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WisdomTree, Inc. Director's Dealing 2024

Jan 31, 2024

31681_dirs_2024-01-31_46342d00-34e4-4000-a87e-c4b4dcf01fa8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2024-01-29

Reporting Person: Steinberg Jonathan L (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-29 Common Stock F 133046.0000 $0.0000 Disposed 8869057.0000 Direct
2024-01-29 Common Stock M 260618.0000 $0.0000 Acquired 9002103.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-29 Performance Based Restricted Stock Units $ M 260618.0000 Disposed Common Stock (260618.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 798.0000 Indirect

Footnotes

F1: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date.

F3: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026.

F4: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F5: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.