Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WORLEY LIMITED Major Shareholding Notification 2015

May 6, 2015

66073_rns_2015-05-06_bb0a0078-a090-45de-b9d3-e762fca97366.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

MITSUBISHI-UFJ FINANCIAL GROUP

FACSIMILE TRANSMISSION HEADER

DATE OF MESSAGE:
5/7/2015
MESSAGE NO: NUMBER OF PAGES
INCLUDING COVER PAGE: 22
TO: ASX
Market Announcements Office
FAX NO. (61) 2 9347 0005
cc:
FROM: MITSUBISHI-UFJ FINANCIAL GROUP
Corporate Administration Department
(Attn: YOSHIDA)
FAX NO. 81-3-6214-6367
RE: Submission of FORM 603
TEL NO 81-3-6214-6626

We hereby submit Form 603 as attached.

Best regards,

Yasutoshi Yoshida TEL: 81-3-6214-6626 e-mail: [email protected]

This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.

Form 603 Corporations Act 2001
Section 671B

Notice of initial substantial holder

To Company Name/Scheme WORLEYPARSONS LIMITED
ACN/ARSN 096 090 158
1. Details of substantial holder (1)
Name Milsubishi UFJ Financial Group, Inc.
ACN/ARSN (if applicable) Not Applicable
____
The holder became a substantial holder on 30 April 2015

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5)
Voting power (6)
Ordinary Shares 12,456.386 12.456.386 5.10%
Options 324 32,400 0.01%
American Depositary Receipts 10,820 10,820 0.00%
Based on 244,389,452 Ordinary
Shares Outstanding

3. Details of relevant interests

  • I

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of
securities
linc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 608(3) of the Corporations Act as 28,730 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan
Rtonley Inc
linc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 608(3) of the Corporations Act as 10,318,607 Ordinary
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Shares
Chambers Inc.
linc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan 471,761 Ordinary Shares
Stanley Inc.
linc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan [98,617 Ordinary Shares
Stanley Inc.
linc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in ansiety why materials and conservations and as a relevant interest in under section
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan
Stanley Inc.
linc. Mitsubishi UFJ Financial Group, Relevant Interest In shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 606(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan 401,000 Ordinary Shares
Stanley Inc.
ilnc. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
Relevant interest in anores that mergan stating control or corporations Act as 13,099 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan
Stanlev Inc.

発信:三菱UFJ信託銀行IS事業部

lnc. Mitsubishi UFJ Financial Group Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant Interest in under section 608(3) of the Corporations Act as 621,741 Ordinary Shares
Stanley Inc.
Milsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
linc. has a relevant Interest in under section 608(3) of the Corporations Act as 13,400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan
Stanley Inc.
ling. Mitsubishi UFJ Financial Group, Relevant interest in shares that Morgan Stanley Australia Securities Limited
has a relevant interest in under section 608(3) of the Corporations Act as 10,820 American
Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Depositary Receipts
ISlaniev Inc
Mitsubishi UFJ Trust and
Banking Corporation
Registered holder of Ordinary Shares 416,725 Ordinary Shares
Milsubishi UFJ Asset
Management Co., Ltd
Registered holder of Ordinary Shares 72,706 Ordinary Shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be
reaistered as holder (8)
Class and number of
securilies
Mitsubishi UFJ Financial Group, Inc. HSBC Bank Australia Limited Not Applicable 176 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Not Applicable 2,015 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. JPMorgan Chase Bank, N.A., Sydney Not Applicable 20.923 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. National Australia Bank Limited Not Applicable 5.131 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. National Nominees Limited Not Applicable 485 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. HSBC Bank Australia Limited Not Applicable 459,808 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Nol Applicable 3,092,464 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. JP Morgan Chase Bank, Sydney Not Applicable 3,399,649 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. Mellon Bank, N.A Not Applicable 162,766 Ordinary Shares
Mitsublshi UFJ Financial Group, Inc. Mellon Trust Not Applicable 1,183,323 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Morgan Stanley Investment Management
Limited
Not Applicable 242,933 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. National Australia Bank Limited Not Applicable 1.178.948 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Northern Bank & Trust Co. Not Applicable 434,237 Ordinary Shares
Mitsublshi UFJ Financial Group, Inc. State Street Boston Not Applicable 142,616 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Australia and New Zealand Banking Group Nol Applicable 21,861 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Unknown Not Applicable 471,761 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Not Applicable 98.617 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Not Applicable INot Applicable 324 Options
Mitsubishi UFJ Financial Group, Inc. lUnknown Not Applicable 401,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Unknown Not Applicable 13,099 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Morgan Stanley Australia Securities (Nominee)
IPty Limited
Not Applicable 621,741 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Morgan Stanley Wealth Management Australia
Pty discretionary client account
Not Applicable 13,400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. DTC through Morgan Stanley Not Applicable 10.820 American Depositary
Receipts
Mitsubishi UFJ Financial Group, Inc. Milsubishi UFJ Trust and Banking Corporation Not Applicable (416,725 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Asset Management Co., Ltd Not Applicable_ 72.706 Ordinary Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of Consideration (9) Class and number interest of
securities
acquisition Cash Non-Cash
Mitsubishi UFJ Financial Group, Inc. 30 December
2014
10.0056 N/A 120,744 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 December
2014
8.0750 (ADR - in USD) N/A 50 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc. 31 December
2014
10.0796 N/A 15,023 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 31 December
2014
10.0800 N/A 153 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 31 December
2014
8.2250 (ADR - in USD) $\overline{\text{NA}}$ 100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 31 December
2014
N/A Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
998 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 January 2015 10.0448 N/A 57,312 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5 January 2015 10.2063 NIA 46.756 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5 January 2015 10.2168 N/A 8,255 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5 January 2015 8.1116 (ADR - in USD) N/A
N/A
265 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 6 January 2015 9.6820 N/A 56,644 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 January 2015 9.6828 N/A 4,080 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 January 2015 9.6859 N/A 48,495 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 January 2015 7.9640 (ADR - in USD) N/A 15 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 7 January 2015
8 January 2015
9.2361 N/A 164,738 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
8 January 2015 9.0705 N/A 53,489 Ordinery Shares
Mitsubishi UFJ Financial Group, Inc. 8 January 2015 9.0903 N/A 14,330 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7.3826 (ADR - In USD) N/A 50 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 9 January 2015
12 January
9.2441 N/A 63,154 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
12 January
9.0835 N/A 104,741 Ordinary Shares
2015
13 January
7.3059 (ADR - in USD) NA 390 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 2015 9.0810 N/A 119,602 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 January
2015
8.9396 14,351 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 14 January 8.8593 N/A 56,035 Ordinary Shares
2015
Mitsubishi UFJ Financial Group, Inc. 14 January
2015
7.1545 (ADR - in USD) N/A 450 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 15 Januery
2015
8.8700 N/A 200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15 January
2015
8.8960 N/A 84,732 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15 January
2015
8.9100 NIA 8,196 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15 January
2015
8.8986 N/A 23,351 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 16 January
2015
8.7186 N/A 49,549 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 January
2015
8.8400 N/A 1,434 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19 January
2015
9.1674 N/A 22,032 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 January
2015
8.8956 N/A 64,386 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 January
2015
7.1931 (ADR - in USD) N/A 340 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. 20 January
2015
N/A Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
81,715 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21 January
2015
8.8260 N/A 61.371 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21 January
2015
8.8500 Transler in by an
entity controlled
by Morgan
Stanley - see
Annexure B
49.844 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21 January
2015
Borrow by an
entity controlled
by Morgan
Stanley - see
53,631 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22 January N/A Annexure B 96,640 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 2015
$22$ January
9.0646 N/A
Borrow by an
2015 N/A entity controlled
by Morgan
Stanley - see
Annexure B
284,914 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 January
2015
9.5557 NIA. 27,353 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 23 January
2015
Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
151,557 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 January N/A N/A 95,753 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
27 January
97053
7.5850 (ADR - in USD)
NA 100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 2015
27 January
2015
N/A Borrow by an
entily controlled
by Morgan
Stanley - see
Annexure B
N/A
132,279 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 January
2015
9.6629 N/A 199.025 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 January
2015
96499 N/A 11,208 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 January
2015
7.4951 (ADR - in USD) Borrow by an 35 American Depositary Receipts
Mitsubisht UFJ Financial Group, Inc. 28 January
2015
N/A entity controlled
by Morgan
Stanley - see
Annexure B
35,599 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29 January
2015
9,4820 N/A 94,328 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29 January
2015
9,3700 N/A 619 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29 January
2015
7.4660 (ADR - in USD) N/A 215 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. 29 January
2015
N/A Borrow by an
entity controlled
by Morgan
Slanley - see
Annexure B
279,992 Ordinary Shares
Mitsublshi UFJ Financial Group. Inc. 30 January
2015
9.6531 N/A 190,205 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 30 January
2015
9.6500 NIA 416 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 January N/A 50 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc. 2015
30 January
2015
7.4580 (ADR - in USD) Borrow by an
entity controlled
by Morgan
N/A Stanley - see
Annexure B
346,624 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 February
2015
9.6657 N/A 163,075 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 2 February
2015
9.5800 N A 1,667 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 February
2015
9.7800 N/A 201 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3 February
2015
10.0965 N/A 159 141 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 February
2015
10,4176 N/A 18,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 February
2015
10.4677 N/A 140,468 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 February
2015
10.5500 ΝĀ 1,724 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 February
2015
7.9473 (ADR - in USD) N/A 110 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 5 February
2015
10.0906 N/A 143.143 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5 February
2015
10.1000 N/A 299 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5 February
2015
10.0915 N/A 18,954 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 5 February N/A 45 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 2015
5 February
7.9531 (ADR - In USD) Borrow by an
2015 entity controlled
by Morgan
Stanley - see
N/A Annexure B 6,365 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 February
2015
10.2197 N/A 137,634 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 February
2015
10.1975 N/A 1,532 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 February
2015
10.3879 N/A 36,939 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 February
2015
10.4303 N/A 3,303 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 February
2015
Borrow by an
entity controlled
by Morgan
$Stanley - see$
10 February N/A Annexure B
N/A
20,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015 10.6196 N/A 198,965 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 February
2015
10.5520 3.890 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 February
2015
8.1060 (ADR - in USD) N/A 220 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 10 February
2015
N/A Borrow by an entity
controlled by
Morgan Stanley -
see Annexure B
49,328 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 February
2015
N/A Borrow by an entity
controlled by
Morgan Stanley -
see Annexure B
268,747 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11 February
2015
10.2415 N/A 155,369 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11 February
2015
10.2178 N/A 1,055 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12 February
2015
10,1242 N/A 84,041 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12 February
2015
10.1245 N/A 1,424 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12 February
2015
10.2396 N/A 15,910 Ordinary Shares
Mitsublshi UFJ Financial Group, Inc. 12 February
2015
N/A Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
16,743 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 February
2015
10.3922 ĪŴΑ 227,393 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 February
2015
10.4092 Ñ٨ 2,825 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 February
2015
11.3921 N/A 36.000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 February N/A 137,452 Ordinary Shares
2015
16 February
11.1832 $\overline{\text{NA}}$ 750 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
17 February
11.5300 N/A 109,355 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015 11,3263 $\overline{\mathsf{N}}$ /A
Mitsubishi UFJ Financial Group, Inc. 18 February
2015
11.4651 NIA 89,153 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 18 February
2015
11.4151 $\overline{\mathsf{N/A}}$ 6,454 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19 February
2015
11.4542 187,034 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19 February
2015
11.5000 NIA 664 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19 February
2015
8,8783 (ADR - in USD) N/A 75 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 20 February
2015
11.3045 ÑΆ 42.585 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 23 February
2015
11.3981 $\overline{\mathsf{N}}$ A 78,859 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 February 11.4724 $\overline{\text{N/A}}$ 6.944 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
24 February
11.2815 N/A 138,148 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
24 February
N/A 1.312 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
24 February
11.2888 N/A 20 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 2015
25 February
8.7890 (ADR - in USD) 592,073 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2015
25 February
10.0439 N/A 6,099 Ordinary Shares
2015
25 February
11.0000 N/A 120 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 2015
25 February
7.8117 (ADR - In USD) Borrow by an
Mitsubishi UFJ Financial Group, Inc. 2015 entity controlled
by Morgan
N/A Stanley - see
Annexure B
132,969 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 February
2015
10.0123 N/A 329,893 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 February
2015
9,9500 NJA 1,344 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 February
2015
7.7044 (ADR - in USD) $\overline{\text{MA}}$ 135 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 26 February
2015
Borrow by an
entity controlled
by Morgan
Stanley - see
N/A Annexure B
N/A
46,606 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 February
2015
9,9437 $\overline{\mathsf{N}}\mathsf{A}$ 95.178 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 February
2015
9,9955 26 593 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 February
2015
9.8759 NIA 11,504 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 March 2015 9,8231 NIA 84.112 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 March 2015 10.0295 N/A 50,378 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. $2$ March 2015 Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
20,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 March 2015 N/A
99824
N/A 45,198 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 March 2015 9.9600 N/A 145 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 March 2015 10.2000 N/A 471 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4 March 2015 8.0135 (ADR - in USD) N/A
N/A
195 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 5 March 2015 9,9379 $\overline{\mathsf{N}}$ A 81,551 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. $\overline{5}$ March 2015
5 March 2015
9,9300 $\overline{\text{NA}}$ 35,337 Ordinary Shares
15 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 5 March 2015 7.7020 (ADR - in USD) Borrow by an
Mitsubishi UFJ Financial Group. Inc. entity controlled
by Morgan
NIA Stanley - see
Annexure B
348,588 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. $6$ March $2015$ 10.0626 NIA 54,269 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6 March 2015 9.9700 N/A 458 Ordinary Shares

$\mathcal{L}_{\mathcal{A}}$

Mitsubishi UFJ Financial Group, Inc. 6 March 2015 Borrow by an
entity controlled
by Morgan
Stanley - see
N/A Annexure B 170.100 Ordinary Shares
Mitsubish UFJ Financial Group, Inc. 9 March 2015 9.7176 N/A 76,832 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 March 2015 9.7321 N/A 2,331 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 March 2015 7.4722 (ADR - in USD) N/A 200 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. 10 March 2015 9.4215 N/A 330,042 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 10 March 2015 7.0672 (ADR - in USD) ĪWA 465 American Depositery Receipts
Mitsubishi UFJ Financial Group, Inc. 10 March 2015 Borrow by an entity
controlled by
Morgan Stanley -
see Annexure B
34,800 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 March 2015 N/A Borrow by an entity
controlled by
Morgan Stanley-
125,050 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11 March 2015 N/A see Annexure B
N/A
140,592 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11 March 2015 9.2203 N/A 640 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 11 March 2015 7.0146 (ADR - In USD)
N/A
Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
91 978 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12 March 2015 9.7736 N/A 208.897 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12 March 2015 N/A Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
142 515 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 March 2015 10.12 N/A 408 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 March 2015 10.0863 N/A 248 255 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 March 2015 9.9572 N/A 1,570 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 March 2015 N/A Borrow by an
entity controlled
by Morgan
Stanley $-$ see
Annexure B
1,000,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 March 2015 9,9651 ÑΆ. 106,891 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 March 2015 9.9507 N/A 200,201 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 March 2015 7.5868 (ADR - in USD) N/A 60 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 16 March 2015 N/A Borrow by an
entity controlled
by Morgan
Stanley - see
Annexure B
55,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17 March 2015 10.0603 N/A 79.993 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17 March 2015 NIA 3,062 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17 March 2015 9.9883 N/A 250 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 17 March 2015 7.6268 (ADR - in USD)
N/A
Borrow by an
entity controlled
by Morgan
$Stanley - see$
Annexure B
114,761 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 18 March 2015 9.7570 NIA 181,869 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 18 March 2015 NA. 57,347 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 18 March 2015 97648 Borrow by an
entity controlled
by Morgan
N/A Slanley - see
Annexure B
130,224 Ordinary Shares
Mitsublshi UFJ Financial Group, Inc. 19 March 2015 9.9604 N/A 121,944 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19 March 2015 10.0019 N/A 48,270 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 March 2015 10.0444 N/A 175,538 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 March 2015 10.0300 N/A 3,077 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 March 2015 10.1291 N/A 141,469 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 March 2015 10.1156 ΝIΑ. 2,555 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24 March 2015 10.1768 N/A 171,719 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24 March 2015 10.1793 N/A 51,775 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25 March 2015 $\overline{\mathsf{NA}}$ 70,257 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25 March 2015 10.1211
10.0937
N/A 70,861 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 25 March 2015 7.8233 (ADR - in USD) N/A 150 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc. 25 March 2015 Borrow by an entity
controlled by
Morgan Stanley -
see Annexure B
96.451 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25 March 2015 N/A Borrow by an entity
controlled by
Morgan Stanley -
1,011,621 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 March 2015 N/A see Annexure B
N/A
333.700 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26 March 2015 9.8609 N/A 29.745 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 March 2015 9.9132 NIA 217,153 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. $27$ March $2015$ 9.8874 N٨. 197 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 March 2015 10.0900 N/A 63,074 Ordinary Shares
Mitsubisht UFJ Financial Group, Inc. 27 March 2015 10.0095 N/A 185 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 27 March 2015 7.5966 (ADR - in USD) Borrow by an entity
controlled by
Morgan Stanley -
107 Ordinary Shares
27 March 2015 N/A see Annexure B
Borrow by an entily
Mitsubishi UFJ Financial Group, Inc. controlled by
Morgan Stanley -
6,971 Ordinary Shares
N/A see Annexure B
TVA
171,655 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 March 2015
30 March 2015
9.3492 N/A 28,061 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 March 2015 9.3985 Borrow by an entity
Mitsubishi UFJ Financial Group, Inc. controlled by
Morgan Stanley -
30 March 2015 N/A see Annexure B
Borrow by an entity
41,119 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. controlled by
Morgan Stanley -
NIA see Annexure B
N/A
29.967 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. $31$ March $2015$ 9.5456 N/A 65.760 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 31 March 2015 9.4886 N/A 51.823 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 31 March 2015 7.2196 (ADR - In USD) N/A 50 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 1 April 2015 9.3746 80.081 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 1 April 2015 9.4060 N/A 120,921 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 April 2015 9.2942 Ñ۱A
NIA
185,529 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 April 2015 9.2782 N/A 65,592 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2 April 2015 7.0720 (ADR - In USD) N/A 25 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 7 April 2015 9.5783 N/A 81,877 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8 April 2015 9.8636 N A 116,798 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8 April 2015 9.9400 N/A 821 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8 April 2015 9.6500 $\overline{\text{N/A}}$ 162 Ordinary Shares
Milsubishi UFJ Financial Group, Inc. 9 April 2015
9 April 2015
9.7402 N/A 76,365 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9 April 2015 9.7629 N/A 9,460 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9.7640 TV/A 2,440 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 April 2015 9.6913 N/A 235,762 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 April 2015 9.6765 Borrow by an 24,620 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10 April 2015 entity controlled
by Morgan
Stanley - see 46.623 Ordinary Shares
13 April 2015 N/A Annexure B
ΝA
118,100 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13 April 2015 9.7462 N/A
Mitsubishi UFJ Financial Group, Inc. 13 April 2015 9.7265 N/A 39,802 Ordinary Shares
Mitsublehi UFJ Financial Group, Inc. 13 April 2015 7.3478 (ADR - in USD) Borrow by an entity 95 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. N/A controlled by 49,800 Ordinary Shares
Morgan Stanley -
see Annexure B
Mitsubishi UFJ Financial Group, Inc. 13 April 2015 Borrow by an entity
controlled by
Morgan Stanley-
NJA see Annexure B
N/A
21 647 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14 April 2015 9,3156 NA 319,367 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14 April 2015 9.2532 N/A 112 133 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14 April 2015 7.0854 (ADR - in USD) 170 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. 15 April 2015 9.4645 N/A 248.119 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 16 April 2015 10.0203 N/A 161.500 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16 April 2015 10.1053 N/A 29,362 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17 April 2015 11.0945 N/A 286,256 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 April 2015 10.5594 N/A 237,427 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 April 2015 10.5134 N/A 53,285 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20 April 2015 8.3566 (ADR - in USD) N/A 1,000 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. 21 April 2015 10.7045 N/A 54,010 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21 April 2015 10 7047 N/A 11,107 Ordinary Shares
Mitsubisht UFJ Financial Group, Inc. 22 April 2015 10.98 307 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 22 April 2015 10.9350 N/A 74.362 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22 April 2015 10.9464 N/A 98,796 Ordinary Shares
Mitsubishi UFJ Financial Group. Inc. 23 April 2015 11.2044 N/A 51,613 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 April 2015 11.2405 N/A 10,002 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23 April 2015 Acquisition of a
relevant interest
when selling the
put option by an
entity controlled
by Morgan
0.3199 Stanley - see
Annexure B
234 Options
Milsubishi UFJ Financial Group, Inc. 24 April 2015 11.5158 N/A 86,418 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24 April 2015 11.5095 N/A 127,110 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24 April 2015 11.5113 NIA 14,386 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24 April 2015 Acquisition of a
relevant interest
when selling the
put option by an
entity controlled
by Morgan
Stanley - see
27 April 2015 0.3544 Annexure B
N/A
90 Options
Milsubishi UFJ Financial Group, Inc. 11.8408 TWA 72,869 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 April 2015 11.8473 Borrow by an entity 13,084 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 April 2015 controlled by
N/A Morgan Stanley -
see Annexure B
88.366 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27 April 2015 Borrow by an entity
controlled by
N/A Morgan Stanley -
see Annexure B
99,630 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 April 2015 11.4988 N/A 386,434 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 April 2015 11.4704 N/A 30,581 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 April 2015 Borrow by an entity
controlled by
Morgan Stanley - 28.379 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28 April 2015 N/A see Annexure B
Borrow by an entity
controlled by
Morgan Stanley-
Mitsubishi UFJ Financial Group, Inc. 29 April 2015 N/A see Annexure B
N/A
198,111 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29 April 2015 11,4465 N/A 213,554 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29 April 2015 11.4862 Borrow by an 17,703 Ordinary Shares
entity controlled
by Morgan
$Stanley - see$
Annexure B
100,000 Ordinary Shares
N/A

発信:三菱UFJ信託銀行IS事業部

Mitsubishi UFJ Financial Group, Inc. 30 April 2015 11,4457 N/A 21,753 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 April 2015 11.5500 NIA 1,248 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 April 2015 N/A Borrow by an entily
controlled by
Morgan Stanley –
see Annexure B
57,724 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30 April 2015 N/A Borrow by an entity
controlled by
Morgan Stanley -
see Annexure B
103 455 Ordinary Shares

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See Annexure A Each company referred to is an associate of Mitsubishi UFJ Financial Group. Inc. under
section 12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

$\hat{\mathcal{A}}$

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo, 100-8330, Japan

Signature

print name Mr Masaya Fujimoto capacity Authorised Signatory
sign here The Contract of the Contract of the Contract of the Contract of the Contract of the Contract of the Contract of the Contract of the Contract of The Contract of The Contract of The Contract of The Contract of The Contract date 7 May 2015

ANNEXURE "A"

This is Annexure "A" of 4 pages referred to in the Form 603 (Notice of Initial Substantial Holder), signed by me and dated 7 May 2015.

Signed: Mr. Masa ∕a Fuilmolo

Mitsubishi UFJ Financial Group, Inc. The Bank of Tokyo-Mitsubishi UFJ, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Staff Service Co., Ltd. Mitalibishi UFJ Stari Service Co., Ltd.
MU Office Service Co., Ltd.
NU Office Service Co., Ltd.
Tokyo Credit Service, Ltd.
Mitsubishi UFJ Loan Business Co., Ltd.
Mitsubishi UFJ Loan Business Co., Ltd. MU Welfare Service Co., Ltd.
MU Welfare Service Co., Ltd.
Mitsublshi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd.
MU Business Aid Co., Ltd.
MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. Mitsubishi UFJ Reserch & Consulting Co.,
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
MU Loan Administration Support Co., Ltd.
MU Operation Control Support Co., Ltd.
Shintokyo Guarantee Co., Ltd. Tokumei-Kumiai (Only One)
Kabu.com Securities Co., Ltd. MU Communications Co., Ltd. Tokyo Associates Finance Corp Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Venture Fund No.2 Investment Limited Liability Partnership MUFG Venture Capital No.1 Limited Liability Partnership Mitsubishi UFJ Capital II Limited Partnership Mitsubishi UFJ Capital III Limited Partnership Mitsubishi UFJ Capital IV Limited Partnership Tohoku Senary Industry Support, Limited Partnership OIDE Fund Investment Limited Partnership The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Taisho Bank, Ltd. Talsho Shinyohosho Co., Ltd.
The Chukyo Bank, Ltd. The Chukyo Card Co., Ltd. Mobit Co., Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation Paygent Co., Ltd. JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund Yume Shokei Fund No.2 Next Step Fund Mezzanine Solution I Limited Partnership M-U-Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Mitaubishi OPJ Trust Bushless Co., Ed.

Mitsubishi UPJ Trust Systems Co., Ltd.

Mitsubishi UPJ Trust Investment Technology Institute Co., Ltd.

Mitsubishi UPJ Trust Hosyo Co., Ltd.

Rysshin DC Carl Company Ltd.

Natal Trus M-U-Trust-Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd.
MU Investments Co., Ltd.
Mitsubishi UFJ Global Custody Japan Limited Japan Shareholder Services Ltd. Mitsubishi UFJ Asset Management Co., Ltd. Tokumel-Kumlai (CPI) Aberdeen Investment Management K. K. AMP Capital Investors KK

Corporate Value Up Fund Investment Limited Liability Partnership MM Partnership NINE Faculture and provide Co., Ltd.
MUS Information Systems Co., Ltd.
MUS Business Service Co., Ltd.
MU Hands-on Capital Ltd. MU Hands-on Capital Ltd.
KOKUSAI Asset Management Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
Mitsubishi UFJ Merrill Lynch PB Securities Co., Ltd.
Marunouchi Capital Co., Ltd.
Mitsubishi UFJ NICOS Co., Ltd Card Business Service Co., Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co., Ltd. JMS Co., Ltd.
Paygent Co., Ltd.
ACOM CO., LTD. ACOMEOO, LTD.
IR Loan Servicing, Inc.
AFRESH CREDIT CO., LTD.
General Incorporated Association Mirai Capital General incorporated Association with a Capital
Power Investments LLC
MU Credit Guarantee Co., Ltd.
Defined Contribution Plan Consulting of Jepan Co., Ltd. Demieu Communication ian Conserving of Separt Do., Ltd. miteduarii on um eraunam microsar Advisers Co., Ett
Milsubishi Research Institute DCS Co.,Ltd.
Mitsubishi UFJ Lease & Finance Company Limited Mitsubishi OPJ Lease & Financo Soniperity
Marunouchi Capital Fund I
Banco de Tokyo-Mitsubishi UFJ Brasil S/A
Bank of Tokyo-Mitsubishi UFJ (Canada)
ETMU Capital Corporation Engine Lease Finance Corporation BTMU Financial Services, Inc. Aviation Lease Finance L.L.C Beacon Rail Leasing, Inc.
Aviation Lease Labuan Corporation BTMU Leasing (Canada) Corporation Beacon Intermodal Leasing, LLC Beacon Intermodal Leasing, LLC
Beacon Rail Leasing Limited
ELFC Singapore Piance LLC
ELFC Singapore Pia. Ltd.
Beacon Rail Finance (UK) Limited
Beacon Rail Finance (Europe) Limited
BTMU (Curacao) Holdings N.V.
Bank of Tokyo BTMU (Europe) Limited
BTMU Leasing (UK) Ltd.
BTMU Lease (Deutschland) GmbH BTMU Leasing & Finance, Inc.
Bank of Tokyo-Milsubishi UFJ (Malaysia) Berhad BTMU Capital Leasing & Finance, Inc. BTMU North America International, Inc. Bank of Tokyo-Mitsubishi UFJ (Mexico) S.A. Bank of Tokyo-Mitsubishi of 3 (Maxie)
BTMU Nominees (HK) Limited
Drive Bank, N.A.
Union Bank, N.A.
Union Bank of California Leasing, Inc.
Union Bank of California Leasing, Inc. UBOC Community Development Corporation UBOC Comstock 1 UnionBanc Investment Services, LLC Stanco Properties, Inc.
Bankers Commercial Corporation UnionBanCal Commercial Funding Corporation UnionBanCal Equities. Inc. UnionBanCal Venture Corporation UNBC Leasing, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. SBS Really Inc.
HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OPS LLC
SEMA OPS LLC
MORGANTOWN OLS LLC
MORGANTOWN OLS LLC
MORGANTOWN OLS LLC
MORGANTOWN OLS LLC DICKERSON OL4 LLC Baytown One A, LLC Baytown One B, LLC Baytown One Partners, L.P. UBOC Insurance, Inc. TRL One A, LLC TRL One B, LLC TRL One, LP

BM1.LLC Klik Technologies Corp. UB Leasing Corporation Sand Dollar GP LLC PCB Service Corporation Pacific Crest Capital Trust I
Pacific Crest Capital Trust II
Pacific Crest Capital Trust III Pacific Capital Statutory Trust I Shiloh IV Wind Project, LLC Shiloh IV Holdings Lessor Trust Green Union | Trust Green Union II Trust Green Union III Trust Tohlease Corporation BTMU Administrators, Inc.
BTMU Funding Corporation B river currenced & Leasing Corporation B-3
BTMU Financial & Leasing Corporation B-4 BTMU Financial & Leasing Corporation B-6
BTMU Financial & Leasing Corporation B-6 U.B. Vehicle Leasing, Inc.
B. Vehicle Leasing, Inc.
BTMU Financial Resources, Inc. BTMU Service Corp. BTMU Financial & Leasing Portfolios, Inc. BTMU Financial & Leasing Corporation OX 2000 LLC OX 2000-2 LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC
PT. BTMU-BRI Finance PT U Finance Indonesia PT. MU Research and Consulting Indonesia PT. MU Research and Consulting indonesia
BTMU Preferred Capital 1 Limited
BTMU Preferred Capital 2 Limited
BTMU Participation (Thailand) Co., Ltd.
ZAO Bank of Tokyo-Mitsubishi UFJ (Eurasia)
BTMU Preferred Capital 4 Limited BTMU Preferred Capital 7 Limited
BTMU Preferred Capital 7 Limited BTMU Preferred Capital 9 Limited BTMU Securities, Inc. BTMU LF Capital LLC BTMU LE Capital LLC

BTMU Liquidity Reserve Investment Limited

Bank of Tokyo-Mitsubishi UFJ (Turkey) Anonim Sirketi

MUFG Americas Capital Company

Bank of Ayudhya AMC Limited

Krungsi Egghetas Capitalanu Limited

Krungsi Krungsrl Factoring Company Limited Ayudhya Development Leasing Company Limited
Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Total Services Solutions Public Company Limited
CFG Services Company Limited
Krungsri Securities Public Company Limited
Siam Realty and Services Company Limited
Ayudhya Total Solutions Public Company Limited
Ayudhya Total BOT Lease (HK) Co., Ltd.
PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BLVT Lease and Prinance, Primppine
BTMU Leasing (Thailand) Co., Ltd.
BTMU Holding (Thailand) Co., Ltd.
Bangkok BTMU Limited Bangkok BTMO Ennied
Emerald Engine Leasing Limited
BOT Lease(Eurasia)LLC
Dah Sing Financial Holdings Limited
Dah Sing Banking Group Limited Dan Sing Bank, Limited
Morgan Stanley MUFG Loan Partners, LLC morgan otamey morto Loan Farmers, LCC
BOT Lease (Tianjin) Co., Ltd.
BOT Lease (Tianjin) Co., Ltd.
GOLDEN ASIA FUND VENTURES LTD. MC Engine Leasing Limited
Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC

Vietnam Joint Stock Commercial Bank for Industry and Trade Tesco Card Services Limited Matro Designee Company Limited Misubishi UFJ Trust International Limited Mitsubishi UFJ Trust International Einmetr
Mitsubishi UFJ Trust & Banking Comoration (U.S.A.)
Mitsubishi UFJ Balllie Gilford Asset Management Limited Mitsubishi UFJ Global Custody S.A. Musupism on a Giobal Custory S.A.
MUTB Preferred Capital Limited
MUTB Preferred Capital Limited
Mitsubishi UFJ Investment Services (HK) Limited
Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND
FGL Lux Holdings, S.à r.i.
Mitsubishi UFJ Fund Services Holdings Limited
MUFG Fund Services (Bermuda) Group Limited
MUFG Fund Services (Holdings) Limited
MUFG Fund Services Group Limited
MUFG Fund Services Grou LUX J1 FUND Rosebank Management Linner

Fulcrum Group (Guernsey) Limited

MUFG Fund Services (Cayman) Limited

MUFG Fund Services (Cayman) Group Limited

MUFG Fund Services (Ireland) Limited

MUFG Fund Services (Ireland) Limited Fulcrum Corporate Nominees Limited Fund Secretaries Limited
MUFG Fund Services Limited MUFG Fund Services Limited
MUFG Fund Services (Canada) Limited
MUFG Fund Services (US) Inc.
MUFG Fund Services (UK) Limited
MUFG Family Office Services Limited
MUFG Family Office Services (Canada) Limited
MUFG Family Offic Mandir Directors Ltd. Mansec Secretaries Ltd.
The Holdings Ltd. MU Japan Fund PLC Aberdeen Asset Management PLC Aberdeen Asset Managers Limited Abergeen Asset managers Limited
Abergeen Asset Management Asia Limited
SWS MU FUND MANAGEMENT CO.,LTD.
AMP Capital Holdings Limited
Mitsubishi United International plc
Mitsubishi International International plc Mitsubishi UFJ Securities International Pro
TMI Nominees Limited
Mitsubishi UFJ Securities (Singapore), Limited
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (HK), Limited MFHK Nominees Limited iving Zheng Investment Consulting (Shanghai) Co., Ltd. Ling Zheng Investment Consulting (Shanghai) Co., Ltd.
Mitsubishi UFJ Securities (HK) Holdings, Limited
Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd.
EASY BUY Public Company Limited
PT, Bank Nusantara Parahyanga MUFG Capital Finance 4 Lumed
MUFG Capital Finance 5 Limited
MUFG Capital Finance 6 Limited
MUFG Capital Finance 3 Limited
MUFG Capital Finance 9 Limited
MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. GOLDEN ASIA FUND, L.P.
DCS Information Technology (Shanghai) Co., Ltd
Purple Finance (Cayman) International Ltd.
Lion Rock Lease Co., Ltd. Lion Rock Lease Co., Ltd.
Bangkok Mitsubishi UFJ Lease Co., Ltd.
California First Advisory Services
California First Capital Management
California First Corporation Union Capital Advisors, Inc. Inland Valley Bancorp The California-Sansome Corporation

ANNEXURE "B"

This is Annexure "B" of 7 pages referred to in the Form 603 (Notice of Initial Substantial Holder), signed by me and dated 7 May 2015.

Signed: Mr. Masaya Fujimolo

Schedule Master Securities Loan Agreement
Type of Agreement
Parties to agreement Morgan Stanley & Co. LLC, MS Securities Services Inc. and
Citibank NA
Transfer Date 20150427;
Holder of Voting Rights Borrower
Are there any restrictions on voting rights? Yee/No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Yes/No
Does the borrower have the right to return early? If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
Does the lender have the right to recall early? YesAle
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
Will the securities be returned on settlement? YesAle
If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to
purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof
west of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the

ė against the payment of the purchase price for such Replacement Securities. In

Schedule Master Securities Loan Agreement
Type of Agreement
Parties to agreement Morgan Stanley & Co. LLC, MS Securities Services Inc. and The
Northern Trust Company
20150326;
20150317; 20150324;
Transfer Date 20150312; 20150313;
20150330; 20150401; 20150423; 20150428;
Holder of Voting Rights Borrower
Are there any restrictions on voting rights? Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
Does the lender have the right to recall early? Yes/No
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
Will the securities be returned on settlement? Yes/Ne

If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and s

Schedule Master Securities Loan Agreement
Type of Agreement
Morgan Stanley & Co. LLC, MS Securities Services Inc. and
Parties to agreement BlackRock Institutional Trust Company NA as agent or trustee on
behalf of various funds and accounts
20150409
20150313.
20150305; 20150306;
20150303:
Transfer Date 20150415; 20150423; 20150430;
Borrower
Holder of Voting Rights Yes/No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (if any)
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
YesAle
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close
of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard
settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-
unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall,
Yes/No
If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to
purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof
against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the
Borrower's obligation to return a like amount of the Loaned Securities shall terminate.
Schedule Customer Prime Broker Account Agreement
Type of Agreement Morgan Stanley & Co. LLC on behalf of all Morgan Stanley
Parties to agreement entities and AXEL BALANCED, LP
20141229;
20141103; 20141118; 20141128; 20141223;
Transfer Date 20150115; 20150206; 20150220; 20150302;
Morgan Stanley
Holder of Voting Rights No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (if any)
Yes.
Does the borrower have the right to return early?
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
If yes, detail The customer may recall shares from Morgan Stanley at any time.
If yes, detail any exceptions In the ordinary course of business, securities will be returned to customers. Upon a customer Event of
Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley
and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such
a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities.
Schedule Global Master Securities Lending Agreement Citibank NA
' Type of Agreement I Morgan Stanley & Co. International pic and U. 20150210 20150217: 20150218;
Parties to agreement 20150130; 20150206;
20150226;
20150303. 20150310; 20150311;
Transfer Date 20150225; 20150318; 20150324: 20150325; 20150326;
20150313;
20150327:
20150330. 20150402: 20150409; 20150413;
20150422;
$20150416$ ; 20150417; 20150420; 20150421;
20150427; 20150428; 20150429; 20150430;
Holder of Voting Rights
Are there any restrictions on voting rights?
Borrower
Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early?
outstanding to the Lender in accordance with the Lender's instructions.
YesAlo
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and
Does the lender have the right to recall early? Yes/Ne
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by
giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in
the clearing organisation through which the Loaned Securities were originally delivered.
Will the securities be returned on settlement?
Yes/Ne
may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender
Schedule Global Master Securities Lending Agreement
Type of Agreement Morgan Stanley & Co. International plc and NORGES BANK
Parties to agreement
Transfer Date 20150427;
Borrower
Holder of Voting Rights Yes/No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (If any)
Does the borrower have the right to return early? Yes/Ne
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and
outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early? Yes/No
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by
giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in
the clearing organisation through which the Loaned Securities were originally delivered.
YesAle
Will the securities be returned on settlement?
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender
may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.

$\bar{\mathbf{v}}$

Schedule
Type of Agreement Overseas Securities Lender's Agreement
Parties to agreement Morgan Stanley & Co. International pic and RBC INVESTOR
SERVICES TRUST
20150410; 20150422; 20150423; 20150428;
Transfer Date Each Party undertakes that where it holds securities of the same
Holder of Voting Rights description as any securities borrowed by it or transferred to it by
way of collateral at a time when a right to vote arises in respect of
such securities, it will use its best endeavours to arrange for the
voting rights attached to such securities to be exercised in
accordance with the instructions of the Lender or Borrower (as the
case may be).
Are there any restrictions on voting rights? YesAlo
If yes, detail As stated above.
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? YesANe
If yes, detail The Borrower is entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent
Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early? Yes/No
If yes, detail The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day
of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which
the relevant borrowed Securities were originally delivered. The Borrower shall redeliver such Equivalent Securities not later than the expiry
of such notice in accordance with the Lender's instructions.
Will the securities be returned on settlement? YesAle
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations
shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of
the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant
Values so established, the sums due from one Party shall be set-off against the sums due from the other and only the balance of the
account shall be payable.
Schedule Global Master Securities Lending Agreement
Type of Agreement Morgan Stanley & Co. International plc and STATE BOARD OF
Parties to agreement ADMINISTRATION OF FLORIDA
20150127
20150123.
20150122;
20150121;
20150120;
20150427:
Transfer Date 20150216;
20150130;
20150129;
20150128;
20150430;
Borrower
Holder of Voting Rights Yes/No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (If any)
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and
outstanding to the Lender in accordance with the Lender's instructions.
Yes/No
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by
giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in
the clearing organisation through which the Loaned Securities were originally delivered.
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender
may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.
Schedule Overseas Securities Lender's Agreement
Type of Agreement Morgan Stanley & Co. International plc and UBS AG
Parties to agreement 20150311.
Transfer Date Each Party undertakes that where it holds securities of the same
Holder of Voting Rights description as any securities borrowed by it or transferred to it by
way of collateral at a time when a right to vote arises in respect of
such securities, it will use its best endeavours to arrange for the
voting rights attached to such securities to be exercised in
accordance with the instructions of the Lender or Borrower (as the
case may be).
YesAlo
Are there any restrictions on voting rights?
If yes, detail As stated above. Open
Scheduled Return Date (if any)
Yes/No
Securities due and outstanding to the Lender in accordance with the Lender's instructions. If yes, detail The Borrower is entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent
If yes, detail The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day
of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which
the relevant borrowed Securities were originally delivered. The Borrower shall redeliver such Equivalent Securities not later than the expiry
of such notice in accordance with the Lender's instructions. Yes/Ne
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations
shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of
the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant
Values so established, the sums due from one Party shall be set-off against the sums due from the other and only the balance of the

account shall be payable.

Schedule
Type of Agreement
Parties to agreement
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
and AMP CAPITAL ASIA QUANT FUND
Transfer Date
Holder of Voting Rights
20141103; 20141114; 20150209; 20150304;
If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any)
Yee/No
Open
Does the borrower have the right to return early? YesAle

$\sim$ $\sim$

٦

If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
$^{\prime}$ amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be $_+$
payable.

$\mathcal{A}^{\mathcal{A}}$

Schedule International Prime Brokerage Agreement
Type of Agreement Morgan Stanley & Co. International plc for itself and as agent and
Parties to agreement trustee for and on behalf of the other Morgan Stanley Companies
and CC ASIA ABSOLUTE RETURN MASTER FUND LIMITED
20150325
Transfer Date If prime broker has settled a short sale for the client, voting rights
Holder of Voting Rights will pass to the purchaser of the securities.
Yee/No
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early?
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
YesAle
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule International Prime Brokerage Agreement
Type of Agreement Morgan Stanley & Co. International plc for itself and as agent and
Parties to agreement trustee for and on behalf of the other Morgan Stanley Companies
and TASMAN MARKET NEUTRAL FUND
20150410.
20150320; 20150323; 20150330; 20150409;
Transfer Date 20150413;
If prime broker has settled a short sale for the client, voting rights
Holder of Voting Rights will pass to the purchaser of the securities.
Yes/No
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be

payable.

Schedule
Type of Agreement
Parties to agreement
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
Transfer Date and CERES CAPITAL PTY LTD
20150429;
20150428:
20150427.
20150311,20150423;
20150430;
Holder of Voting Rights If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights?
If yes, detail Not applicable
Yes/No
Open
Scheduled Return Date (if any)
YesAle
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
If yes, detail any exceptions Upon an Event of Detault, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
$^{\circ}$ amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be $_1$
pavable.
Schedule Australian Master Securities Lending Agreement
Morgan Stanley Australia Securities Limited and WESTPAC
Type of Agreement
Parties to agreement BANKING CORPORATION
20150423.
$20150421$ ;
$20150306$ ;
20150302, 20150303;
Transfer Date 20150427; 20150428;
Borrower
Holder of Voting Rights Yes/No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (if any)
If yes, detail The Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any
Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business
Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the
clearing organisation through which the relevant borrowed Securities were originally delivered.
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations
shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of
the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account
shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from
the other and only the balance of the account shall be payable.
Schedule Customer Prime Broker Account Agreement
Type of Agreement Morgan Stanley & Co. LLC on behalf of all Morgan Stanley
entities and GEODE GLOBAL DYNAMIC MARKET NEUTRAL
Parties to agreement
FUND, A SEGREGATED ACCOUNT OF GEODE CAPITAL
MASTER FUND LTD
20150430;
Transfer Date Morgan Stanley
Holder of Voting Rights No
Are there any restrictions on voting rights?
If yes, detail Not applicable
Open
Scheduled Return Date (if any)
Yes
Does the borrower have the right to return early?
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
If yes, detail The customer may recall shares from Morgan Stanley at any time.
If yes, detail any exceptions in the ordinary course of business, securities will be returned to customers. Upon a customer Event of
Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley
and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such
a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities.
-Schedule Customer Prime Broker Account Agreement
Type of Agreement Morgan Stanley & Co. LLC on behalf of all Morgan Stanley
entities and MCM OFFSHORE ALPHAMATRIX MASTER FUND
$\overline{\phantom{a}}$ Parties to agreement
LTD
20150430;
Transfer Date ` Morgan Stanley
Holder of Voting Rights No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (if any)
Does the borrower have the right to return early? Yes
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
If yes, detail The customer may recall shares from Morgan Stanley at any time.
If yes, detail any exceptions In the ordinary course of business, securities will be returned to customers. Upon a customer Event of
$^\prime$ Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley $_\parallel$
and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such
a def ault scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities.

$\bar{1}$

Schedule Customer Prime Broker Account Agreement
Type of Agreement Morgan Stanley & Co. LLC on behalf of all Morgan Stanley
Parties to agreement entities and MCM GLOBAL EQUITYALPHA OFFSHORE
MASTER FUND, LTD.
20150430;
Transfer Date Morgan Stanley
Holder of Voting Rights No
Are there any restrictions on voting rights?
If yes, detail Not applicable Open
Scheduled Return Date (if any)
Yes:
Does the borrower have the right to return early?
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
If yes, detail The customer may recall shares from Morgan Stanley at any time.
If yes, detail any exceptions In the ordinary course of business, securities will be returned to customers. Upon a customer Event of
Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley
and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such
a default scenario. Morgan Stanley may do an actual or deemed sale of the rehypothecated securities.

÷,

$\bar{z}$