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Wockhardt Ltd — Share Issue/Capital Change 2021
Aug 26, 2021
59231_rns_2021-08-27_87419b3f-5e89-4b86-94a7-84f022af9017.pdf
Share Issue/Capital Change
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Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi. @Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate. * Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.
^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.
| Encumbrance No. | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Date of creation/ Release of encumbrance | 19.12.2018 | 31.01.2019 20.05.2019 | 21.06.2019 | 04.07.2019 | 06.08.2019 | 23.08.2019 | 16.09.2019 | 30.09.2019 | 09.10.2019 | 11.11.2019 | 20.11.2019 | 25.11.2019 | 23.12.2019 | 27.12.2019 | 27.01.2020 | 28.01.2020 | 28.01.2020 | 12.03.2020 | 12.03.2020 | 13.03.2020 | 17.03.2020 | ||
| Type of encumbrance (pledge, lien, negative lien, non-disposalundertaking etc. or any other covenant, transaction, conditionor arrangement in the nature of encumbrance) | Creation of pledge | Release pf pledgedShares | Creation of Pledge | Release of pledged Shares | Creation of Pledge | ||||||||||||||||||
| No. and % of shares | No. of shares : | 1,000,000 | 250,000 | 150,000 | 300,000 | 500,000 | 800,000 | 300,000 - | 650,000 | 600,000 | 200,000 | 1,300,000 | 850,000 | 500,000 | 7,200,000 | 6,500,000 - 1,400,000 - | 400,000 - | 444,000 | 775,000 | 2,100,000 | 700,000 | 925,000 | |
| encumbered | % of total share capital : | 0.90% | 0.23% | 0.14% | 0.27% | 0.45% | 0.72% | 0.27% | -0.59% | 0.54% | 0.18% | 1.17% | 0.77% | 0.45% | 6.50% | 5.87% | -1.26% | -0.36% | -0.40% | 0.70% | 1.90% | 0.63% | 0.84% |
| Specific Details about the encumbrance | |||||||||||||||||||||||
| Name of the entity in whose favour shares encumbered (X) | Anand Rathi Global Finance Ltd | Badjate Stock Broking Private Limited | SBICAP Trustee CompanyLtd (Trustee of LIC HousingFinance Ltd) | Standard CharteredInvestments & Loans(India) Ltd | StandardCharteredInvestments &Loans (India) Ltd | Anand Rathi Global FinanceLtd | Badjate StockBroking PrivateLimited | Anand RathiGlobal Finance Ltd | Standard CharteredInvestments & Loans (India)Ltd | Badjate Stock BrokingPrivate Limited | Standard CharteredInvestments & Loans(India) Ltd | ||||||||||||
| Whether the entity X is a scheduled commercial bank, publicfinancial institution, NBFC or housing finance company? If No,provide the nature of the business of the entity. | Yes | No.Nature of Business: Stock Broking` | No.Nature of Business: TrusteeCompany on behalf ofLICHFC.` | Yes | Yes | Yes | NoNature of Business:Stock Broking` | Yes | Yes | NoNature of Business:Stock Broking` | Yes | ||||||||||||
| Names of all other entities in the agreement | Humuza Consultants, Pledgor | [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm] | |||||||||||||||||||||
| Whether the encumbrance is relating to any debt instrumentsviz. debenture, commercial paper, certificate of deposit etc.?If yes, provide details about the instrument, including creditrating.If Yes,1 Name of the issuer :2 Details of the debt instrument :3 Whether the debt instrument is listed on stock exchanges?4 Credit Rating of the debt instrument5 ISIN of theinstrurnent | Not applicable | ||||||||||||||||||||||
| Security Cover/ Asset Cover | |||||||||||||||||||||||
| in Rs. ) | Value of shares on the date of event / agreement (A) (Amount | 520,400,000 110,362,500 58,155,000 | 110,040,000 | 186,225,000 | 226,480,000 | 76,395,000 | 212,420,000 | 153,840,000 | 47,610,000 373,685,000 | 245,565,000 | 127,275,000 | 1,772,280,000 | 1,604,850,000 494,060,000 | 138,220,000 | 153,424,200 | 160,192,500 | 434,070,000 | 157,290,000 | 189,948,750 | ||||
| Amount involved (against which shares have beenencumbered) (B) (Amount in Rs. ) | 20,00,00,000#N.A.#10,00,00,00010,00,00,0003,500,000,00050,00,00,000[Release of part ofthe PledgedShares] | N.A.#*@[Release of part of the Pledged Shares] | |||||||||||||||||||||
| Ratio of A / B | 0.26 | # | -do- | # | 3.73685 | 3.73 | 0.51^ | 3.2097 | N.A. | # | * | @ | * | ||||||||||
| End use of money | |||||||||||||||||||||||
| Borrowed amount to beutilized for what purpose - | (a)Personal use by Promotersand PACs | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - |
| (b)For the benefit of listedcompanyProvide details includingamount, purpose of raisingmoney by listed company,schedule for utilization ofamount, repayment scheduleetc | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| Any other reason (pleasespecify) | The amount raised by creating Pledge on Shares have been partially invested in Preference Shares/ extended unsecured loan to Wockhardt Limited from time to time. |
Additional disclosure under Regulation 31(1) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 [Pursuant to Circular SEBI/HO/CFD/DCR1/CIR/P/2019/90 dated 7th August, 2019]
| Name of Listed Company | Wockhardt Limited |
|---|---|
| Name of the recognised stock exchanges where the shares of | BSE Limited (BSE) |
| the company are listed | National Stock Exchange of India Limited (NSE) |
| Name of the promoter(s) / PACs whose shares have beenencumbered | Humuza Consultants |
| Total promoter shareholding in the listed company | No. of Shares held: 7,71,95,342 (69.67%)% of total share capital : 69.67% |
| Encumbered shares as a % of promoter shareholding | 26.92% |
| Whether encumbered share is 50% or more of promotershareholding | No |
| Whether encumbered share is 20% or more of total sharecapital | Yes |
Details of all the existing events/agreements pertaining to encumbrance
Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.
| Encumbrance No. | 2318.03.2020 | 24 | 2519.03.2020 24.03.2020 | 2624.03.2020 | 2725.03.2020 | 2808.04.2020 | 2917.04.2020 | 3004.05.2020 | 3105.05.2020 | 320607.2020 | 3303.08.2020 | 3402.11.2020 | 3520.11.2020 | 3627.11.2020 | 3701.12.2020 | 3808.12.2020 | 3911.12.2020 | 4018.12.2020 | 4118.12.2020 | 4231.12.2020 | 4315.01.2021 | 4403.02.2021 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Date of creation/ Release of encumbranceType of encumbrance (pledge, lien, negative lien, non-disposal | Release of pledged Shares | Release of pledged Shares | Creation of Pledge | ||||||||||||||||||||
| undertaking etc. or any other covenant, transaction, condition | Creation of PledgeRelease of Pledged Shares | ||||||||||||||||||||||
| or arrangement in the nature of encumbrance) | |||||||||||||||||||||||
| No. and % of shares | No. of shares : | 500,000 | 350,000 3,900,000 | 2,100,000 | 744,000 - | 600,000 - | 600,000 - | 4,525,000 - | 2,825,000 - | 1,800,000 - 1,400,000 - | 1,400,000 - | 1,400,000 - | 480,000 - | 1,500,000 - | 500,000 - | 1,318,500 - | 1,500 - | 700,000 - | 2,500,000 - | 300,000 | 2,200,000 | ||
| encumbered | % of total share capital : | 0.45% | 0.32% | 3.52% | 1.90% | 0.67% | -0.54% | -0.54% | -4.09% | -2.55% | -1.63% | -1.26% | -1.26% | -1.26% | -0.43% | -1.35% | -0.45% | -1.19% | 0.00% | -0.63% | -2.26% | -0.27% | 1.99% |
| Specific Details about the encumbrance | |||||||||||||||||||||||
| Name of the entity in whose favour shares encumbered (X) | Anand Rathi Global | Badjate Stock | Standard | Anand Rathi Global | Badjate Stock Broking Private Limited | Standard Chartered | Anand Rathi Global Finance Ltd | Standard | Badjate Stock Broking | Badjate Stock | Anand Rathi Global Finance | Standard Chartered | Standard | Anand Rathi Global Finance Ltd | Standard Chartered Investments & Loans (India) Ltd | ||||||||
| Finance Ltd | Broking Private | Chartered | Finance Ltd | Investments & | Chartered | Private Limited | Broking Private | Ltd | Investments & Loans | Chartered | |||||||||||||
| Limited | Investments & | Loans (India) Ltd | Investments & | Limited | (India) Ltd | Investments & | |||||||||||||||||
| Loans (India)Ltd | Loans (India) Ltd | Loans (India) Ltd | |||||||||||||||||||||
| Whether the entity X is a scheduled commercial bank, public | Yes | No. | Yes | Yes | No | Yes | Yes | Yes | No | No | Yes | Yes | Yes | Yes | Yes | ||||||||
| financial institution, NBFC or housing finance company? If No, | Nature of | Nature of Business: Stock Broking` | Nature of Business: | Nature of Business: | |||||||||||||||||||
| provide the nature of the business of the entity. | Business: Stock | Stock Broking` | Stock Broking` | ||||||||||||||||||||
| Broking` | |||||||||||||||||||||||
| Names of all other entities in the agreement | Humuza Consultants, Pledgor | ||||||||||||||||||||||
| [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm] | |||||||||||||||||||||||
| Whether the encumbrance is relating to any debt instruments | Not Applicable | ||||||||||||||||||||||
| viz. debenture, commercial paper, certificate of deposit etc.? | |||||||||||||||||||||||
| If yes, provide details about the instrument, including credit | |||||||||||||||||||||||
| rating. | |||||||||||||||||||||||
| If Yes, | |||||||||||||||||||||||
| 1 Name of the issuer : | |||||||||||||||||||||||
| 2 Details of the debt instrument : | |||||||||||||||||||||||
| 3 Whether the debt instrument is listed on stock exchanges? | |||||||||||||||||||||||
| 4 Credit Rating of the debt instrument | |||||||||||||||||||||||
| 5 ISIN of theinstrurnent | |||||||||||||||||||||||
| Security Cover/ Asset Cover | |||||||||||||||||||||||
| Value of shares on the date of event / agreement (A) (Amount | 98,300,000 63,560,000 612,885,000 | 330,015,000 | 123,541,200 | 132,780,000 | 162,540,000 1,185,097,500 | 726,025,000 | 496,890,000 425,040,000 | 413,910,000 | 550,620,000 | 216,912,000 | 694,125,000 243,275,000 | 682,851,150 | 763,875 | 356,475,000 | 1,366,375,000 | 159,915,000 | 1,135,530,000 | ||||||
| Amount involved (against which shares have been | # | @ | * | # | @ | N.A. | N.A. | 400,000,000 | |||||||||||||||
| Ratio of A / B | # | @ | * | # | @ | N.A. | N.A. | 2.838825 | |||||||||||||||
| End use of money | |||||||||||||||||||||||
| Borrowed amount to beutilized for what purpose - | (a)Personal use by Promotersand PACs | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - |
| (b)For the benefit of listed | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| company | |||||||||||||||||||||||
| Provide details including | |||||||||||||||||||||||
| amount, purpose of raising | |||||||||||||||||||||||
| money by listed company, | |||||||||||||||||||||||
| schedule for utilization of | |||||||||||||||||||||||
| amount, repayment schedule | |||||||||||||||||||||||
| etc | |||||||||||||||||||||||
| Any other reason (please | The amount raised by creating Pledge on Shares have been partially invested in Preference Shares/ extended unsecured loan to Wockhardt Limited from time to time. | ||||||||||||||||||||||
| specify) |
@Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.
* Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered. ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.
| Encumbrance No.Date of creation/ Release of encumbrance | 4519.02.2021 | 46 | 4723.03.2021 26.03.2021 | 4809.04.2021 | 4920.04.2021 | 5027.04.2021 | 5107.05.2021 | 5210.05.2021 | 5310.05.2021 | 5411.05.2021 | 5514.05.2021 | 5617.05.2021 | 5720.05.2021 | 5820.05.2021 | 5926.05.2021 | 6018.06.2021 | 6121.06.2021 | 6230.06.2021 | 6330.06.2021 | 6430.06.2021 | 6519.07.2021 | 6620.07.2021 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Type of encumbrance (pledge, lien, negative lien, non-disposal | Creation of PledgeRelease of pledged | Creation of Pledge | Release of pledged shares | Creation of Pledge | Release of Pledged shares | Creation of Pledge | Release of Pledged shares | ||||||||||||||||
| undertaking etc. or any other covenant, transaction, conditionor arrangement in the nature of encumbrance) | shares | ||||||||||||||||||||||
| No. and % of shares | No. of shares : | 3,900,000 | 200,000 | 850,000 - | 1,000,000 | 3,000,000 | 3,400,000 - | 800,000 - | 1,200,000 | 1,100,000 | 2,100,000 | 1,100,000 - | 500,000 - | 180,000 - | 90,000 | 2,050,000 | 253,000 | 405,000 | 550,000 | 230,000 | 1,450,000 - | 150,000 - | 100,000 |
| encumbered | % of total share capital : | 3.52% | 0.18% | 0.77% | -0.90% | 2.71% | 3.07% | -0.72% | -1.08% | 0.99% | 1.90% | 0.99% | -0.45% | -0.16% | -0.08% | 1.85% | 0.23% | 0.37% | 0.50%0.21% | 1.31% | -0.14% | -0.09% | |
| Specific Details about the encumbrance | |||||||||||||||||||||||
| Name of the entity in whose favour shares encumbered (X) | Standard Chartered Investments & Loans (India) Ltd | Badjate Stock BrokingPrivate Limited | Catalyst TrusteeshipLimited& | Badjate StockBroking PrivateLimited | Standard CharteredInvestments &Loans (India) Ltd | Anand RathiGlobal FinanceLtd# | Catalyst Trusteeship Limited& | Standard CharteredInvestments & Loans(India) Ltd | Badjate StockBroking PrivateLimited | Anand Rathi Global FinanceLtd# | Catalyst TrusteeshipLimited& | Badjate StockBroking PrivateLimited | Standard CharteredInvestments & Loans (India)Ltd | Standard CharteredInvestments & Loans(India) Ltd | Badjate StockBroking PrivateLimited | Arka Fincap Limited Badjate Stock Broking | Private Limited | Anand Rathi GlobalFinance Ltd# | |||||
| Whether the entity X is a scheduled commercial bank, publicfinancial institution, NBFC or housing finance company? If No,provide the nature of the business of the entity. | Yes | NoNature of Business:Stock Broking` | NoNature of Business:Debenture Trustee | NoNature ofBusiness: StockBroking` | Yes | Yes | NoNature of Business: Debenture Trustee | Yes | NoNature of Business:Stock Broking` | Yes | NoNature of Business:Debenture Trustee | NoNature ofBusiness: StockBroking` | Yes | Yes | NoNature ofBusiness: StockBroking` | Yes | NoNature of Business:Stock Broking` | Yes | |||||
| Names of all other entities in the agreement | [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm] | Humuza Consultants, Pledgor | |||||||||||||||||||||
| Whether the encumbrance is relating to any debt instrumentsviz. debenture, commercial paper, certificate of deposit etc.?If yes, provide details about the instrument, including creditrating.If Yes,1 Name of the issuer :2 Details of the debt instrument :3 Whether the debt instrument is listed on stock exchanges?4 Credit Rating of the debt instrument5 ISIN of theinstrurnent | Not Applicable | 1. Wockhard Limited2. Non-ConvertibleDebenture ('NCDs')3. The NCDs are notlisted4. CARE BBB-; Stable5.INE049B07048 | Not Applicable | 1. Wockhard Limited2. Non-Convertible Debenture ('NCDs')3. The NCDs are not listed4. CARE BBB-; Stable5.INE049B07055 | Not Applicable | 1. Wockhard Limited2. Non-ConvertibleDebenture ('NCDs')3. The NCDs are notlisted4. CARE BBB-; Stable5. INE049B07063 | Not Applicable | ||||||||||||||||
| Security Cover/ Asset Coverin Rs. ) | Value of shares on the date of event / agreement (A) (Amount | 1,909,830,000 88,610,000 342,550,000 | 475,250,000 | 1,518,900,000 | 1,746,410,000 | 458,800,000 | 716,880,000 | 657,140,000 | 1,304,310,000 697,180,000 | 319,725,000 | 124,218,000 | 62,109,000 | 1,612,632,500 149,409,150 | 242,979,750 | 284,927,500 | 119,151,500 | 751,172,500 | 87,127,500 | 55,760,000 | ||||
| Amount involved (against which shares have beenencumbered) (B) (Amount in Rs. ) | 700,000,000 * | * | N.A.[Release of part of thePledged Shares] | 500,000,000 | 750,000,000 | N.A.[Release of part ofthe Pledged | 200,000,000 | 500,000,000 250,000,000 | N.A.[Release of part of the Pledged Shares] | 500,000,000 | @ | * | * | @ | 500,000,000 | @ | # | ||||||
| Ratio of A / B | 2.728328571 * | * | N.A. | 3.0378 | 2.328546667 | Shares]N.A. | 3.2857 | 2.60862 | 2.78872 | N.A. | 3.225265 | @ | * | * | @ | 1.502345 | @ | # | |||||
| End use of moneyBorrowed amount to be | (a)Personal use by Promotersand PACs | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - |
| utilized for what purpose - | (b)For the benefit of listedcompanyProvide details includingamount, purpose of raisingmoney by listed company,schedule for utilization ofamount, repayment scheduleetc | - | - | - | - | - | The amount of Rs. 75crore raised by theCompany by issuanceof NCDs (Tranche I)has been utilised formeeting workingcapital requirementsand R&D purposes.The repaymentschedule is 24 to 36months from thedate of allotment | - | - | - | The amount of Rs. 75 crore raised by theCompany by issuance of NCDs (Tranche II) hasbeen utilised for meeting working capitalrequirements and R&D purposes. Therepayment schedule is 24 to 36 months fromthe date of allotment | - | - | - | The amount of Rs. 50crore raised by theCompany by issuance ofNCDs (Series B TrancheI) has been utilised formeeting working capitalrequirements and R&Dpurposes. Therepayment schedule is24 to 36 months fromthe date of allotment | - | - | - | - | The amount of Rs. 50 croreraised by the Company byavailing Term loan isbeing/will be utilised formeeting working capitalrequirements, refinancingof existing loan, Capex andgeneral corporate purposes.The repayment schedule is12 to 36 months from thedate of availment of loan | - | - | |
| Any other reason (pleasespecify) | The amount raised by creating Pledge on Shares have been partially utilised for extending unsecuredloan to Wockhardt Limited from time to time. | - | The amount raised by creating Pledge on Shares havebeen partially utilised for extending unsecured loan toWockhardt Limited from time to time. | - | - | time. | The amount raised by creating Pledge on Shares have been partiallyutilised for extending unsecured loan to Wockhardt Limited from time to | - | The amount raised by creating Pledge on Shares have been partially utilised forextending unsecured loan to Wockhardt Limited from time to time. | - | The amount raised bycreating Pledge onShares have beenpartially utilised forextending unsecured | - |
loan to Wockhardt
Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.
@Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate. * Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.
^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.
& The share are pledged in favour of Catalyst Trusteeship Limited ("Debenture Trustee") to secure the Non-Convertible Debentures issued and allotted to Centrum Credit Opportunities Trust ("Lender")
! The shares are pledged in favour of Arka Fincap Limited for securing the term loan availed by Wockhardt Limited
Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.
@Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.
* Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered. ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.
& The share are pledged in favour of Catalyst Trusteeship Limited ("Debenture Trustee") as an collateral to secure the Non-Convertible Debentures issued and allotted earlier to Centrum Credit Opportunities Trust ("Lender")
| Encumbrance No. | 67 | 68 | 69 | 70 | 71 | 72 | 73 | 74 | 75 | 76 | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Date of creation/ Release of encumbrance | 11.08.2021 | 11.08.2021 11.08.2021 | 11.08.2021 | 17.08.2021 | 24.08.2021 | 24.08.2021 | 24.08.2021 | 24.08.2021 | 25.08.2021 | |||||
| Type of encumbrance (pledge, lien, negative lien, non-disposal | Creation of Pledge | |||||||||||||
| undertaking etc. or any other covenant, transaction, condition | ||||||||||||||
| or arrangement in the nature of encumbrance) | ||||||||||||||
| No. and % of shares | No. of shares : | 380,000 | 310,000 | 160,000 | 150,000 | 30,000 | 845,000 | 760,000 | 121,000 | 186,000 | 315,000 | |||
| encumbered | % of total share capital : | 0.34% | 0.28% | 0.14% | 0.14% | 0.03% | 0.76% | 0.69% | 0.11% | 0.17% | 0.28% | |||
| Specific Details about the encumbrance | ||||||||||||||
| Name of the entity in whose favour shares encumbered (X) | Standard Chartered | Badjate Stock | Anand Rathi | Arka Fincap Limited | Catalyst Trusteeship Limited& | Standard Chartered | Anand Rathi Global | Arka Fincap | Badjate Stock Broking Private | |||||
| Investments & Loans | Broking Private | Global Finance | Investments & | Finance Ltd# | Limited | Limited | ||||||||
| (India) Ltd | Limited | Ltd# | Loans (India) Ltd | |||||||||||
| Whether the entity X is a scheduled commercial bank, public | Yes | No | Yes | Yes | No | Yes | Yes | Yes | No | |||||
| financial institution, NBFC or housing finance company? If No, | Nature of | Nature of Business: Debenture Trustee | Nature of Business: Stock | |||||||||||
| provide the nature of the business of the entity. | Business: Stock | Broking` | ||||||||||||
| Broking` | ||||||||||||||
| Names of all other entities in the agreement | Humuza Consultants, Pledgor | |||||||||||||
| [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm] | ||||||||||||||
| Whether the encumbrance is relating to any debt instruments | - | 1. Wockhard Limited | - | |||||||||||
| viz. debenture, commercial paper, certificate of deposit etc.? | 2. Non-Convertible Debenture ('NCDs') | |||||||||||||
| If yes, provide details about the instrument, including credit | 3. The NCDs are not listed | |||||||||||||
| rating. | 4. CARE BBB-; Stable | |||||||||||||
| If Yes, | 5.INE049B07048, INE049B07055, | |||||||||||||
| 1 Name of the issuer : | INE049B07063 | |||||||||||||
| 2 Details of the debt instrument : | ||||||||||||||
| 3 Whether the debt instrument is listed on stock exchanges? | ||||||||||||||
| 4 Credit Rating of the debt instrument | ||||||||||||||
| 5 ISIN of theinstrurnent | ||||||||||||||
| Security Cover/ Asset Cover | ||||||||||||||
| Value of shares on the date of event / agreement (A) (Amount | 181,507,000 148,071,500 76,424,000 | 71,647,500 | 14,656,500 | 377,926,250 | 339,910,000 | 54,117,250 | 83,188,500 | 137,576,250 | ||||||
| in Rs. ) | ||||||||||||||
| Amount involved (against which shares have been | * | @ | # | ! | & | & | * | # | ! | @ | ||||
| encumbered) (B) (Amount in Rs. ) | ||||||||||||||
| Ratio of A / B | * | @ | # | ! | & | & | * | # | ! | @ | ||||
| End use of money | ||||||||||||||
| Borrowed amount to be | (a)Personal use by Promoters | - | - | - | - | - | - | - | - | - | - | |||
| utilized for what purpose - | and PACs | |||||||||||||
| (b)For the benefit of listed | - | - | - | The amount of Rs. 50 | The amount of Rs. 200 crore raised by the | - | - | The amount of | - | |||||
| company | crore raised by the | Company by issuance of NCDs has been | Rs. 50 crore | |||||||||||
| Provide details including | Company by availing | utilised for meeting working capital | raised by the | |||||||||||
| amount, purpose of raising | Term loan is being/will | requirements and R&D purposes. The | Company by | |||||||||||
| money by listed company, | be utilised for meeting | repayment schedule is 24 to 36 months from | availing Term | |||||||||||
| schedule for utilization of | working capital | the date of allotment | loan is being/will | |||||||||||
| amount, repayment schedule | requirements, | be utilised for | ||||||||||||
| etc | refinancing of existing | meeting working | ||||||||||||
| loan, Capex and general | capital | |||||||||||||
| corporate purposes. | requirements, | |||||||||||||
| The repayment | refinancing of | |||||||||||||
| schedule is 12 to 36 | existing loan, | |||||||||||||
| months from the date | Capex and | |||||||||||||
| of availment of loan | general corporate | |||||||||||||
| purposes. The | ||||||||||||||
| repayment | ||||||||||||||
| schedule is 12 to | ||||||||||||||
| 36 months from | ||||||||||||||
| the date of | ||||||||||||||
| availment of loan | ||||||||||||||
| The amount raised by creating Pledge on Shares have | - | - | The amount raised by creating Pledge | - | The amount raised by | |||||||||
| specify) | been partially utilised for extending unsecured loan | on Shares have been partially utilised | creating Pledge on Shares | |||||||||||
| to Wockhardt Limited from time to time. | for extending unsecured loan to | have been partially utilised | ||||||||||||
| Wockhardt Limited from time to time. | for extending unsecured | |||||||||||||
| loan to Wockhardt Limited | ||||||||||||||
| from time to time. | ||||||||||||||
! The shares are pledged in favour of Arka Fincap Limited for securing the term loan availed earlier by Wockhardt Limited
For and on behalf Humuza Consultants. Themisto Trustee Company Private Limited as Trustee
Dr. H. F. Khorakiwala, Director of Trustee
Place: Mumbai Date: 26-08-2021
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