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Workhorse Group Inc. Director's Dealing 2015

Dec 23, 2015

34980_dirs_2015-12-23_299412d0-c998-4e76-8dd8-e56b47daf140.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2015-12-09

Reporting Person: LUKENS JOSEPH THEODORE JR (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-09	COMMON STOCK, $0.001 PAR VALUE PER SHARE	C	25000	$4.00	Acquired	1229260	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE	154870	Indirect
COMMON STOCK, $0.001 PAR VALUE PER SHARE	2697147	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
COMMON STOCK PURCHASE WARRANT	$5.28	2020-11-25	COMMON STOCK, PAR VALUE $0.001 (571429)	5714286	Direct
6% CONVERTIBLE PROMISSORY NOTE	$3.50	2017-11-25	COMMON STOCK, PAR VALUE $0.001 (571429)	5714286	Direct
COMMON STOCK PURCHASE WARRANT	$1.50	2017-05-22	COMMON STOCK, PAR VALUE $0.001 (900000)	900000	Direct
COMMON STOCK PURCHASE WARRANT	$1.50	2017-03-17	COMMON STOCK, PAR VALUE $0.001 (600000)	600000	Direct
COMMON STOCK PURCHASE WARRANT	$4.00	2016-03-12	COMMON STOCK, PAR VALUE $0.001 (250000)	250000	Direct