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Workhorse Group Inc. — Director's Dealing 2014
Jun 6, 2014
34980_dirs_2014-06-06_0283d343-63dd-4e1a-b035-38d3e997c5a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMP Holding Inc. (AMPD)
CIK: 0001425287
Period of Report: 2014-05-23
Reporting Person: Burns Stephen S. (Director, PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-28 | COMMON STOCK, $0.001 PAR VALUE | P | 500000 | $.10 | Acquired | 8173367 | Indirect |
| 2014-05-23 | COMMON STOCK, $0.001 PAR VALUE | P | 1087000 | $.10 | Acquired | 7673367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-23 | COMMON STOCK PURCHASE WARRANT | $.15 | P | 543500 | Acquired | 2017-05-23 | COMMON STOCK (543500) | Direct |
| 2013-03-15 | STOCK OPTIONS | $.29 | P | 400000 | Acquired | 2018-05-25 | COMMON STOCK (400000) | Direct |
| 2012-11-29 | COMMON STOCK PURCHASE WARRANT | $.25 | P | 100000 | Acquired | 2015-05-02 | COMMON STOCK (100000) | Direct |
| 2012-06-30 | COMMON STOCK PURCHASE WARRANT | $.25 | P | 389250 | Acquired | 2015-06-30 | COMMON STOCK (389250) | Direct |
| 2010-12-04 | STOCK OPTIONS | $.11 | P | 300000 | Acquired | 2015-12-04 | COMMON STOCK (300000) | Direct |
| 2010-05-12 | STOCK OPTIONS | $.40 | P | 600000 | Acquired | 2015-05-12 | COMMON STOCK (600000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTIONS | $.60 | 2016-05-25 | COMMON STOCK (500000) | 500000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $2.00 | 2016-05-25 | COMMON STOCK (500000) | 500000 | Direct |
| COMMON STOCK PURCHASE WARRANT | $2.00 | 2015-12-08 | COMMON STOCK (300000) | 300000 | Direct |
| STOCK OPTIONS | $.72 | 2020-12-08 | COMMON STOCK (300000) | 300000 | Direct |
Footnotes
F1: On May 23, 2014 Mr. Burns and the Company converted an aggregate of $108,700 that Mr. Burns deposited and/or loaned to the Company into 1,087,000 shares of the Company's common stock and a common stock purchase warrant to acquire 543,500 shares of common stock at $0.15 per share.
F2: Shares of common stock are held by Deborah Sue Burns, the wife of Stephen Burns.
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