Wockhardt Ltd — Major Shareholding Notification 2021

Dec 1, 2021

HUMUZA CONSULTANTS Corporate Office: Wockhardt Towers, Bandra-Kurla Complex, Bandra (East), Mumbai- 400 051 Phone : 91-22-2653 4444. Fax : 91-22-2652 3905

			1stDecember, 2021
	BSE Limited Corporate Relations Department P J Towers, Dalal Street Mumbai - 400 001 Scrip Code: 532300		National Stock Exchange of India Limited Exchange Plaza Bandra Kurla Complex, Bandra (E), Mumbai - 400 051 NSE Symbol: WOCKPHARMA

Dear Sir/Madam,

Sub: Disclosure under Regulation 31(1) and 31(3) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations. 2011.

Please find enclosed herewith disclosure pursuant to Regulations 31(1) and 31(3) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 pertaining to creation of pledge on 4,00,000 Nos. of Equity shares held by us in Wockhardt Limited on 30[th] November, 2021.

Also enclosing herewith additional disclosure under Regulation 31(1) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 pursuant to SEBI circular SEBI/HO/CFD/DCR1/CIR/P/2019/90 dated 7[th] August, 2019 required to be submitted by promoters upon any change in encumbrance of shares exceeding 20% of total share capital of the Company. With the creation of Pledge on above mentioned 4,00,000 Nos. of Equity Shares (i.e. 0.36%), the percent of Pledged Shares now increased to 30.06%.

Kindly take the same on your records.

Thanking you,

For Humuza Consultants Themisto Trustee Company Private Limited as Trustee

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Dr. H. F. Khorakiwala Director of Trustee

Encl : As above

CC: Wockhardt Limited D-4, MIDC, Chikalthana, Aurangabad - 431006

Disclosure by the Promoter(s) to the stock exchanges and to the Target Company for encumbrance of shares / ~~invocation of encumbrance/ release of encumbrance~~ , in terms of Regulation 31(1) ~~and 31(2)~~ of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Name of the Target Company (TC)	Name of the Target Company (TC)	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited
Names of the stock exchanges where the shares of the target company are listed		BSE Limited (BSE) and National Stock Exchange of India Limited (NSE)
Date of reporting		1st December, 2021
Name of the promoter or PAC on whose shares encumbrance has been created~~/released~~ ~~/invoked~~		Themisto Trustee Company Private Limited#
Details	of the creation of encumbrance:
Name of the promoter (s) or PACs with him*		Promoter holding in the target company (1)		Promoter holding already encumbered (2)										Details of events pertaining to encumbrance (3)						Post event holding of encumbered shares~~{~~ ~~creation~~ ~~[(2)+(3)~~ ] / release [(2)-(3)] / ~~invocation [(1)-(3)]]~~
		Number	% of total share capital	Number	% of total share capital	Type of event ( creation / ~~Release~~ / ~~invocation~~ ~~)~~			Date of creation/ ~~release/~~ ~~invocation~~ of encumbrance		Type of encumbrance (pledge/~~lien/ non~~ ~~disposal~~ ~~undertaking~~ ~~/others~~ )				Reasons for encumbrance	Number	% of share capital	Name of the entity in whose favor shares encumbered *			Number		% of total share capital
Themisto Trustee Company Private Limited#		59,495,957	53.69%	3,29,07,000 Nos. of Equity Shares	29.70%		Creation of Pledge		30/11/2021				Pledge		Shares pledged as per contractual agreement	4,00,000 Nos. of Equity Shares	0.36%	Catalyst Trusteeship Ltd (Debenture trustee) & Centrum Credit Opportunities Trust (Lender)	3,33,07,000 Nos. of Equity Shares				30.06%
Habil F Khorakiwala		459,451	0.41%	Nil										Nil					Nil
Murtaza Habil Khorakiwala		226,200	0.20%
Huzaifa Habil Khorakiwala		216,000	0.19%
Nafisa Habil Khorakiwala		2,640	0.00%
Miqdad Huzaifa Khorakiwala		1,800	0.00%
Themisto Trustee Company Private Limited@		3,300,000	2.98%
Pasithee Trustee Company Private Limited@		500,000	0.45%
Callirhoe Trustee Company Private Limited@		720,578	0.65%
Ananke Trustee Company Private Limited@		672,716	0.61%
Pasithee Trustee Company Private Limited$		3,400,000	3.07%
Ananke Trustee Company Private Limited$		3,200,000	2.89%
Callirhoe Trustee Company Private Limited$		3,200,000	2.89%

Note:

1.[#] Themisto Trustee Company Private Limited holds these shares in its capacity as the Trustee of Habil Khorakiwala Trust, being a Partner of Humuza Consultants (Partnership Firm).

• 2.@ Shares are held by the said Companies in the capacity as a Trustee of respective Trusts.

• $ Shares are held by the said Companies in capacity as a Trustee of respective Trusts being partner in Partnership Firms.

• ^The shares are pledged in favour of Catalyst Trusteeship Limited "(Debenture Trustee") to secure the Non-Convertible Debentures issued and allotted to Centrum Credit Opportunities Trust ("Lender")

• As reported in annual disclosure, other Promoter/ PACs are Ms. Zahabiya Khorakiwala, Dartmour Holdings Private Limited, Palanpur Holdings and Investments Private imited, Khorakiwala Holdings and Investments Pvt. Ltd. However, they do not hold Equity Shares in Wockhardt Limited.

For Themisto Trustee Company Private Limited

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Dr. H. F. Khorakiwala

Director

Place: Mumbai

Date: 1st December, 2021

Additional disclosure under Regulation 31(1) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 [Pursuant to Circular SEBI/HO/CFD/DCR1/CIR/P/2019/90 dated 7th August, 2019]

Name of Listed Company		Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited	Wockhardt Limited
Name of the recognised stock e the company are listed	xchanges where the shares of	BSE Limited (BSE) National Stock Exchange of India Limited (NSE)
Name of the promoter(s) / PAC encumbered	s whose shares have been	Humuza Consultants
Total promoter shareholding in	the listed company	No. of Shares held: 7,53,95,342 (68.04%) % of total share capital : 68.04%
Encumbered shares as a % of pr	omoter shareholding	30.06%
Whether encumbered share is 5 shareholding	0% or more of promoter	No
Whether encumbered share is 2 capital	0% or more of total share	Yes
Details of all the existing eve
Encumbrance No.		1	2	3	4	5	6	7	8	9	10	11	12	13	14	15	16	17	18	19	20	21	22
Date of creation/ Release of en	cumbrance	19.12.2018	31.01.2019	20.05.2019	21.06.2019	04.07.2019	06.08.2019	23.08.2019	16.09.2019	30.09.2019	09.10.2019	11.11.2019	20.11.2019	25.11.2019	23.12.2019	27.12.2019	27.01.2020	28.01.2020	28.01.2020	12.03.2020	12.03.2020	13.03.2020	17.03.2020
Type of encumbrance (pledge, l undertaking etc. or any other c or arrangement in the nature of	ien, negative lien, non-disposal ovenant, transaction, condition encumbrance)	Creation of pledge							Release pf pledged Shares	Creation of Pledge							Release of pledged Shares			Creation of Pledge
No. and % of shares encumbered	No. of shares :	1,000,000	250,000	150,000	300,000	500,000	800,000	300,000	650,000 -	600,000	200,000	1,300,000	850,000	500,000	7,200,000	6,500,000	1,400,000 -	400,000 -	444,000 -	775,000	2,100,000	700,000	925,000
	% of total share capital :	0.90%	0.23%	0.14%	0.27%	0.45%	0.72%	0.27%	-0.59%	0.54%	0.18%	1.17%	0.77%	0.45%	6.50%	5.87%	-1.26%	-0.36%	-0.40%	0.70%	1.90%	0.63%	0.84%
Specific Details about the encu	mbrance
Name of the entity in whose fav	our shares encumbered (X)	Anand Rathi Global Finance Ltd										Badjate Stock Broking Private Limited			SBICAP Trustee Company Ltd (Trustee of LIC Housing Finance Ltd)	Standard Chartered Investments & Loans (India) Ltd	Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd	Badjate Stock Broking Private Limited	Anand Rathi Global Finance Ltd	Standard Chartered Investments & Loans (India) Ltd	Badjate Stock Broking Private Limited	Standard Chartered Investments & Loans (India) Ltd
Whether the entity X is a sched financial institution, NBFC or ho provide the nature of the busin	uled commercial bank, public using finance company? If No, ess of the entity.	Yes										No. Nature of Business: Stock Broking|||No.<br>Nature of Business: Trustee<br>Company on behalf of<br>LICHFC.	Yes	Yes	Yes	No Nature of Business: Stock Broking|Yes|Yes|No<br>Nature of Business:<br>Stock Broking	Yes
Names of all other entities in th	e agreement	Humuza Consultants, Pledgor [Themisto Trustee CompanyPvt Ltd holds these shares in Capacityas the Trustee of Habil Khorakiwala Trust,beingapartner of Humuza Consultants,PartnershipFirm]
Whether the encumbrance is re viz. debenture, commercial pap If yes, provide details about the rating. If Yes, 1 Name of the issuer : 2 Details of the debt instrumen 3 Whether the debt instrument 4 Credit Rating of the debt instr 5 ISIN of theinstrurnent	lating to any debt instruments er, certificate of deposit etc.? instrument, including credit t : is listed on stock exchanges? ument	Not applicable
Security Cover/ Asset Cover
Value of shares on the date of e in Rs.)	vent / agreement (A) (Amount	520,400,000	110,362,500	58,155,000	110,040,000	186,225,000	226,480,000	76,395,000	212,420,000	153,840,000	47,610,000	373,685,000	245,565,000	127,275,000	1,772,280,000	1,604,850,000	494,060,000	138,220,000	153,424,200	160,192,500	434,070,000	157,290,000	189,948,750
Amount involved (against which encumbered) (B) (Amount in Rs	shares have been . )	20,00,00,000	#						N.A. [Release of part of the Pledged Shares]	#		10,00,00,000	10,00,00,000		3,500,000,000	50,00,00,000	N.A. [Release of part of the Pledged Shares]			#	*	@	*
Ratio of A / B		0.26	#						-do-	#		3.73685	3.73		0.51^	3.2097	N.A.			#	*	@	*
End use of money
Borrowed amount to be utilized for what purpose -	(a)Personal use by Promoters and PACs	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
	(b)For the benefit of listed company Provide details including amount, purpose of raising money by listed company, schedule for utilization of amount, repayment schedule etc	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
	Any other reason (please specify)	The amount raised by creating Pledge on Shares have been partially invested in Preference Shares and partially utilised for business purpose from time to time.

Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.

• @Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.

• ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.

Encumbrance No.		23	24	25	26	27	28	29	30	31	32	33	34	35	36	37	38	39	40	41	42	43	44
Date of creation/ Release of en	cumbrance	18.03.2020	19.03.2020	24.03.2020	24.03.2020	25.03.2020	08.04.2020	17.04.2020	04.05.2020	05.05.2020	06..07.2020	03.08.2020	02.11.2020	20.11.2020	27.11.2020	01.12.2020	08.12.2020	11.12.2020	18.12.2020	18.12.2020	31.12.2020	15.01.2021	03.02.2021
Type of encumbrance (pledge, l undertaking etc. or any other c or arrangement in the nature of	ien, negative lien, non-disposal ovenant, transaction, condition encumbrance)	Creation of Pledge					Release of Pledged Shares				Release of pledged Shares							Release of pledged Shares					Creation of Pledge
No. and % of shares encumbered	No. of shares :	500,000	350,000	3,900,000	2,100,000	744,000	600,000 -	600,000 -	4,525,000 -	2,825,000 -	1,800,000 -	1,400,000 -	1,400,000 -	1,400,000 -	480,000 -	1,500,000 -	500,000 -	1,318,500 -	1,500 -	700,000 -	2,500,000 -	300,000 -	2,200,000
	% of total share capital :	0.45%	0.32%	3.52%	1.90%	0.67%	-0.54%	-0.54%	-4.09%	-2.55%	-1.63%	-1.26%	-1.26%	-1.26%	-0.43%	-1.35%	-0.45%	-1.19%	0.00%	-0.63%	-2.26%	-0.27%	1.99%
Specific Details about the encu	mbrance
Name of the entity in whose fav	our shares encumbered (X)	Anand Rathi Global Finance Ltd	Badjate Stock Broking Private Limited	Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd	Badjate Stock Broking Private Limited			Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd		Standard Chartered Investments & Loans (India) Ltd	Badjate Stock Broking Private Limited	Badjate Stock Broking Private Limited	Anand Rathi Global Finance Ltd	Standard Chartered Investments & Loans (India) Ltd	Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd		Standard Chartered Investments & Loans (India) Ltd
Whether the entity X is a sched financial institution, NBFC or ho provide the nature of the busin	uled commercial bank, public using finance company? If No, ess of the entity.	Yes	No. Nature of Business: Stock Broking|Yes|Yes|No<br>Nature of Business: Stock Broking			Yes	Yes		Yes	No Nature of Business: Stock Broking|No<br>Nature of Business:<br>Stock Broking	Yes	Yes	Yes	Yes		Yes
Names of all other entities in th	e agreement	Humuza Consultants, Pledgor [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm]
Whether the encumbrance is re viz. debenture, commercial pap If yes, provide details about the rating. If Yes, 1 Name of the issuer : 2 Details of the debt instrumen 3 Whether the debt instrument 4 Credit Rating of the debt instr 5 ISIN of theinstrurnent	lating to any debt instruments er, certificate of deposit etc.? instrument, including credit t : is listed on stock exchanges? ument	Not Applicable
Security Cover/ Asset Cover
Value of shares on the date of e	vent / agreement(A) (Amount	98,300,000	63,560,000	612,885,000	330,015,000	123,541,200	132,780,000	162,540,000	1,185,097,500	726,025,000	496,890,000	425,040,000	413,910,000	550,620,000	216,912,000	694,125,000	243,275,000	682,851,150	763,875	356,475,000	1,366,375,000	159,915,000	1,135,530,000
Amount involved(against which	shares have been	#	@	*	#	@	N.A.											N.A.					400,000,000
Ratio of A / B		#	@	*	#	@	N.A.											N.A.					2.838825
End use of money
Borrowed amount to be utilized for what purpose -	(a)Personal use by Promoters and PACs	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
	(b)For the benefit of listed company Provide details including amount, purpose of raising money by listed company, schedule for utilization of amount, repayment schedule etc	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
	Any other reason (please specify)	The amount raised by creating Pledge on Shares have been partially invested in Preference Shares and partially utilised for business purpose from time to time.

Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.

• @Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.

• ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.

Encumbrance No.		45	46	47	48	49	50	51	52	53	54	55	56	57	58	59	60	61	62	63	64	65	66
Date of creation/ Release of en	cumbrance	19.02.2021	23.03.2021	26.03.2021	09.04.2021	20.04.2021	27.04.2021	07.05.2021	10.05.2021	10.05.2021	11.05.2021	14.05.2021	17.05.2021	20.05.2021	20.05.2021	26.05.2021	18.06.2021	21.06.2021	30.06.2021	30.06.2021	30.06.2021	19.07.2021	20.07.2021
Type of encumbrance (pledge, l undertaking etc. or any other c or arrangement in the nature of	ien, negative lien, non-disposal ovenant, transaction, condition encumbrance)	Creation of Pledge			Release of pledged shares	Creation of Pledge		Release of pledged shares		Creation of Pledge			Release of Pledged shares			Creation of Pledge						Release of Pledged shares
No. and % of shares encumbered	No. of shares :	3,900,000	200,000	850,000	1,000,000 -	3,000,000	3,400,000	800,000 -	1,200,000 -	1,100,000	2,100,000	1,100,000	500,000 -	180,000 -	90,000 -	2,050,000	253,000	405,000	550,000	230,000	1,450,000	150,000 -	100,000 -
	% of total share capital :	3.52%	0.18%	0.77%	-0.90%	2.71%	3.07%	-0.72%	-1.08%	0.99%	1.90%	0.99%	-0.45%	-0.16%	-0.08%	1.85%	0.23%	0.37%	0.50%	0.21%	1.31%	-0.14%	-0.09%
Specific Details about the encu	mbrance
Name of the entity in whose fa	vour shares encumbered (X)	Standard Chartered Investments & Loans (India) Ltd				Badjate Stock Broking Private Limited	Catalyst Trusteeship Limited&	Badjate Stock Broking Private Limited	Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd#	Catalyst Trusteeship Limited&		Standard Chartered Investments & Loans (India) Ltd	Badjate Stock Broking Private Limited	Anand Rathi Global Finance Ltd#	Catalyst Trusteeship Limited&	Badjate Stock Broking Private Limited	Standard Chartered Investments & Loans (India) Ltd	Standard Chartered Investments & Loans (India) Ltd	Badjate Stock Broking Private Limited	Arka Fincap Limited	Badjate Stock Broking Private Limited	Anand Rathi Global Finance Ltd#
Whether the entity X is a sched financial institution, NBFC or ho provide the nature of the busin	uled commercial bank, public using finance company? If No, ess of the entity.	Yes				No Nature of Business: Stock Broking|No<br>Nature of Business:<br>Debenture Trustee|No<br>Nature of<br>Business: Stock<br>Broking	Yes	Yes	No Nature of Business: Debenture Trustee		Yes	No Nature of Business: Stock Broking|Yes|No<br>Nature of Business:<br>Debenture Trustee|No<br>Nature of<br>Business: Stock<br>Broking	Yes	Yes	No Nature of Business: Stock Broking|Yes|No<br>Nature of Business: Stock<br>Broking	Yes
Names of all other entities in th	e agreement	Humuza Consultants, Pledgor [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm]
Whether the encumbrance is re viz. debenture, commercial pap If yes, provide details about the rating. If Yes, 1 Name of the issuer : 2 Details of the debt instrumen 3 Whether the debt instrument 4 Credit Rating of the debt instr 5 ISIN of theinstrurnent	lating to any debt instruments er, certificate of deposit etc.? instrument, including credit t : is listed on stock exchanges? ument	Not Applicable					1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.INE049B07048	Not Applicable			1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.INE049B07055		Not Applicable			1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5. INE049B07063	Not Applicable
Security Cover/ Asset Cover
Value of shares on the date of e in Rs. )	vent / agreement (A) (Amount	1,909,830,000	88,610,000	342,550,000	475,250,000	1,518,900,000	1,746,410,000	458,800,000	716,880,000	657,140,000	1,304,310,000	697,180,000	319,725,000	124,218,000	62,109,000	1,612,632,500	149,409,150	242,979,750	284,927,500	119,151,500	751,172,500	87,127,500	55,760,000
Amount involved (against which encumbered) (B) (Amount in Rs	shares have been . )	700,000,000	*	*	N.A. [Release of part of the Pledged Shares]	500,000,000	750,000,000	N.A. [Release of part of the Pledged ~~Sh~~		200,000,000	500,000,000	250,000,000	N.A. [Release of part of the Pledged Shares]			500,000,000	@	*	*	@	500,000,000	@	#
Ratio of A / B		2.728328571	*	*	N.A.	3.0378	2.328546667	~~ares]~~ N.A.		3.2857	2.60862	2.78872	N.A.			3.225265	@	*	*	@	1.502345	@	#
End use of money
Borrowed amount to be utilized for what purpose -	(a)Personal use by Promoters and PACs	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
	(b)For the benefit of listed company Provide details including amount, purpose of raising money by listed company, schedule for utilization of amount, repayment schedule etc	-	-	-	-	-	The amount of Rs. 75 crore raised by the Company by issuance of NCDs (Tranche I) has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment	-	-	-	The amount of Rs. 75 crore raised by the Company by issuance of NCDs (Tranche II) has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment		-	-	-	The amount of Rs. 50 crore raised by the Company by issuance of NCDs (Series B Tranche I) has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment	-	-	-	-	The amount of Rs. 50 crore raised by the Company by availing Term loan is being/will be utilised for meeting working capital requirements, refinancing of existing loan, Capex and general corporate purposes. The repayment schedule is 12 to 36 months from the date of availment of loan	-	-
	Any other reason (please specify)	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.					-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.			-	-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.			-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.				-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.	-

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.

• @Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.

• ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.

• & The share are pledged in favour of Catalyst Trusteeship Limited ("Debenture Trustee") to secure the Non-Convertible Debentures issued and allotted to Centrum Credit Opportunities Trust ("Lender")

• ! The shares are pledged in favour of Arka Fincap Limited for securing the term loan availed by Wockhardt Limited

Encumbrance No.		67	68	69	70	71	72	73	74	75	76	77	78	79	80	81	82	83	84	85	86
Date of creation/ Release of en	cumbrance	11.08.2021	11.08.2021	11.08.2021	11.08.2021	17.08.2021	24.08.2021	24.08.2021	24.08.2021	24.08.2021	25.08.2021	26.08.2021	31.08.2021	01.09.2021	01.09.2021	01.09.2021	02.09.2021	07.10.2021	07.10.2021	21.10.2021	30.11.2021
Type of encumbrance (pledge, l undertaking etc. or any other co or arrangement in the nature of	ien, negative lien, non-disposal venant, transaction, condition encumbrance)	Creation of Pledge																Release of Pledged Shares		Creation of Pledge
No. and % of shares encumbered	No. of shares :	380,000	310,000	160,000	150,000	30,000	845,000	760,000	121,000	186,000	315,000	400,000	600,000	115,000	450,000	75,000	190,000	70,000 -	28,000 -	1,350,000	400,000
	% of total share capital :	0.34%	0.28%	0.14%	0.14%	0.03%	0.76%	0.69%	0.11%	0.17%	0.28%	0.36%	0.54%	0.10%	0.41%	0.07%	0.17%	-0.06%	-0.03%	1.22%	0.36%
Specific Details about the encu	mbrance
Name of the entity in whose fa	vour shares encumbered (X)	Standard Chartered Investments & Loans (India) Ltd	Badjate Stock Broking Private Limited	Anand Rathi Global Finance Ltd#	Arka Fincap Limited	Catalyst Trusteeship Limited&		Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd#	Arka Fincap Limited	Badjate Stock Broking Private Limited	Catalyst Trusteeship Limited&		Arka Fincap Limited	Standard Chartered Investments & Loans (India) Ltd	Anand Rathi Global Finance Ltd#	Badjate Stock Broking Private Limited		Anand Rathi Global Finance Ltd#	Catalyst Trusteeship Limited&
Whether the entity X is a sched financial institution, NBFC or ho provide the nature of the busin	uled commercial bank, public using finance company? If No, ess of the entity.	Yes	No Nature of Business: Stock Broking|Yes|Yes|No<br>Nature of Business: Debenture Trustee||Yes|Yes|Yes|No<br>Nature of Business: Stock<br>Broking	No Nature of Business: Debenture Trustee		Yes	Yes	Yes	No Nature of Business: Stock Broking`		Yes	No Nature of Business: Debenture Trustee
Names of all other entities in th	e agreement	Humuza Consultants, Pledgor [Themisto Trustee Company Pvt Ltd holds these shares in Capacity as the Trustee of Habil Khorakiwala Trust, being a partner of Humuza Consultants, Partnership Firm]
Whether the encumbrance is re viz. debenture, commercial pap If yes, provide details about the rating. If Yes, 1 Name of the issuer : 2 Details of the debt instrumen 3 Whether the debt instrument 4 Credit Rating of the debt instr 5 ISIN of theinstrurnent	lating to any debt instruments er, certificate of deposit etc.? instrument, including credit t : is listed on stock exchanges? ument	-				1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.INE049B07048, INE049B07055, INE049B07063		-				1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.INE049B07048, INE049B07055, INE049B07063		-						1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.INE049B07071	1. Wockhard Limited 2. Non-Convertible Debenture ('NCDs') 3. The NCDs are not listed 4. CARE BBB-; Stable 5.NE049B07048, INE049B07055, INE049B07063, INE049B07071
Security Cover/ Asset Cover
Value of shares on the date of e in Rs. )	vent / agreement (A) (Amount	181,507,000	148,071,500	76,424,000	71,647,500	14,656,500	377,926,250	339,910,000	54,117,250	83,188,500	137,576,250	166,180,000	243,270,000	46,097,750	180,382,500	30,063,750	79,838,000	33,621,000	13,448,400	624,105,000	174,220,000
Amount involved (against which encumbered) (B) (Amount in Rs	shares have been . )	*	@	#	!	&	&	*	#	!	@	&	&	!	*	#	@	@	#	500,000,000	&
Ratio of A / B		*	@	#	!	&	&	*	#	!	@	&	&	!	*	#	@	@	#	1.24821	&
End use of money
Borrowed amount to be utilized for what purpose -	(a)Personal use by Promoters and PACs	-	-	-	-	-	-	-	-	-	-	-		-	-					-	-
	(b)For the benefit of listed company Provide details including amount, purpose of raising money by listed company, schedule for utilization of amount, repayment schedule etc	-	-	-	The amount of Rs. 50 crore raised by the Company by availing Term loan is being/will be utilised for meeting working capital requirements, refinancing of existing loan, Capex and general corporate purposes. The repayment schedule is 12 to 36 months from the date of availment of loan	The amount of Rs. 200 crore raised by the Company by issuance of NCDs has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment		-	-	The amount of Rs. 50 crore raised by the Company by availing Term loan is being/will be utilised for meeting working capital requirements, refinancing of existing loan, Capex and general corporate purposes. The repayment schedule is 12 to 36 months from the date of availment of loan	-	The amount of Rs. 200 crore raised by the Company by issuance of NCDs has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment		The amount of Rs. 50 crore raised by the Company by availing Term loan is being/will be utilised for meeting working capital requirements, refinancing of existing loan, Capex and general corporate purposes. The repayment schedule is 12 to 36 months from the date of availment of loan	-					The amount of Rs. 50 crore raised by the Company by issuance of NCDs shall be utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 26 to 36 months from the date of allotment	The amount of Rs. 250 crore raised by the Company by issuance of NCDs has been utilised for meeting working capital requirements and R&D purposes. The repayment schedule is 24 to 36 months from the date of allotment
	Any other reason (please specify)	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.			-	-		The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.		-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.	-		-	The amount raised by creating Pledge on Shares have been utilised for business purpose from time to time.					-

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Anand Rathi.

• @Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Badjate.

• Extended additional collateral for loan (i.e. loan against pledge of shares) taken earlier from Standard Chartered.

• ^ The Shares were Pledged alongwith other collaterals for the loan from LIC Housing Finance Limited.

• & The share are pledged in favour of Catalyst Trusteeship Limited ("Debenture Trustee") as an collateral to secure the Non-Convertible Debentures issued and allotted earlier to Centrum Credit Opportunities Trust ("Lender")

• ! The shares are pledged in favour of Arka Fincap Limited for securing the term loan availed earlier by Wockhardt Limited

For and on behalf Humuza Consultants.

Themisto Trustee Company Private Limited as Trustee

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Dr. H. F. Khorakiwala, Director of Trustee

Place: Mumbai Date: 01-12-2021