Workhorse Group Inc. — Director's Dealing 2020

Aug 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2020-08-24

Reporting Person: Samuels H. Benjamin (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-24	Common Stock, $0.001 par value per share	M	10000	$7.21	Acquired	593701	Direct
2020-08-24	Common Stock, $0.001 par value per share	M	50000	$7.01	Acquired	583701	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-24	Stock Options	$7.21	M	10000	Disposed	2021-08-15	Common Stock, $0.001 par value per share (10000.0)	Direct
2020-08-24	Stock Options	$7.01	M	50000	Disposed	2020-12-17	Common Stock, $0.001 par value per share (50000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	645419	Indirect
Common Stock, $0.001 par value per share	420964	Indirect

Footnotes

F1: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12.

F2: The shares of common stock are held by the Marci Rosenberg 2012 Family Trust. Marci Rosenberg is the trustee of such trust. Mrs. Rosenberg is the wife of H. Benjamin Samuels, a director of Workhorse Group Inc.