Workhorse Group Inc. — Director's Dealing 2020

Dec 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2020-12-15

Reporting Person: Hughes Duane (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-15	Common Stock, $0.001 par value per share	S	55989	$21.61	Disposed	338600	Direct
2020-12-15	Common Stock, $0.001 par value per share	M	50000	$0.97	Acquired	394589	Direct
2020-12-15	Common Stock, $0.001 par value per share	M	5989	$4.99	Acquired	344589	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-15	Stock Options	$0.97	M	50000	Disposed	2024-02-04	Common Stock, $0.001 par value per share (50000.0)	Direct
2020-12-15	Stock Options	$4.99	M	5989	Disposed	2021-02-03	Common Stock, $0.001 par value per share (5989.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$5.28	2027-05-19	Common Stock, $0.001 par value per share (350000.0)	350000	Direct
Stock Options	$0.97	2024-02-04	Common Stock, $0.001 par value per share (50000.0)	50000	Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.