |
- Details of substantial holder(1)
| Name | laris Capital Management. LLC | ||
|---|---|---|---|
| ACN/ARSN | ____ | . | |
$22,03,2016$
18 107 2015
18 107 2015
There was a change in the Interests of the substantial holder on
The previous notice was given to the company on The previous notice was dated
- Previous and present voling power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) In when last required, and when now required to give a substantial holding notice to the company or scheme are as follows
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Vol ng power (5) | Person's voles | Voling power (5) | |
| 6.26 | 173L). 18. |
그 니사: | ||
3. Changes In relevant inlerests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows
5. Changes in association
The persons who have become associates (2) of coased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting Interests in the company or scheme are as follows.
| ______ Contract Contract Contract Name and ACN/ARSN - annikahiet טועט. w ______ |
-- -------- ______ _ _____ _ _ Nature ocialion __ -------------------------------------- the contract of the contract of the contract of the contract of the contract of _ _______ -- |
|---|---|
| _________ | |
| _ . _ the contract of the contract of the ___ the contract of the contract of the con- |
6. Addresses
The addresses of persons named in this form are as follows
| ____ Name ______ |
______ ______ turess _ _____ |
______ _ _______ -- |
_ ______ _________ |
|---|---|---|---|
| --------------------------------------- | ______ ______ _________ --- |
_________ --------------------------------------- |
|
| company of the second control and the | ______ ______ _________ |
_________ | ___ ______ ___ |
Signature
print name BERNARD R. HORN JK. capacity PRE9, DEVT
ign here Beeverl L. Horn. h. date 3124116 sign here
DIRECTIONS
- $(1)$ # there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equily trust), the names could be included in an annexure to the form If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001
- $\langle 3 \rangle$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voling shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
$(b)$ Include details of
- any relevant agreement or other clicumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement and
- any qualification of the power of a person to exercise, control the exercise of or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the p ω
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001
- $\sqrt{a}$ Details of the consideration must Include any and all benefits money and other that any person from whom a relevant interest was acquired has, or may becom eentitled to receive in relation to that arquisition Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $\overline{6}$ If the substantial holder is unable to determine the Identity of the person (eg. If the relevant interest arises because of an option) write "unknown"
- $(9)$ Give details. If appropriate, of the present association and any change in that association since the last substantial holding notice
3. Changes in Relevant Interest
| Holder of relevant interest | Date of Acquisition | Nature of Change | Number of Shares | Consideration | Class and number of securities | ||
|---|---|---|---|---|---|---|---|
| Affected | Cash | Non-cash | |||||
| Opening Balance | 15,537,800 | ||||||
| Polaris Capital International Value Limited Partnership |
3/08/2015 | Buy | 105,100 | 8.97 | Ordinary | 15,642,900 | |
| Battelle-Polaris Global Equity | 4/08/2015 | Buy | 46,000 | 8.86 | Ordinary | 15,688,900 | |
| Goldman Sachs Multi-Manager Alternatives Fund |
17/08/2015 | Sell | -9,100 | 7.98 | Ordinary | 15,679,800 | |
| PNC International Equity Fund | 23/09/2015 | Buy | 270,000 | 6.15 | Ordinary | 15,949,800 | |
| PSEG Nuclear LLC Qualified Polaris Capital Mgmt |
16/10/2015 | Buy | 60,300 | 7.71 | Ordinary | 16,010,100 | |
| PSEG Nuclear LLC Qualified Polaris Capital Mgmt |
9/11/2015 | Buy | 69,900 | 6.31 | Ordinary | 16,080,000 | |
| PSEG Nuclear LLC Qualified Polaris Capital Mgmt |
11/11/2015 | Buy | 81,400 | 6.13 | Ordinary | 16,161,400 | |
| Polaris Global Value UCITS Fund | 27/11/2015 | Buy | 10,300 | 6.02 | Ordinary | 16,171,700 | |
| Polaris Global Value UCITS Fund | 11/12/2015 | Buy | 28,300 | 4.65 | Ordinary | 16,200,000 | |
| Polaris Global Value UCITS Fund | 16/12/2015 | Buy | 28,000 | 4.12 | Ordinary | 16,228,000 | |
| PSEG Master Employee Benefit Plan | 17/12/2015 | Buy | 742,400 | 4.41 | Ordinary | 16,970,400 | |
| Taylor Woodrow Group Pension & Life Assurance Fund |
31/12/2015 | Delivered Long | -273,800 | 3.63 | Ordinary | 16,696,600 | |
| Mizuho T&B Co./Pension Fund Association Trust & Custody Services Bank, Ltd. |
21/01/2016 | Received Long | 689,117 | 4.15 | Ordinary | 17,385,717 | |
| Russell Investments Canada Limited - Russell Global Equity Fund |
19/02/2016 | Received Long | 140,003 | 3.32 | Ordinary | 17,525,720 | |
| Russell Investments Canada Limited - Russell Global Equity Pool |
19/02/2016 | Received Long | 54,311 | 3.32 | Ordinary | 17,580,031 | |
| Goldman Sachs Multi-Manager Alternatives Fund |
16/03/2016 | Sell | -131,900 | 5.23 | Ordinary | 17,448,131 | |
| Pear Tree Polaris Foreign Value Small Cap Fund | 22/03/2016 | Buy | 997,600 | 5.61 | Ordinary | 18,445,731 | |
| Balance Held as of 22nd March, 2016 | 18,445,731 |
4. Present Relevant Interests
| Holder of relevant interest | Nature of relevant interest | Class and number of securities | |
|---|---|---|---|
| PNC International Equity Fund | power to control disposal of securities | Ordinary | 1,244,600 |
| ASC Investment Group | power to control voting and/or disposal of securities | Ordinary | 38,300 |
| Battelle-Polaris Global Equity | power to control voting and/or disposal of securities | Ordinary | 194,500 |
| The Cheyenne Fund a Massachusetts Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 71,400 |
| Comcast Corporation Retirement Investment Plan |
power to control voting and/or disposal of securities | Ordinary | 197,300 |
| Counsel Trust Company EB | power to control voting and/or disposal of securities | Ordinary | 7,800 |
| Counsel Trust Company Personal | power to control voting and/or disposal of securities | Ordinary | 27,500 |
| Counsel Trust Company IRA (LLC) | power to control voting and/or disposal of securities | Ordinary | 9,700 |
| Stephen E. Frank | power to control disposal of securities | Ordinary | 4,900 |
| General Electric Pension Trust | power to control voting and/or disposal of securities | Ordinary | 671,400 |
| NYSCRF/GSAM AIMS Global Tuscarora | power to control voting and/or disposal of securities | Ordinary | 533,500 |
| Goldman Sachs Multi-Manager Alternatives Fund |
power to control voting and/or disposal of securities | Ordinary | 35,200 |
| Pear Tree Polaris Foreign Value Fund | power to control voting and/or disposal of securities | Ordinary | 4,388,300 |
| Pear Tree Polaris Foreign Value Small Cap Fund |
power to control voting and/or disposal of securities | Ordinary | 3,242,600 |
| Lockheed Martin Corporation Master Retirement Trust |
power to control voting and/or disposal of securities | Ordinary | 689,900 |
| The Nationwide Defined Benefit Master Trust |
power to control disposal of securities | Ordinary | 693,900 |
| Nationwide Savings Plan | power to control disposal of securities | Ordinary | 726,400 |
| Nazareth Literary and Benevolent Institution |
power to control disposal of securities | Ordinary | 105,000 |
| Obermayer Foundation, Inc. | power to control voting and/or disposal of securities | Ordinary | 14,300 |
| Polaris Capital International Value Limited Partnership |
power to control voting and/or disposal of securities | Ordinary | 459,900 |
| Mizuho T&B Co./Pension Fund Association Trust & Custody Services |
power to control voting and/or disposal of securities | Ordinary | 689,117 |
|---|---|---|---|
| Bank, Ltd. | |||
| Polaris Global Value UCITS Fund | power to control voting and/or disposal of securities | Ordinary | 66,600 |
| Polaris Global Value Fund | power to control voting and/or disposal of securities | Ordinary | 497,400 |
| PSEG Master Employee Benefit Plan Polaris Capital Management |
power to control voting and/or disposal of securities | Ordinary | 742,400 |
| PSEG Nuclear LLC Qualified Polaris Capital Management |
power to control voting and/or disposal of securities | Ordinary | 211,600 |
| RBC GAM International Fund | power to control voting and/or disposal of securities | Ordinary | 1,079,200 |
| Russell Trust Company Retirement Income Plan For Employees Of Armstrong World Industries Inc. |
power to control disposal of securities | Ordinary | 66,100 |
| Russell Investments Canada Limited - Russell Global Equity Fund |
power to control disposal of securities | Ordinary | 140,003 |
| Russell Investments Canada Limited - Russell Global Equity Pool |
power to control disposal of securities | Ordinary | 54,311 |
| Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund |
power to control disposal of securities | Ordinary | 140,500 |
| Russell Investment Company Global Equity Portfolio |
power to control disposal of securities | Ordinary | 751,300 |
| Russell Trust Company Multi-Asset Core Fund |
power to control disposal of securities | Ordinary | 179,700 |
| Russell Investments Canada Ltd. Wsib Investments Public Equities Pooled Fund Trust |
power to control disposal of securities | Ordinary | 445,600 |
| Sharon Schumacher | power to control disposal of securities | Ordinary | 4,300 |
| David Matthew Shackleton Revocable Trust Uad 12/07/76 |
power to control disposal of securities | Ordinary | 1,400 |
| The Stanley W. Watson Foundation | power to control voting and/or disposal of securities | Ordinary | 19,800 |
6. Addresses
| Holder of relevant interest | Name | Address |
|---|---|---|
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| PNC International Equity Fund | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| ASC Investment Group | National Australia Bank, Ltd. | GPO BOX 1406, Melbourne VIC 3001 |
| HSBC Custody and Clearing | ||
| Level 13, 580 George St. | ||
| Battelle-Polaris Global Equity | HSBC Custody and Clearing | Sydney, NSW 2000, Australia |
| National Australia Bank, Ltd. | ||
| The Cheyenne Fund a Massachusetts | Level 12, 500 Bourke St | |
| Limited Partnership | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| JP Morgan Chase Bank | Level 19, 55 Collins Street | |
| Comcast Corporation Retirement | Melbourne 3000 | |
| Investment Plan | AUSTRALIA | |
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| Counsel Trust Company EB | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| Counsel Trust Company Personal | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| National Australia Bank, Ltd. | ||
| Level 12, 500 Bourke St | ||
| Counsel Trust Company IRA (LLC) | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| HSBC Bank Australia Ltd | ||
|---|---|---|
| HSBC Centre | ||
| Stephen E. Frank | HSBC Bank Australia | 580 George Street |
| Sydney NSW 2000, Australia | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| General Electric Pension Trust | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Level 13, 580 George St. | ||
| Sydney, NSW 2000, Australia | ||
| JPMorgan Chase Bank, N.A.** | ||
| JP Morgan Chase Bank | Level 19, 55 Collins Street | |
| NYSCRF/GSAM AIMS Global Tuscarora | Melbourne 3000 | |
| AUSTRALIA | ||
| The Hongkong and Shanghai Banking Corporation Ltd. | ||
| Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing | |
| Goldman Sachs Multi-Manager | Level 13, 580 George St. | |
| Alternatives Fund | Sydney, NSW 2000, Australia | |
| Hongkong and Shanghai Banking Corporation Ltd. | ||
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Fund | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Sydney, NSW 2000, Australia | ||
| Hongkong and Shanghai Banking Corporation Ltd. | ||
| HSBC Custody and Clearing | ||
| Pear Tree Polaris Foreign Value Small Cap | Hongkong and Shanghai Banking Corporation | Level 13, 580 George St. |
| Fund | Sydney, NSW 2000, Australia | |
| HSBC Custody and | ||
| Lockheed Martin Corporation Master | HSBC Custody and Clearing | Clearing, Level 13, 580 |
| Retirement Trust | George Street, Sydney | |
| NSW 2000, Australia |
| National Australia Bank, Ltd. | ||
|---|---|---|
| Level 12, 500 Bourke St | ||
| The Nationwide Defined Benefit Master | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Trust | Australia | |
| JPMorgan Chase Bank, N.A.** | ||
| Level 19, 55 Collins Street | ||
| Nationwide Savings Plan | JP Morgan Chase Bank | Melbourne 3000 |
| AUSTRALIA | ||
| Hongkong and Shanghai | ||
| Banking Corporation Ltd. | ||
| Nazareth Literary and Benevolent | Hongkong and Shanghai Banking Corporation | HSBC Custody and Clearing |
| Institution | Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | ||
| Hongkong and Shanghai Banking Corporation | HSBC Bank Australia Ltd | |
| HSBC Centre | ||
| Obermayer Foundation, Inc. | 580 George Street | |
| Sydney NSW 2000, Australia | ||
| National Australia Bank, Ltd. | ||
| Polaris Capital International Value Limited | Level 12, 500 Bourke St | |
| Partnership | National Australia Bank, Ltd. | Melbourne, Victoria 3000 |
| Australia | ||
| JPMorgan Chase Bank, N.A., Melbourne | ||
| Mizuho T&B Co./Pension Fund Association | 55 Collins St, Melbourne VIC 3000, Australia | |
| Trust & Custody Services Bank, Ltd. | JP Morgan Chase Bank | |
| HSBC BANK AUSTRALIA LTD Level 32, 580 George Street, Sydney | ||
| Polaris Global Value UCITS Fund | HSBC BANK AUSTRALIA LTD | NSW 2000, Australia |
| National Australia Bank, Ltd. | ||
| Polaris Global Value Fund | National Australia Bank, Ltd. | Level 12, 500 Bourke St |
| Melbourne, Victoria 3000 | ||
| Australia |
| PSEG Master Employee Benefit Plan Polaris Capital Management |
National Australia Bank, Ltd. | National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
|---|---|---|
| PSEG Nuclear LLC Qualified Polaris Capital Management |
National Australia Bank, Ltd. | National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Polaris Global Value Fund | National Australia Bank, Ltd. | National Australia Bank, Ltd. Level 12, 500 Bourke St Melbourne, Victoria 3000 Australia |
| RBC GAM International Fund | Hongkong and Shanghai Banking Corporation | Hongkong and Shanghai Banking Corporation Ltd. HSBC Custody and Clearing Level 13, 580 George St. Sydney, NSW 2000, Australia |
| Russell Trust Company Retirement Income Plan For Employees Of Armstrong World Industries Inc. |
JP Morgan Chase Bank | JPMorgan Chase Bank, N.A.** Level 19, 55 Collins Street Melbourne 3000 AUSTRALIA |
| Russell Investments Canada Limited - Russell Global Equity Fund |
National Australia Bank, Ltd. | National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Russell Investments Canada Limited - Russell Global Equity Pool |
National Australia Bank, Ltd. | National Australia Bank, Melbourne Level 10, 500 Bourke Street, Melbourne Victoria 3000, Australia |
| Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund |
National Australia Bank, Ltd. | National Australia Bank, Ltd. Level 12, 500 Bourke St Melbourne, Victoria 3000 Australia |
| Hongkong and Shanghai | |
|---|---|
| Banking Corporation Ltd. | |
| HSBC Custody and Clearing | |
| Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | |
| Hongkong and Shanghai | |
| Banking Corporation Ltd. | |
| HSBC Custody and Clearing | |
| Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | |
| Hongkong and Shanghai | |
| Hongkong and Shanghai Banking Corporation | Banking Corporation Ltd. |
| HSBC Custody and Clearing | |
| Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | |
| HSBC Bank Australia Ltd | |
| HSBC Centre | |
| 580 George Street | |
| Sydney NSW 2000, Australia | |
| HSBC Bank Australia Ltd | |
| HSBC Centre | |
| Hongkong and Shanghai Banking Corporation | 580 George Street |
| Sydney NSW 2000, Australia | |
| Hongkong and Shanghai | |
| Banking Corporation Ltd. | |
| HSBC Custody and Clearing | |
| Level 13, 580 George St. | |
| Sydney, NSW 2000, Australia | |
| Hongkong and Shanghai Banking Corporation Hongkong and Shanghai Banking Corporation Hongkong and Shanghai Banking Corporation HSBC Bank Australia |