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Workhorse Group Inc. — Director's Dealing 2015
Sep 25, 2015
34980_dirs_2015-09-25_26d90ce3-f5d5-458e-ba1d-1004ce083e92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Workhorse Group Inc. (WKHS)
CIK: 0001425287
Period of Report: 2014-07-01
Reporting Person: Burns Stephen S. (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | STOCK OPTIONS | $1.75 | P | 500000 | Acquired | 2020-08-03 | COMMON STOCK (500000) | Direct |
| 2014-12-19 | STOCK OPTIONS | $.14 | P | 500000 | Acquired | 2019-12-18 | COMMON STOCK (500000) | Direct |
| 2014-07-01 | STOCK OPTIONS | $.01 | P | 2814397 | Acquired | 2019-06-30 | COMMON STOCK (2814397) | Direct |
| 2012-12-04 | STOCK OPTIONS | $.11 | P | 300000 | Acquired | 2015-12-04 | COMMON STOCK () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK $0.001 PAR VALUE | 500000 | Indirect |
| COMMON STOCK $0.001 PAR VALUE | 7673367 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON STOCK PURCHASE WARRANT | $.15 | 2017-05-23 | COMMON STOCK (543500) | 543500 | Direct |
| STOCK OPTIONS | $.29 | 2018-05-25 | COMMON STOCK (400000) | 400000 | Direct |
| STOCK OPTIONS | $.60 | 2016-05-25 | COMMON STOCK (500000) | 500000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $2.00 | 2016-05-24 | COMMON STOCK (500000) | 500000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $2.00 | 2015-12-07 | COMMON STOCK (300000) | 300000 | Direct |
| STOCK OPTIONS | $.72 | 2020-12-08 | COMMON STOCK () | Direct |
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