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Workhorse Group Inc. — Director's Dealing 2013
Apr 29, 2013
34980_dirs_2013-04-29_a98b71d9-05f6-40e7-861f-1fe138302cf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMP Holding Inc. (AMPD)
CIK: 0001425287
Period of Report: 2013-03-13
Reporting Person: BAKSA STEPHEN D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock, $0.001 par value per share | A | 2500000 | $500000.00 | Acquired | 8541941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock Purchase Warrant | $.40 | A | 1250000 | Acquired | 2016-03-13 | Common Stock, Par Value $0.001 () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 310000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $.80 | 2013-12-03 | Common Stock, Par Value $0.001 (83334) | 83334 | Direct |
| Common Stock Purchase Warrant | $.80 | 2014-04-06 | Common Stock, Par Value $0.001 (125000) | 125000 | Direct |
| Common Stock Purchase Warrant | $.25 | 2015-01-31 | Common Stock, Par Value $0.001 (150000) | 150000 | Direct |
| Common Stock Purchase Warrant | $.25 | 2015-05-11 | Common Stock, Par Value $0.001 (50000) | 50000 | Direct |
| Common Stock Purchase Warrant | $.25 | 2015-08-03 | Common Stock, Par Value $0.001 (100000) | 100000 | Direct |
| Common Stock Purchase Warrant | $.40 | 2016-02-21 | Common Stock, Par Value $0.001 (250000) | 250000 | Direct |
| Common Stock Purchase Warrant | $.80 | 2013-12-03 | Common Stock, Par Value $0.001 (83334) | 83334 | Direct |
Footnotes
F1: Shares held by the Stephen D. Baksa 2012 Trust F/B/O Sarah E. Marra, F/B/O Brian S. Baksa.
F2: On March 13, 2013, the Company entered into a subscription agreement with Mr. Baksa pursuant to which Mr. Baksa purchased 2,500,000 shares of the Company's common stock for a purchase price of $500,000, together with a common stock purchase warrant to acquire 1,250,000 shares of common stock at $0.40 per share for a period of three years.
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