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WisdomTree, Inc. Director's Dealing 2023

Aug 18, 2023

31681_dirs_2023-08-18_a97083fe-a891-48e8-bff6-88e8477e630a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree, Inc. (WT)
CIK: 0000880631
Period of Report: 2023-08-16

Reporting Person: Ziemba Peter M (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-17 Common Stock S 50000.0000 $7.0413 Disposed 988082.0000 Direct
2023-08-16 Common Stock S 50000.0000 $6.9137 Disposed 1038082.0000 Direct

Footnotes

F1: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

F2: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.935, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (2) of this Form 4.

F3: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $7.005 to $7.085, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (3) of this Form 4.