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Workhorse Group Inc. Director's Dealing 2015

Sep 25, 2015

34980_dirs_2015-09-25_da88624b-9bf6-44eb-add5-dc6d89f522f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2014-12-08

Reporting Person: BAKSA STEPHEN D (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-07 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 1724138 $500000 Acquired 22920506 Direct
2015-03-24 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 1474600 $206444 Acquired 21196368 Direct
2015-03-17 COMMON STOCK, $0.001 PAR VALUE PER SHARE P 344827 $100000 Acquired 19721768 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-08 COMMON STOCK PURCHASE WARRANT $.14 P 714286 Acquired 2017-12-07 COMMON STOCK, PAR VALUE $0.001 (714286) Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
COMMON STOCK PURCHASE WARRANT $.15 2017-03-27 COMMON STOCK PAR VALUE $0.001 () Direct
COMMON STOCK PURCHASE WARRANT $.40 2016-03-13 COMMON STOCK, PAR VALUE $0.001 () Direct
COMMON STOCK PURCHASE WARRANT $.40 2016-02-21 COMMON STOCK, PAR VALUE $0.001 () Direct