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Woodward, Inc. — Director's Dealing 2021
Feb 26, 2021
30412_dirs_2021-02-25_9bc5e2ad-aaac-4243-ba10-646e32f16e99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Woodward, Inc. (WWD)
CIK: 0000108312
Period of Report: 2021-02-24
Reporting Person: GENDRON THOMAS A (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-24 | Woodward, Inc. Common Stock | M | 44915 | $40.99 | Acquired | 50702 | Direct |
| 2021-02-24 | Woodward, Inc. Common Stock | S | 40618 | $122.438 | Disposed | 10084 | Direct |
| 2021-02-24 | Woodward, Inc. Common Stock | S | 4297 | $123.057 | Disposed | 5787 | Direct |
| 2021-02-25 | Woodward, Inc. Common Stock | M | 2392 | $40.99 | Acquired | 8179 | Direct |
| 2021-02-25 | Woodward, Inc. Common Stock | S | 1701 | $120.294 | Disposed | 6478 | Direct |
| 2021-02-25 | Woodward, Inc. Common Stock | S | 691 | $121.303 | Disposed | 5787 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-24 | Non-Qualified Stock Option (Right to Buy) | $40.99 | M | 44915 | Disposed | 2023-10-01 | Woodward, Inc. Common Stock (44915) | Direct |
| 2021-02-25 | Non-Qualified Stock Option (Right to Buy) | $40.99 | M | 2392 | Disposed | 2023-10-01 | Woodward, Inc. Common Stock (2392) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Woodward, Inc. Common Stock | 42000 | Indirect |
| Woodward, Inc. Common Stock | 1906.07 | Indirect |
| Woodward, Inc. Common Stock | 94350.465 | Indirect |
| Woodward, Inc. Common Stock | 94350.465 | Indirect |
| Woodward, Inc. Common Stock | 20650 | Indirect |
Footnotes
F1: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $122.00 to $122.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $123.00 to $123.17 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F3: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $120.00 to $120.94 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F4: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $121.00 to $121.59 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F5: The T2G Family Foundation is a family foundation in which the Reporting Person retains control of the shares held by the foundation.
F6: TEAGII LLP is a limited partnership of which the reporting person is the sole general partner and of which the reporting person and his wife are the sole limited partners.
F7: The 2020 Gendron Legacy Trust is a family trust of which the reporting person's wife is the trustee.
F8: The Gendron Descendants Trust is a family trust of which the reporting person is the trustee.
F9: The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan is based on a calculation as of February 10, 2021.
F10: Options, which expire October 1, 2023, became exercisable as to 25% of the shares on October 1, 2014 and each one-year anniversary thereafter.