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Workhorse Group Inc. Director's Dealing 2016

Mar 22, 2016

34980_dirs_2016-03-22_ea3286a7-d5e0-48f9-b464-7a693f2a835b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2016-03-09

Reporting Person: BAKSA STEPHEN D (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-09 COMMON STOCK, $0.001 PAR VALUE PER SHARE X 125000 $500000 Acquired 2677513 Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
COMMON STOCK PURCHASE WARRANT $5.28 2020-12-04 COMMON STOCK, PAR VALUE $0.001 (91624) 91624 Direct
COMMON STOCK PURCHASE WARRANT $5.28 2020-11-09 COMMON STOCK, PAR VALUE $0.001 (142857) 142857 Direct
COMMON STOCK PURCHASE WARRANT $1.40 2017-12-07 COMMON STOCK, PAR VALUE $0.001 (71429) 71429 Direct
COMMON STOCK PURCHASE WARRANT $1.50 2017-03-27 COMMON STOCK, PAR VALUE $0.001 (375000) 375000 Direct