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WISR LIMITED Major Shareholding Notification 2004
66093_rns_2004-08-05_ced15ac8-6e2e-46c3-8aef-4babc74419b9.pdf
Major Shareholding Notification
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Your Ref: Our Ref: ARB:770369
Writer: Adam Brooks - Partner Direct Line: 9641 8904 Direct Fax: 9641 8978 e-mail: [email protected]
6 August 2004
BY FACSIMILE TRANSMISSION: 1900 999 279
6 Pages (including this one)
Australian Stock Exchange 530 Collins Street MELBOURNE VIC 3000
Dear Sir/Madam
Berklee Limited Estate of Maxwell Baird Moffatt Form 604
We act on behalf of the above estate.
Please find enclosed ASIC Form 604.
If you have any questions, please contact us.
Yours faithfully HERBERT GEER & RUNDLE
Lavel 21 385 Bourke Street Melbourne Vic 3000 Australia GPO Box 524 Melbourne Vic 3001 Australia DX 428 Melbourne Telephone +613 9670 6123 Facsimile +613 9642 0575 Sydney Telephone +612 9239 4500 Brisbane Telephone +617 3224 1500 www.hgr.com.au e-mail [email protected]
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | BERKLEE LIMITED |
|---|---|
| ACN/ARSN | ACN 004 661 205 |
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
ESTATE OF MAXWELL BAIRD MOFFATT (DECEASED) Not Applicable |
| There was a change in the interests of the substantial holder on |
28/07/04 |
| The previous notice was given to the company on | 10/02/04 |
The previous notice was dated
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in when last required, and when now r scheme, are as follows:
10/02/04
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinarv | 2,222,030 | 15.81% | 2.031.287 | 14.45% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 20.02.04 | James Gordon. Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$755.82 | 1,000 Ordinary |
1,000 |
| 23.02.04 | James Gordon Maxwell Moffatt. Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$18,646.87 | 25,000 Ordinary |
25,000 |
| 25.02.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$28,307.76 | 38,567 Ordinary |
38,567 |
| a oo: | |
|---|---|
| -------------- | -- |
| 18.03.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$5,505.12 | 7,300 Ordinary |
7 300 |
|---|---|---|---|---|---|
| 19.03.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$9,577.38 | 12,700 Ordinary |
12,700 |
| 22.03.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$3,056.72 | 4,000 Ordinary |
4,000 |
| 24.03.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$764.18 | 1,000 Ordinary |
1,000 |
| 25,03.04 | James Gordon Maxwell Moffatt. Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$1,548.47 | 2,000 Ordinary |
2,000 |
| 26.03.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Purchase | \$39,717.25 | 50,000 Ordinary |
50,000 |
| 27.04.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$22,163.55 | 31,500 Ordinary |
31,500 |
| 28.04.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$12,158.50 | 17,650 Ordinary |
17,650 |
| 29.04.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$687,39 | 960 Ordinary |
960 |
| 03.05.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$10,372.63 | 14,900 Ordinary |
14,900 |
| 17.05.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$6,175.84 | 9,000 Ordinary |
9,000 |
| 31.05.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$20,884.50 | 30,000 Ordinary |
30,000 |
|---|---|---|---|---|---|
| 03.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | S4 916.21 | 7,490 Ordinary |
7,490 |
| 04.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$4,791.50 | 7,300 Ordinary |
7.300 |
| 07.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$6,364.80 | 10,000 Ordinary |
10,000 |
| 28.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$17,214.28 | 27,106 Ordinary |
27,106 |
| 29.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$1,837.89 | 2,894 Ordinary |
2,894 |
| 30.06.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$13.32 | 20 Ordinary |
20 |
| 07.07.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$5,511.00 | 8,500 Ordinary |
8,500 |
| 14.07.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$2,947.84 | 4,606 Ordinary |
4,606 |
| 22.07.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$6,961.50 | 10,000 Ordinary |
10,000 |
| 23.07.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$9,944.60 | 15,384 Ordinary |
15,384 |
| 28.07.04 | James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$42,718.53 | 65,000 Ordinary |
65,000 |
|---|---|---|---|---|---|
| 02.08.04 | James Gordon Maxwell Moffatt. Charlotte Moffatt and Charles Keith Geer |
On Market Sale | \$11,695.32 | 18,000 Ordinary |
18,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Estate of Maxwell Baird Moffatt (Deceased) |
James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
Holder as Trustees of the Estate of Maxwell Baird Moffatt (deceased) |
2.031.287 | 2,031,287 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associated of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | ||
|---|---|---|---|
| N/A | ΝIΑ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| James Gordon Maxwell Moffatt, Charlotte Moffatt and Charles Keith Geer |
, C/- Herbert Geer & Rundle, Level 21, 385 Bourke Street, Melbourne, Vic 3000 |
Signature
print name HERBERT GEER & RUNDLE
sign here
DIRECTIONS
Capacity Solicitor and Agent for James Gordon Maxwell Moffatt for and on behalf of the Estate of Maxwell Baird Moffatt (deceased)
date 06 August 2004
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations,
or the manger and trustee of an equity trust), the names could be included in an ann $(1)$
See the definition of "associate" in section 9 of the Corporations Act 2001, $(2)$ mel 770369 608294
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the perso $(a)$
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must lnclude any and all benefits, money and other, that any person from whom a relevant Interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details m $(7)$ interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. If the relevant Interest arises because of an option)
write "unknown". - $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.