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WK Kellogg Co — Director's Dealing 2023
Nov 15, 2023
35593_dirs_2023-11-15_7c7b1dee-7983-424b-8db2-3137fb94d2de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WK Kellogg Co (KLG)
CIK: 0001959348
Period of Report: 2023-11-13
Reporting Person: Gund G Zachary (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-13 | Common Stock | A | 9860 | — | Acquired | 20816 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6218 | Indirect |
| Common Stock | 914 | Indirect |
| Common Stock | 2300 | Indirect |
| Common Stock | 404750 | Indirect |
Footnotes
F1: Represents shares of the Issuer's common stock granted to the Reporting Person under the WK Kellogg Co 2023 Long-Term Incentive Plan pursuant to the Issuer's non-employee director compensation program. Shares granted under the Issuer's non-employee director compensation program are automatically deferred and distributable to the Reporting Person or his beneficiary only upon the Reporting Person's "separation of service" with the Issuer (within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended).
F2: These shares are held in a trust for the benefit of the Reporting Person and certain members of his family. The Reporting Person is one of several trustees and, in such capacity, may have voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3: These shares are held by a limited liability company that is owned by a trust for the benefit of certain members of the Reporting Person's family. A family member of the Reporting Person is the trustee of the trust, and the Reporting Person is the manager of the limited liability company. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4: These shares are held in family partnerships, the partners of which include a trust for the benefit of the Reporting Person. The Reporting Person serves as a manager of these partnerships and, in such capacity, may have voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.