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Workhorse Group Inc. Director's Dealing 2016

Feb 24, 2016

34980_dirs_2016-02-24_75728111-6945-4c12-af1d-931309c94741.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2015-12-04

Reporting Person: BAKSA STEPHEN D (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-21 COMMON STOCK, $0.001 PAR VALUE PER SHARE X 25000 $100000 Acquired 2552513 Direct
2016-01-07 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 981 $6641 Acquired 2527513 Direct
2015-12-04 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 91624 $320684 Acquired 2526532 Direct
2015-11-09 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 142857 $500000 Acquired 2434908 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-04 COMMON STOCK PURCHASE WARRANT $5.28 P 91624 Acquired 2020-12-04 COMMON STOCK, PAR VALUE $0.001 (91624) Direct
2015-11-09 COMMON STOCK PURCHASE WARRANT $5.28 P 142857 Acquired 2020-11-09 COMMON STOCK, PAR VALUE $0.001 (142857) Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE 31000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
COMMON STOCK PURCHASE WARRANT $1.40 2017-12-07 COMMON STOCK, PAR VALUE $0.001 (71429) 71429 Direct
COMMON STOCK PURCHASE WARRANT $1.50 2017-03-27 COMMON STOCK, PAR VALUE $0.001 (375000) 375000 Direct
COMMON STOCK PURCHASE WARRANT $4.00 2016-03-13 COMMON STOCK, PAR VALUE $0.001 (125000) 125000 Direct