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WisdomTree, Inc. — Director's Dealing 2025
Jan 29, 2025
31681_dirs_2025-01-29_26fe2e06-d6ff-4743-b510-c13975389306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2025-01-27
Reporting Person: Steinberg Jonathan L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-27 | Common Stock | M | 387336.0000 | $0.0000 | Acquired | 9681406.0000 | Direct |
| 2025-01-27 | Common Stock | F | 198415.0000 | $0.0000 | Disposed | 9482991.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-27 | Performance Based Restricted Stock Units | $ | M | 387336.0000 | Disposed | Common Stock (387336.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798.0000 | Indirect |
Footnotes
F1: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
F2: Includes the reinvestment of dividend equivalents into 20,426 PRSUs between the grant date and vesting date.
F3: Includes restricted stock awards vesting as to (i) 255,329 shares on January 25, 2026, (ii) 148,616 shares on January 25, 2027 and (iii) 58,814 shares on January 25, 2028.
F4: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
F5: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.