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Workhorse Group Inc. — Director's Dealing 2019
Nov 12, 2019
34980_dirs_2019-11-12_8df4c71e-6db0-4aa1-bf93-cfdb088da52e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2017-01-25
Reporting Person: Chess Raymond Joseph (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-06 | Common Stock, $0.001 par value per share | A | 77689 | $2.51 | Acquired | 144136 | Direct |
| 2017-01-25 | Common Stock, $0.001 par value per share | A | 300 | $3.33 | Acquired | 144436 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $7.21 | 2021-08-16 | Common Stock, Par Value $0.001 (10000) | 10000 | Direct |
| Stock Options | $4.99 | 2021-02-01 | Common Stock (10000) | 10000 | Direct |
| Stock Options | $1.40 | 2019-12-18 | Common Stock (10000) | 10000 | Direct |
| Stock Options | $1.75 | 2020-08-11 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: 41,832 of the securities vest on May 6, 2020 and an additional 11,952 shall vest every six (6) months thereafter.
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