Workhorse Group Inc. — Director's Dealing 2019

Nov 15, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2019-11-06

Reporting Person: Fleming Stephen M. (Vice President/General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	595568	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$1.19	2023-08-08	Common Stock (150000.0)		Direct

Footnotes

F1: Includes 517,928 shares of common stock granted under a Restricted Stock Award Agreement of which 119,522 share vest January 1, 2020, July 1, 2020, January 1, 2021 and July 1, 2021 and 19,602 shares vest January 1, 2022 and July 1, 2022.

F2: Stock Options vest quarterly in an amount of 9,375 commencing August 23, 2018.