Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WisdomTree, Inc. Director's Dealing 2024

Dec 4, 2024

31681_dirs_2024-12-04_6e77a280-252c-4683-b3ef-34144827b3b9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2024-12-02

Reporting Person: ETFS Capital Limited. (See Footnote 1)
Reporting Person: Tuckwell Graham (See Footnote 1)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-02 Common Stock S 3000000 $11.3400 Disposed 12250000 Direct

Footnotes

F1: This Form 4 is filed jointly by ETFS Capital Limited ("ETFS") and Graham Tuckwell (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: The shares of Common Stock reported owned herein are directly beneficially owned by ETFS. Mr. Tuckwell is the controlling shareholder of ETFS. As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed an indirect beneficial owner of the shares of Common Stock directly owned by ETFS.