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Workhorse Group Inc. Director's Dealing 2021

Jan 12, 2021

34980_dirs_2021-01-12_fe53fc59-673c-4138-87ca-38d27a930da9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2021-01-08

Reporting Person: Fleming Stephen M. (Vice President/General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-08 Common Stock, $0.001 par value per share F 44904 $19.18 Disposed 354846 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $1.19 2023-08-08 Common Stock, $0.001 par value per share (65625.0) 65625 Direct

Footnotes

F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.