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Workhorse Group Inc. — Director's Dealing 2018
Apr 30, 2018
34980_dirs_2018-04-30_48bfcbbe-85d3-4f6f-8e08-abdb6e0bdfe4.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2018-04-26
Reporting Person: Burns Stephen S. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-26 | COMMON STOCK, $0.001 PAR VALUE | P | 36765 | $2.72 | Acquired | 804102 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.001 PAR VALUE | 50000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $5.28 | 2027-05-19 | Common Stock, Par Value $0.001 (62500) | 62500 | Direct |
| Stock Options | $7.21 | 2021-08-16 | Common Stock, Par Value $0.001 (35000) | 35000 | Direct |
| Stock Options | $7.21 | 2021-08-16 | Common Stock, Par Value $0.001 (10000) | 10000 | Direct |
| Stock Options | $4.99 | 2021-02-03 | Common Stock, Par Value $0.001 (40000) | 40000 | Direct |
| Stock Options | $1.75 | 2020-08-03 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $1.40 | 2019-12-18 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $0.10 | 2019-06-30 | Common Stock (281439) | 281440 | Direct |
| Stock Options | $6.00 | 2018-05-25 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $1.10 | 2018-12-04 | Common Stock (30000) | 30000 | Direct |
| Stock Options | $7.20 | 2020-12-08 | Common Stock (30000) | 30000 | Direct |
| Stock Options | $4.00 | 2020-05-12 | Common Stock, Par Value $0.001 (60000) | 60000 | Direct |
Footnotes
F1: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
F2: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
F3: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
F4: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
F5: Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.