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Workhorse Group Inc. — Director's Dealing 2014
Jun 5, 2014
34980_dirs_2014-06-05_5b3af63e-9cc9-49b7-941f-45d2d1af6287.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMP Holding Inc. (AMPD)
CIK: 0001425287
Period of Report: 2014-05-23
Reporting Person: BAKSA STEPHEN D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-23 | COMMON STOCK, $0.001 PAR VALUE PER SHARE | P | 4500000 | $450000.00 | Acquired | 19376941 | Direct |
| 2014-03-27 | COMMON STOCK, $0.001 PAR VALUE PER SHARE | P | 7500000 | $750000.00 | Acquired | 14876941 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | 310000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON STOCK PURCHASE WARRANT | $.15 | 2017-05-23 | COMMON STOCK, PAR VALUE $0.001 (2250000) | 2250000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.15 | 2017-03-27 | COMMON STOCK PAR VALUE $0.001 (3750000) | 3750000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.40 | 2016-03-13 | COMMON STOCK, PAR VALUE $0.001 (1250000) | 1250000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.80 | 2013-12-03 | COMMON STOCK, PAR VALUE $0.001 (83334) | 83334 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.80 | 2014-04-06 | COMMON STOCK, PAR VALUE $0.001 (125000) | 125000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.25 | 2015-01-31 | COMMON STOCK, PAR VALUE $0.001 (150000) | 150000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.25 | 2015-05-11 | COMMON STOCK, PAR VALUE $0.001 (50000) | 50000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.25 | 2015-08-03 | COMMON STOCK, PAR VALUE $0.001 (100000) | 100000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.40 | 2016-02-21 | COMMON STOCK, PAR VALUE $0.001 (250000) | 250000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $.80 | 2013-12-03 | COMMON STOCK, PAR VALUE $0.001 (83334) | 83334 | Direct |
Footnotes
F1: On March 27, 2014, the Company entered into a subscription agreement with Mr. Baksa pursuant to which Mr. Baksa purchased 7,500,000 shares of the Company's common stock and a common stock purchase warrant to acquire 3,750,000 shares of common stock at $0.15 per share for a purchase price of $750,000.
F2: On May 23, 2014 Mr. Baksa and the Company converted an aggregate of $450,000 that Mr. Baksa deposited and/or loaned to the Company into 4,500,000 shares of the Company's common stock and a common stock purchase warrant to acquire 2,250,000 shares of common stock at $0.15 per share.
F3: 310,000 shares of common stock held by the Stephen D. Baksa 2012 Trust F/B/O Sarah E. Marra, F/B/O Brian S. Baksa.