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Workhorse Group Inc. — Director's Dealing 2015
Sep 25, 2015
34980_dirs_2015-09-25_da88624b-9bf6-44eb-add5-dc6d89f522f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2014-12-08
Reporting Person: BAKSA STEPHEN D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-07 | COMMON STOCK, $0.001 PAR VALUE PER SHARE | P | 1724138 | $500000 | Acquired | 22920506 | Direct |
| 2015-03-24 | COMMON STOCK, $0.001 PAR VALUE PER SHARE | P | 1474600 | $206444 | Acquired | 21196368 | Direct |
| 2015-03-17 | COMMON STOCK, $0.001 PAR VALUE PER SHARE | P | 344827 | $100000 | Acquired | 19721768 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-08 | COMMON STOCK PURCHASE WARRANT | $.14 | P | 714286 | Acquired | 2017-12-07 | COMMON STOCK, PAR VALUE $0.001 (714286) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON STOCK PURCHASE WARRANT | $.15 | 2017-03-27 | COMMON STOCK PAR VALUE $0.001 () | Direct | |
| COMMON STOCK PURCHASE WARRANT | $.40 | 2016-03-13 | COMMON STOCK, PAR VALUE $0.001 () | Direct | |
| COMMON STOCK PURCHASE WARRANT | $.40 | 2016-02-21 | COMMON STOCK, PAR VALUE $0.001 () | Direct |
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