Workhorse Group Inc. — Director's Dealing 2020

Sep 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2020-09-17

Reporting Person: Hughes Duane (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-17	Common Stock, $0.001 par value per share	S	50000	$25.78	Disposed	338600	Direct
2020-09-17	Common Stock, $0.001 par value per share	M	19011	$4.99	Acquired	388600	Direct
2020-09-17	Common Stock, $0.001 par value per share	M	22000	$7.21	Acquired	369589	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-17	Stock Options	$4.99	M	19011	Disposed	2021-02-03	Common Stock, $0.001 par value per share (19011.0)	Direct
2020-09-17	Stock Options	$7.21	M	22000	Disposed	2021-08-16	Common Stock, $0.001 par value per share (22000.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$0.97	2024-02-04	Common Stock, $0.001 par value per share (1000000.0)	1000000	Direct
Stock Options	$0.97	2024-02-04	Common Stock, $0.001 par value per share (50000.0)	50000	Direct
Stock Options	$5.28	2027-05-19	Common Stock, $0.001 par value per share (400000.0)	400000	Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.