WisdomTree, Inc. — Proxy Solicitation & Information Statement 2014

Apr 30, 2014

DEFA14A 1 v376401_defa14a.htm FORM DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No. )

Filed by the Registrant x Filed by a Party other than the Registrant ¨

Check the appropriate box:

¨ Preliminary Proxy Statement

¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

¨ Definitive Proxy Statement

x Definitive Additional Materials

¨ Soliciting Material Pursuant to §240.14a-12

WisdomTree Investments, Inc.

(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

x No fee required.

¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

(1) Title of each class of securities to which transaction applies:

(2) Aggregate number of securities to which transaction applies:

(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

(4) Proposed maximum aggregate value of transaction:

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¨ Fee paid previously with preliminary materials.

¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

(1) Amount Previously Paid:

(2) Form, Schedule or Registration Statement No.:

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(4) Date Filed:

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* Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 27, 2014.

| WISDOMTREE INVESTMENTS, INC. | Meeting Information Meeting Type: Annual Meeting For holders as of: May 2, 2014 Date: June 27, 2014 Time: 11:00 AM, EDT Location: Meeting live via the Internet-please
visit www.virtualshareholdermeeting.com/wisdomtree. The company will be hosting the meeting live
via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/wisdomtree and
be sure to have the information that is printed in the box marked by the arrow (located on the following
page). |
| --- | --- |
| WISDOMTREE INVESTMENTS, INC. ATTN: PETER ZIEMBA-CHIEF LEGAL
OFFICER 245 PARK AVENUE 35th FLOOR NEW YORK, NY 10167 | You are receiving this
communication because you hold shares in the company named above. This is not a ballot. You
cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials
that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com , scan the QR Barcode
on the reverse side, or easily request a paper copy (see reverse side). We encourage you to access
and review all of the important information contained in the proxy materials before voting. |
| | See the reverse side of this notice to obtain proxy materials and voting instructions. |

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Before You Vote

How to Access the Proxy Materials

Proxy Materials Available to VIEW or RECEIVE: NOTICE AND PROXY STATEMENT ANNUAL REPORT How to View Online: Have the information that is printed in the box marked by the arrow (located on the following page) and visit: www.proxyvote.com, or scan the QR Barcode below. How to Request and Receive a PAPER or E-MAIL Copy: If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request: 1) BY INTERNET : www.proxyvote.com 2) BY TELEPHONE : 1-800-579-1639 3) BY E-MAIL* : sendmaterial@proxyvote.com * If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line. Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before June 12, 2014 to facilitate timely delivery.

How To Vote Please Choose One of the Following Voting Methods SCAN TO VIEW MATERIALS & VOTE

Vote By Internet: Before The Meeting: Go to www.proxyvote.com or from a smart phone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions . During The Meeting: Go to www.virtualshareholdermeeting.com/wisdomtree. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions. Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

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Voting Items

The Board of Directors recommends you vote FOR the following:

1. Election of Directors

Nominees:

1a. R. Jarrett Lilien

1b. Frank Salerno

1c. Jonathan L. Steinberg

1. Ratify the appointment of Ernst & Young LLP as WisdomTree Investments, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2014.

2. Approve the Company’s 2014 Annual Incentive Compensation Plan.

NOTE: Such other business as may properly come before the meeting or any adjournment thereof.

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