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WisdomTree, Inc. — Director's Dealing 2023
Jan 27, 2023
31681_dirs_2023-01-27_c6ebf4d5-3a66-48ce-95da-57eaed67e5f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2023-01-25
Reporting Person: Ziemba Peter M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-25 | Common Stock | F | 18513.0000 | $0.0000 | Disposed | 1089969.0000 | Direct |
| 2023-01-25 | Common Stock | A | 102120.0000 | $0.0000 | Acquired | 1108482.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-25 | Performance Based Restricted Stock Units | $ | A | 34040.0000 | Acquired | Common Stock (34040.0000) | Direct |
Footnotes
F1: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 34,040 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026.
F2: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.
F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F4: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
F5: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.