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Workhorse Group Inc. — Director's Dealing 2017
Jan 17, 2017
34980_dirs_2017-01-17_2b238ae3-a300-4b6f-9249-1ed953c5640c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2010-05-12
Reporting Person: Burns Stephen S. (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-16 | Stock Options | $7.21 | A | 35000 | Acquired | 2021-08-16 | Common Stock, Par Value $0.001 (35000) | Direct |
| 2016-08-16 | Stock Options | $7.21 | A | 10000 | Acquired | 2021-08-16 | Common Stock, Par Value $0.001 (10000) | Direct |
| 2016-02-03 | Stock Options | $4.99 | A | 40000 | Acquired | 2021-02-03 | Common Stock, Par Value $0.001 (40000) | Direct |
| 2010-05-12 | Stock Options | $4.00 | A | 60000 | Acquired | 2020-05-12 | Common Stock, Par Value $0.001 (60000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.001 PAR VALUE | 50000 | Indirect |
| COMMON STOCK, $0.001 PAR VALUE | 767337 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $1.75 | 2020-08-03 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $1.40 | 2019-12-18 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $0.10 | 2019-06-30 | Common Stock (281439) | 281440 | Direct |
| Common Stock Purchase Warrant | $1.50 | 2017-05-28 | Common Stock (29350) | 29350 | Direct |
| Stock Options | $2.90 | 2018-03-15 | Common Stock (40000) | 40000 | Direct |
| Stock Options | $6.00 | 2018-05-25 | Common Stock (50000) | 50000 | Direct |
| Stock Options | $1.10 | 2018-12-04 | Common Stock (30000) | 30000 | Direct |
| Stock Options | $7.20 | 2020-12-08 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
F2: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
F3: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
F4: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.