Workhorse Group Inc. — Director's Dealing 2016

Dec 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2016-02-03

Reporting Person: Rodriguez Julio C. (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-16	Stock Options	$7.21	A	22000	Acquired	2021-08-16	Common Stock, Par Value $0.001 (22000)	Direct
2016-02-03	Stock Options	$4.99	A	25000	Acquired	2021-02-03	Common Stock, Par Value $0.001 (25000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$1.75	2020-08-11	Common Stock (25000)	25000	Direct
Stock Options	$1.50	2019-12-18	Common Stock (15000)	15000	Direct
Stock Options	$.10	2019-06-30	Common Stock (73433)	73433	Direct
Stock Options	$4.00	2018-08-07	Common Stock (30000)	30000	Direct

Footnotes

F1: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.

F2: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.