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Workhorse Group Inc. — Director's Dealing 2016
Dec 22, 2016
34980_dirs_2016-12-22_319d2fd7-fd18-4d33-ae0e-619670a8515c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2016-08-01
Reporting Person: Hughes Duane (President/COO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $1.75 | 2020-08-03 | Common Stock, Par Value $0.001 (20000) | Direct | |
| Stock Options | $4.99 | 2021-02-03 | Common Stock, Par Value $0.001 (20000) | Direct | |
| Stock Options | $7.21 | 2021-08-16 | Common Stock, Par Value $0.001 (22000) | Direct |
Footnotes
F1: 5,000 of the options vested on August 3, 2015 and 5,000 shall vest every six (6) months thereafter.
F2: 5,000 of the options vested on February 2, 2016 and 5,000 shall vest every six (6) months thereafter.
F3: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
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