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WisdomTree, Inc. — Director's Dealing 2023
Feb 1, 2023
31681_dirs_2023-02-01_6180c7ea-f99b-4f71-844b-ad9b731162ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2023-01-30
Reporting Person: Frankenthaler Marci (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-30 | Common Stock | M | 5199.0000 | $0.0000 | Acquired | 177709.0000 | Direct |
| 2023-01-30 | Common Stock | F | 1875.0000 | $0.0000 | Disposed | 175834.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-30 | Performance Based Restricted Stock Units | $ | M | 5199.0000 | Disposed | Common Stock (5199.0000) | Direct |
Footnotes
F1: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
F2: Includes the reinvestment of dividend equivalents into 367 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
F3: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026.
F4: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
F5: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.