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Workhorse Group Inc. — Director's Dealing 2015
Sep 24, 2015
34980_dirs_2015-09-24_48979170-01c7-4880-a0ae-c036faef7231.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2014-03-18
Reporting Person: LUKENS JOSEPH THEODORE JR (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-19 | Common Stock, $0.001 par value per share | P | 1000000 | $250000.00 | Acquired | 32042603 | Direct |
| 2014-05-28 | Common Stock, $0.001 par value per share | P | 40000 | $4000.00 | Acquired | 40000 | Indirect |
| 2014-05-28 | Common Stock, $0.001 par value per share | P | 100000 | $10000.00 | Acquired | 100000 | Indirect |
| 2012-11-29 | Common Stock, $0.001 par value per share | P | 1548698 | $300000.00 | Acquired | 1548698 | Indirect |
| 2014-03-04 | Common Stock, $0.001 par value per share | P | 5000000 | $500000.00 | Acquired | 5000000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-22 | Common Stock Purchase Warrant | $.15 | P | 9000000 | Acquired | 2017-05-23 | Common Stock, Par Value $0.001 (9000000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $.15 | 2017-03-17 | Common Stock, Par Value $0.001 (6000000) | 6000000 | Direct |
| Common Stock Purchase Warrant | $.40 | 2016-03-12 | Common Stock, Par Value $0.001 (2500000) | 2500000 | Direct |
| Common Stock Purchase Warrant | $.40 | 2013-01-29 | Common Stock, Par Value $0.001 (250000) | 250000 | Direct |
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