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Workhorse Group Inc. — Director's Dealing 2021
Dec 27, 2021
34980_dirs_2021-12-27_ff904868-565f-4c00-877e-be906986a892.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2021-12-23
Reporting Person: Chess Raymond Joseph (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-23 | Common Stock, $0.001 par value per share | M | 10000 | $7.21 | Acquired | 127008 | Direct |
| 2021-12-23 | Common Stock, $0.001 par value per share | F | 6980 | $10.33 | Disposed | 120028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-23 | Stock Options | $7.21 | M | 10000 | Disposed | 2021-08-16 | Common Stock, $0.001 par value per share (10000.0) | Direct |
Footnotes
F1: The stock price reflected in Table II Column 8 was determined based on fair market value as the five day average trading price of the Company's common stock on between August 4-10, 2021. The timing difference between the pricing dates and the exercise date is due to an administrative oversight causing a delay of the processing of the exercise, which Mr. Chess duly made in August 2021.
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